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SAS

Spectrum Advisory Services Portfolio holdings

AUM $255M
1-Year Est. Return 4.81%
This Fund
S&P 500
This Quarter Est. Return
-2.11%
1 Year Est. Return
+4.81%
3 Year Est. Return
+35.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$276M
AUM Growth
-$13.3M
Cap. Flow
-$3.87M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.93%
Holding
172
New
3
Increased
25
Reduced
79
Closed
5

Top Buys

Rank Stock Value
1
CRR
Carbo Ceramics Inc.
CRR
+$559K
2
UPS icon
United Parcel Service
UPS
+$368K
3
PGN
PARAGON OFFSHORE PLC (GBR)
PGN
+$319K
4
HMC icon
Honda
HMC
+$304K
5
EXPD icon
Expeditors International
EXPD
+$283K

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$542K
2
NE
Noble Corporation
NE
+$439K
3
GSK icon
GSK
GSK
+$407K
4
SPLS
Staples Inc
SPLS
+$376K
5
XOM icon
ExxonMobil
XOM
+$354K

Sector Composition

Rank Sector Weight
1 Industrials 17.12%
2 Financials 13.94%
3 Technology 13.68%
4 Healthcare 10.84%
5 Consumer Staples 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDI
126
DELISTED
CDI Corp.
CDI
$337K 0.12%
23,184
-9,300
-29% -$138K
FCX icon
127
Freeport-McMoran
FCX
$91.3B
$320K 0.12%
9,800
+450
+5% +$16.4K
NLY icon
128
Annaly Capital Management
NLY
$16.7B
$320K 0.12%
7,500
-375
-5% -$17.1K
WU icon
129
Western Union
WU
$2.6B
$320K 0.12%
19,968
– –
IVZ icon
130
Invesco
IVZ
$13.2B
$311K 0.11%
7,876
-500
-6% -$19.7K
SLRC icon
131
SLR Investment Corp
SLRC
$703M
$305K 0.11%
16,343
+200
+1% +$4.02K
CS
132
DELISTED
Credit Suisse Group
CS
$299K 0.11%
10,803
-2,048
-16% -$57.2K
QEP
133
DELISTED
QEP RESOURCES, INC.
QEP
$297K 0.11%
9,642
– –
CRR
134
DELISTED
Carbo Ceramics Inc.
CRR
$290K 0.11%
+4,900
New +$559K
OKE icon
135
Oneok
OKE
$58.7B
$288K 0.1%
4,400
– –
PUK.PR
136
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$279K 0.1%
10,900
+1,000
+10% +$25.7K
TEVA icon
137
Teva Pharmaceuticals
TEVA
$36.3B
$269K 0.1%
5,010
– –
MRK icon
138
Merck
MRK
$322B
$267K 0.1%
4,715
– –
JOF
139
Japan Smaller Capitalization Fund
JOF
$315M
$250K 0.09%
25,812
-4,673
-15% -$45.1K
DD
140
DELISTED
Du Pont De Nemours E I
DD
$242K 0.09%
3,549
-210
-6% -$13.2K
NWE icon
141
NorthWestern Energy
NWE
$4.46B
$236K 0.09%
5,200
– –
PGN
142
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$235K 0.09%
+38,250
New +$319K
AXP icon
143
American Express
AXP
$233B
$232K 0.08%
2,655
-50
-2% -$4.5K
T icon
144
AT&T
T
$157B
$231K 0.08%
8,674
– –
MKL icon
145
Markel Group
MKL
$24.5B
$227K 0.08%
357
– –
BHC icon
146
Bausch Health
BHC
$1.66B
$223K 0.08%
1,700
– –
QCOM icon
147
Qualcomm
QCOM
$180B
$220K 0.08%
2,937
-150
-5% -$11.5K
STR
148
DELISTED
QUESTAR CORP
STR
$219K 0.08%
9,842
– –
BRLI
149
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$210K 0.08%
7,500
-400
-5% -$12.2K
ANV
150
DELISTED
Allied Nevada Gold Corp
ANV
$206K 0.07%
62,220
+6,700
+12% +$23.1K
3 4 5
6
7

Similar funds

SHG
Seven Harbour Global New York $235M AUM
ACM
Andor Capital Management Rye Brook, New York $232M AUM 22.72% 1-Year Est. Return
SCM
Summit Capital Management Seattle, Washington $221M AUM 4.14% 1-Year Est. Return
PCM
Prosiris Capital Management New York $219M AUM 11.3% 1-Year Est. Return
HF
Hoxton Financial Shepherdstown, West Virginia $194M AUM 6.21% 1-Year Est. Return
WI
WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
SRCM
Sterling Ridge Capital Management New York $158M AUM 7.07% 1-Year Est. Return

Spectrum Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, Spectrum Advisory Services held 172 positions worth $276M, down 4.6% from $289M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Trading was light in Q3 2014: portfolio turnover was 4.7%. Spectrum Advisory Services opened 3 new positions and exited 5, leaving the 172-position portfolio largely intact.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Spectrum Advisory Services's largest Q3 2014 buy was Carbo Ceramics Inc.: 4,900 shares worth $290K.
  • Spectrum Advisory Services added most to United Parcel Service in Q3 2014, an estimated $368K increase.
  • Spectrum Advisory Services's biggest Q3 2014 reduction was Automatic Data Processing, cutting an estimated $542K.
  • Spectrum Advisory Services fully exited Staples Inc in Q3 2014, selling an estimated $376K.
  • Spectrum Advisory Services's ten largest holdings make up 24% of its $276M portfolio in Q3 2014.
  • Spectrum Advisory Services opened 3 new positions and closed 5 in Q3 2014.
  • Spectrum Advisory Services's portfolio value fell 4.6% quarter-over-quarter to $276M.

Based on Spectrum Advisory Services's 13F filing for Q3 2014, filed 7 Nov 2014.