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SAS

Spectrum Advisory Services Portfolio holdings

AUM $255M
1-Year Est. Return 4.81%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
+4.81%
3 Year Est. Return
+35.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$282M
AUM Growth
+$22.4M
Cap. Flow
-$856K
Cap. Flow %
-0.3%
Top 10 Hldgs %
25.21%
Holding
174
New
5
Increased
37
Reduced
57
Closed
3

Top Buys

Rank Stock Value
1
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$830K
2
FMX icon
Fomento Económico Mexicano
FMX
+$498K
3
TDC icon
Teradata
TDC
+$408K
4
JEF icon
Jefferies Financial Group
JEF
+$336K
5
IBM icon
IBM
IBM
+$325K

Top Sells

Rank Stock Value
1
BMS
Bemis
BMS
+$718K
2
MMM icon
3M
MMM
+$622K
3
PEP icon
PepsiCo
PEP
+$435K
4
GGG icon
Graco
GGG
+$384K
5
STI
SunTrust Banks, Inc.
STI
+$332K

Sector Composition

Rank Sector Weight
1 Industrials 17.11%
2 Financials 13.11%
3 Technology 12.81%
4 Healthcare 10.59%
5 Materials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOF
126
Japan Smaller Capitalization Fund
JOF
$320M
$367K 0.13%
40,065
– –
ANV
127
DELISTED
Allied Nevada Gold Corp
ANV
$362K 0.13%
101,892
+32,142
+46% +$121K
IVZ icon
128
Invesco
IVZ
$13.3B
$316K 0.11%
8,676
-2,900
-25% -$98.4K
QEP
129
DELISTED
QEP RESOURCES, INC.
QEP
$296K 0.11%
9,642
– –
PUK.PR
130
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$279K 0.1%
11,300
– –
RTX icon
131
RTX Corp
RTX
$287B
$278K 0.1%
3,884
+70
+2% +$4.77K
TFC icon
132
Truist Financial
TFC
$63.2B
$277K 0.1%
7,416
– –
MRK icon
133
Merck
MRK
$324B
$275K 0.1%
5,763
– –
OKE icon
134
Oneok
OKE
$58.7B
$274K 0.1%
5,026
– –
T icon
135
AT&T
T
$165B
$272K 0.1%
10,231
+1,066
+12% +$28K
COV
136
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$272K 0.1%
4,000
– –
AXP icon
137
American Express
AXP
$223B
$254K 0.09%
2,805
+150
+6% +$12.3K
HMC icon
138
Honda
HMC
$36.5B
$248K 0.09%
6,000
– –
SO icon
139
Southern Company
SO
$110B
$248K 0.09%
6,028
+668
+12% +$27.6K
JPM icon
140
JPMorgan Chase
JPM
$939B
$242K 0.09%
+4,130
New +$226K
TWC
141
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$240K 0.09%
+1,774
New +$220K
D icon
142
Dominion Energy
D
$62.5B
$235K 0.08%
3,636
– –
DD
143
DELISTED
Du Pont De Nemours E I
DD
$235K 0.08%
3,812
+53
+1% +$3.06K
SLRC icon
144
SLR Investment Corp
SLRC
$706M
$231K 0.08%
10,243
– –
PTVCB
145
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$231K 0.08%
8,440
– –
QCOM icon
146
Qualcomm
QCOM
$176B
$229K 0.08%
+3,087
New +$218K
BRLI
147
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$227K 0.08%
8,900
-700
-7% -$21.6K
STR
148
DELISTED
QUESTAR CORP
STR
$226K 0.08%
9,842
– –
NWE icon
149
NorthWestern Energy
NWE
$4.48B
$225K 0.08%
5,200
– –
NLY icon
150
Annaly Capital Management
NLY
$16.9B
$224K 0.08%
5,625
– –
3 4 5
6
7

Similar funds

SHG
Seven Harbour Global New York $235M AUM
ACM
Andor Capital Management Rye Brook, New York $232M AUM 22.72% 1-Year Est. Return
SCM
Summit Capital Management Seattle, Washington $221M AUM 4.14% 1-Year Est. Return
PCM
Prosiris Capital Management New York $219M AUM 11.3% 1-Year Est. Return
HF
Hoxton Financial Shepherdstown, West Virginia $194M AUM 6.21% 1-Year Est. Return
WI
WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
SRCM
Sterling Ridge Capital Management New York $158M AUM 7.07% 1-Year Est. Return

Spectrum Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, Spectrum Advisory Services held 174 positions worth $282M, up 8.6% from $260M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Trading was light in Q4 2013: portfolio turnover was 4.6%. Spectrum Advisory Services opened 5 new positions and exited 3, leaving the 174-position portfolio largely intact.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Spectrum Advisory Services's largest Q4 2013 buy was Teradata: 9,000 shares worth $409K.
  • Spectrum Advisory Services added most to PLUM CREEK TIMBER CO (REIT) in Q4 2013, an estimated $830K increase.
  • Spectrum Advisory Services's biggest Q4 2013 reduction was 3M, cutting an estimated $622K.
  • Spectrum Advisory Services fully exited Bemis in Q4 2013, selling an estimated $718K.
  • Spectrum Advisory Services's ten largest holdings make up 25% of its $282M portfolio in Q4 2013.
  • Spectrum Advisory Services opened 5 new positions and closed 3 in Q4 2013.
  • Spectrum Advisory Services's portfolio value rose 8.6% quarter-over-quarter to $282M.

Based on Spectrum Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.