SAS

Spectrum Advisory Services Portfolio holdings

AUM $255M
This Quarter Return
-2.11%
1 Year Return
+4.81%
3 Year Return
+35.57%
5 Year Return
–
10 Year Return
–
AUM
$276M
AUM Growth
+$276M
Cap. Flow
-$3.86M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.93%
Holding
172
New
3
Increased
25
Reduced
79
Closed
5

Top Buys

1
UPS icon
United Parcel Service
UPS
$364K
2
HMC icon
Honda
HMC
$301K
3
CRR
Carbo Ceramics Inc.
CRR
$290K
4
EXPD icon
Expeditors International
EXPD
$270K
5
JEF icon
Jefferies Financial Group
JEF
$237K

Top Sells

1
ADP icon
Automatic Data Processing
ADP
$548K
2
GSK icon
GSK
GSK
$382K
3
SPLS
Staples Inc
SPLS
$376K
4
NE
Noble Corporation
NE
$362K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$349K

Sector Composition

1 Industrials 17.12%
2 Financials 13.94%
3 Technology 13.68%
4 Healthcare 10.84%
5 Consumer Staples 9.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CDI
126
DELISTED
CDI Corp.
CDI
$337K 0.12%
23,184
-9,300
-29% -$135K
FCX icon
127
Freeport-McMoran
FCX
$66.3B
$320K 0.12%
9,800
+450
+5% +$14.7K
NLY icon
128
Annaly Capital Management
NLY
$13.8B
$320K 0.12%
7,500
-375
-5% -$16K
WU icon
129
Western Union
WU
$2.82B
$320K 0.12%
19,968
– –
IVZ icon
130
Invesco
IVZ
$9.68B
$311K 0.11%
7,876
-500
-6% -$19.7K
SLRC icon
131
SLR Investment Corp
SLRC
$903M
$305K 0.11%
16,343
+200
+1% +$3.73K
CS
132
DELISTED
Credit Suisse Group
CS
$299K 0.11%
10,803
-2,048
-16% -$56.7K
QEP
133
DELISTED
QEP RESOURCES, INC.
QEP
$297K 0.11%
9,642
– –
CRR
134
DELISTED
Carbo Ceramics Inc.
CRR
$290K 0.11%
+4,900
New +$290K
OKE icon
135
Oneok
OKE
$46.5B
$288K 0.1%
4,400
– –
PUK.PR
136
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$279K 0.1%
10,900
+1,000
+10% +$25.6K
TEVA icon
137
Teva Pharmaceuticals
TEVA
$21.5B
$269K 0.1%
5,010
– –
MRK icon
138
Merck
MRK
$210B
$267K 0.1%
4,715
– –
JOF
139
Japan Smaller Capitalization Fund
JOF
$304M
$250K 0.09%
25,812
-4,673
-15% -$45.3K
DD
140
DELISTED
Du Pont De Nemours E I
DD
$242K 0.09%
3,549
-210
-6% -$14.3K
NWE icon
141
NorthWestern Energy
NWE
$3.51B
$236K 0.09%
5,200
– –
PGN
142
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$235K 0.09%
+38,250
New +$235K
AXP icon
143
American Express
AXP
$225B
$232K 0.08%
2,655
-50
-2% -$4.37K
T icon
144
AT&T
T
$208B
$231K 0.08%
8,674
– –
MKL icon
145
Markel Group
MKL
$24.7B
$227K 0.08%
357
– –
BHC icon
146
Bausch Health
BHC
$2.72B
$223K 0.08%
1,700
– –
QCOM icon
147
Qualcomm
QCOM
$170B
$220K 0.08%
2,937
-150
-5% -$11.2K
STR
148
DELISTED
QUESTAR CORP
STR
$219K 0.08%
9,842
– –
BRLI
149
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$210K 0.08%
7,500
-400
-5% -$11.2K
ANV
150
DELISTED
ALLIED NEVADA GOLD CORP
ANV
$206K 0.07%
62,220
+6,700
+12% +$22.2K
3 4 5
6
7