SAS

Spectrum Advisory Services Portfolio holdings

AUM $255M
1-Year Est. Return 4.81%
This Quarter Est. Return
1 Year Est. Return
+4.81%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$255M
AUM Growth
+$5.19M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
161
New
Increased
Reduced
Closed

Top Buys

1
+$5.77M
2
+$224K
3
+$207K
4
BP icon
BP
BP
+$203K
5
CODI icon
Compass Diversified
CODI
+$161K

Top Sells

1
+$5.62M
2
+$2.04M
3
+$320K
4
BHC icon
Bausch Health
BHC
+$315K
5
ETN icon
Eaton
ETN
+$269K

Sector Composition

1 Industrials 18.51%
2 Financials 15.24%
3 Technology 12.93%
4 Healthcare 12.01%
5 Consumer Staples 10.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD
126
DELISTED
Du Pont De Nemours E I
DD
$210K 0.08%
3,319
MLM icon
127
Martin Marietta Materials
MLM
$39.3B
$207K 0.08%
+1,300
BP icon
128
BP
BP
$90.9B
$203K 0.08%
+7,976
PUK.PR
129
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$203K 0.08%
7,800
-800
NE
130
DELISTED
Noble Corporation
NE
$198K 0.08%
19,130
-600
OPK icon
131
Opko Health
OPK
$983M
$194K 0.08%
18,700
JOF
132
Japan Smaller Capitalization Fund
JOF
$320M
$188K 0.07%
19,453
-300
SLRC icon
133
SLR Investment Corp
SLRC
$837M
$186K 0.07%
10,750
CODI icon
134
Compass Diversified
CODI
$420M
$161K 0.06%
+10,279
IBN icon
135
ICICI Bank
IBN
$110B
$161K 0.06%
24,747
+13,747
CDI
136
DELISTED
CDI Corp.
CDI
$117K 0.05%
18,585
-400
MPX icon
137
Marine Products Corp
MPX
$331M
$107K 0.04%
14,144
CTG
138
DELISTED
Computer Task Group, Inc.
CTG
$68K 0.03%
13,310
DX
139
Dynex Capital
DX
$2.15B
– –
-8,050
EARN
140
Ellington Residential Mortgage REIT
EARN
$212M
– –
-10,103
IVR icon
141
Invesco Mortgage Capital
IVR
$668M
– –
-1,930
JPM icon
142
JPMorgan Chase
JPM
$842B
– –
-3,182
TEVA icon
143
Teva Pharmaceuticals
TEVA
$36.4B
– –
-3,450
XCO
144
DELISTED
Exco Resources
XCO
– –
-1,280
PCL
145
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-117,858
PCP
146
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-950
AAWW
147
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-6,400
VOLV
148
DELISTED
VOLVO A B ADR-B
VOLV
– –
-34,065
BHC icon
149
Bausch Health
BHC
$2.59B
– –
-3,100
2 3 4 5
6