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SFS

Sowell Financial Services Portfolio holdings

AUM $3.06B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+7.57%
1 Year Est. Return
+30.02%
3 Year Est. Return
+85.93%
5 Year Est. Return
+101.16%
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$102M
Cap. Flow
+$22.5M
Cap. Flow %
1.72%
Top 10 Hldgs %
18.8%
Holding
2,770
New
261
Increased
915
Reduced
864
Closed
136

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.41M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.91M
3
KOLD icon
ProShares UltraShort Bloomberg Natural Gas
KOLD
+$4.71M
4
MUB icon
iShares National Muni Bond ETF
MUB
+$3.89M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$3.66M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.82M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.25M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.12M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.09M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.42M

Sector Composition

Rank Sector Weight
1 Technology 9.62%
2 Financials 7.85%
3 Consumer Staples 6.93%
4 Healthcare 6.54%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XBIT icon
1801
XBiotech
XBIT
$68.9M
$7K ﹤0.01%
+350
New +$4.51K
XME icon
1802
State Street SPDR S&P Metals & Mining ETF
XME
$3.74B
$7K ﹤0.01%
245
– –
EQC
1803
DELISTED
Equity Commonwealth
EQC
$7K ﹤0.01%
208
– –
NDP
1804
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$7K ﹤0.01%
+210
New +$6.57K
MODN
1805
DELISTED
MODEL N, INC.
MODN
$7K ﹤0.01%
204
-4
-2% -$122
TRHC
1806
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$7K ﹤0.01%
150
– –
AUY
1807
DELISTED
Yamana Gold, Inc.
AUY
$7K ﹤0.01%
1,834
– –
SRNE
1808
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$7K ﹤0.01%
+2,000
New +$4.77K
SAFM
1809
DELISTED
Sanderson Farms Inc
SAFM
$7K ﹤0.01%
40
-80
-67% -$12.6K
EPAY
1810
DELISTED
Bottomline Technologies Inc
EPAY
$7K ﹤0.01%
132
-16
-11% -$728
EBIX
1811
DELISTED
Ebix Inc
EBIX
$7K ﹤0.01%
216
+1
+0.5% +$37
AZPN
1812
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$7K ﹤0.01%
58
+30
+107% +$3.62K
ANIK icon
1813
Anika Therapeutics
ANIK
$222M
$6K ﹤0.01%
117
– –
AOD
1814
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$6K ﹤0.01%
712
-13
-2% -$111
OPTU
1815
Optimum Communications Inc
OPTU
$295M
$6K ﹤0.01%
212
– –
BAP icon
1816
Credicorp
BAP
$30.4B
$6K ﹤0.01%
+26
New +$5.45K
BHF icon
1817
Brighthouse Financial
BHF
$3.67B
$6K ﹤0.01%
147
-2
-1% -$79
CATY icon
1818
Cathay General Bancorp
CATY
$4.23B
$6K ﹤0.01%
145
+16
+12% +$585
CTSO icon
1819
Cytosorbents Corp
CTSO
$22.6M
$6K ﹤0.01%
1,631
– –
CXT icon
1820
Crane NXT
CXT
$2.99B
$6K ﹤0.01%
207
+66
+47% +$1.88K
DEM icon
1821
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
$6K ﹤0.01%
130
– –
DK icon
1822
Delek US
DK
$3.98B
$6K ﹤0.01%
187
+57
+44% +$2.06K
DLB icon
1823
Dolby
DLB
$4.99B
$6K ﹤0.01%
89
-78
-47% -$5.16K
ERIC icon
1824
Ericsson
ERIC
$32.5B
$6K ﹤0.01%
648
– –
FDUS icon
1825
Fidus Investment
FDUS
$766M
$6K ﹤0.01%
400
– –
71 72
73
74 75

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SAG
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EP
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MRCP
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LFAS
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AIM
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VBA
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Sowell Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Sowell Financial Services held 2,770 positions worth $1.31B, up 8.4% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sowell Financial Services's Q4 2019 filing shows 261 new, 915 increased, 864 reduced and 136 closed positions. Its largest new stake was ProShares UltraShort Bloomberg Natural Gas: 14,929 shares worth $5.8M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $6.82M.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, up from 8.4% a quarter earlier, followed by Financials and Consumer Staples.

  • Sowell Financial Services's largest Q4 2019 buy was ProShares UltraShort Bloomberg Natural Gas: 14,929 shares worth $5.8M.
  • Sowell Financial Services added most to Invesco QQQ Trust in Q4 2019, an estimated $9.41M increase.
  • Sowell Financial Services's biggest Q4 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $6.82M.
  • Sowell Financial Services fully exited ProShares UltraShort QQQ in Q4 2019, selling an estimated $3.84M.
  • Sowell Financial Services's ten largest holdings make up 19% of its $1.31B portfolio in Q4 2019.
  • Sowell Financial Services opened 261 new positions and closed 136 in Q4 2019.
  • Sowell Financial Services's portfolio value rose 8.4% quarter-over-quarter to $1.31B.

Based on Sowell Financial Services's 13F filing for Q4 2019, filed 7 Feb 2020.