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SAS

Spectrum Advisory Services Portfolio holdings

AUM $255M
1-Year Est. Return 4.81%
This Fund
S&P 500
This Quarter Est. Return
+5.78%
1 Year Est. Return
+4.81%
3 Year Est. Return
+35.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$260M
AUM Growth
+$11.5M
Cap. Flow
-$2.68M
Cap. Flow %
-1.03%
Top 10 Hldgs %
24.82%
Holding
180
New
9
Increased
14
Reduced
76
Closed
11

Top Buys

Rank Stock Value
1
OVV icon
Ovintiv
OVV
+$677K
2
MSFT icon
Microsoft
MSFT
+$674K
3
ESV
Ensco Rowan plc
ESV
+$642K
4
JEF icon
Jefferies Financial Group
JEF
+$468K
5
FMX icon
Fomento Económico Mexicano
FMX
+$402K

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$917K
2
AX icon
Axos Financial
AX
+$846K
3
ALV icon
Autoliv
ALV
+$294K
4
UPS icon
United Parcel Service
UPS
+$269K
5
MDT icon
Medtronic
MDT
+$257K

Sector Composition

Rank Sector Weight
1 Industrials 17.06%
2 Financials 13.33%
3 Technology 12.64%
4 Healthcare 10.61%
5 Consumer Staples 9.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOF
126
Japan Smaller Capitalization Fund
JOF
$320M
$364K 0.14%
40,065
-3,300
-8% -$29.6K
QGENF
127
DELISTED
QIAGEN NV
QGENF
$337K 0.13%
15,750
+2,050
+15% +$43.9K
ANV
128
DELISTED
Allied Nevada Gold Corp
ANV
$292K 0.11%
69,750
+4,750
+7% +$24.8K
BRLI
129
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$287K 0.11%
9,600
-400
-4% -$11.1K
PUK.PR
130
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$280K 0.11%
11,300
– –
QEP
131
DELISTED
QEP RESOURCES, INC.
QEP
$267K 0.1%
9,642
– –
MRK icon
132
Merck
MRK
$324B
$262K 0.1%
5,763
– –
NLY icon
133
Annaly Capital Management
NLY
$16.9B
$261K 0.1%
5,625
– –
RTX icon
134
RTX Corp
RTX
$287B
$259K 0.1%
3,814
– –
TEVA icon
135
Teva Pharmaceuticals
TEVA
$35.9B
$257K 0.1%
6,815
-3,000
-31% -$117K
TFC icon
136
Truist Financial
TFC
$63.2B
$250K 0.1%
7,416
– –
COV
137
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$244K 0.09%
4,000
-512
-11% -$31.2K
WU icon
138
Western Union
WU
$2.57B
$241K 0.09%
12,900
– –
LEG icon
139
Leggett & Platt
LEG
$1.52B
$238K 0.09%
7,900
– –
OKE icon
140
Oneok
OKE
$58.7B
$235K 0.09%
+5,026
New +$218K
NWE icon
141
NorthWestern Energy
NWE
$4.48B
$234K 0.09%
5,200
– –
T icon
142
AT&T
T
$165B
$234K 0.09%
9,165
-662
-7% -$17.4K
HMC icon
143
Honda
HMC
$36.5B
$229K 0.09%
6,000
– –
D icon
144
Dominion Energy
D
$62.5B
$227K 0.09%
3,636
– –
SLRC icon
145
SLR Investment Corp
SLRC
$706M
$227K 0.09%
+10,243
New +$231K
SO icon
146
Southern Company
SO
$110B
$221K 0.09%
5,360
– –
STR
147
DELISTED
QUESTAR CORP
STR
$221K 0.09%
9,842
– –
AVHI
148
DELISTED
A V Homes, Inc.
AVHI
$213K 0.08%
12,225
– –
DD
149
DELISTED
Du Pont De Nemours E I
DD
$209K 0.08%
+3,759
New +$205K
PTVCB
150
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$206K 0.08%
8,440
– –
3 4 5
6
7

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SCM
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HF
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WI
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CK
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SRCM
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Spectrum Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, Spectrum Advisory Services held 180 positions worth $260M, up 4.6% from $248M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Spectrum Advisory Services's Q3 2013 filing shows 9 new, 14 increased, 76 reduced and 11 closed positions. Its largest new stake was Ovintiv: 7,775 shares worth $674K. The largest sale was Lowe's Companies, an estimated $917K.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 16% a quarter earlier, followed by Financials and Technology.

  • Spectrum Advisory Services's largest Q3 2013 buy was Ovintiv: 7,775 shares worth $674K.
  • Spectrum Advisory Services added most to Microsoft in Q3 2013, an estimated $674K increase.
  • Spectrum Advisory Services's biggest Q3 2013 reduction was Lowe's Companies, cutting an estimated $917K.
  • Spectrum Advisory Services fully exited Autoliv in Q3 2013, selling an estimated $294K.
  • Spectrum Advisory Services's ten largest holdings make up 25% of its $260M portfolio in Q3 2013.
  • Spectrum Advisory Services opened 9 new positions and closed 11 in Q3 2013.
  • Spectrum Advisory Services's portfolio value rose 4.6% quarter-over-quarter to $260M.

Based on Spectrum Advisory Services's 13F filing for Q3 2013, filed 12 Nov 2013.