We are live on ! Find out more
SFS

Sowell Financial Services Portfolio holdings

AUM $3.06B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-2.87%
1 Year Est. Return
+30.02%
3 Year Est. Return
+85.93%
5 Year Est. Return
+101.16%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
-$200M
Cap. Flow
-$147M
Cap. Flow %
-9.2%
Top 10 Hldgs %
21.98%
Holding
603
New
53
Increased
221
Reduced
215
Closed
97

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$20.1M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$15.7M
3
XMHQ icon
Invesco S&P MidCap Quality ETF
XMHQ
+$8.38M
4
NFLX icon
Netflix
NFLX
+$4.82M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.81M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$48.4M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$25.2M
3
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$14.9M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$11.1M
5
NUSC icon
Nuveen ESG Small-Cap ETF
NUSC
+$6.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.96%
2 Technology 11.2%
3 Financials 5.68%
4 Consumer Staples 4.53%
5 Healthcare 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFD icon
51
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.03B
$6.92M 0.43%
325,762
-965
-0.3% -$20.9K
IWM icon
52
iShares Russell 2000 ETF
IWM
$81.9B
$6.88M 0.43%
38,756
+932
+2% +$175K
BA icon
53
Boeing
BA
$166B
$6.87M 0.43%
35,823
+2,131
+6% +$466K
SPYM
54
State Street SPDR Portfolio S&P 500 ETF
SPYM
$171B
$6.82M 0.43%
135,722
+41,401
+44% +$2.17M
V icon
55
Visa
V
$709B
$6.76M 0.42%
29,412
+2,497
+9% +$600K
MRK icon
56
Merck
MRK
$369B
$6.76M 0.42%
65,167
-907
-1% -$97.8K
META icon
57
Meta Platforms (Facebook)
META
$1.45T
$6.62M 0.42%
22,036
+590
+3% +$178K
FVD icon
58
First Trust Value Line Dividend Fund
FVD
$8.26B
$6.49M 0.41%
173,641
+2,327
+1% +$91.9K
RAVI icon
59
Northern Trust Ultra-Short Fixed Income ETF
RAVI
$1.52B
$6.41M 0.4%
85,301
-3,274
-4% -$245K
FTSM icon
60
First Trust Enhanced Short Maturity ETF
FTSM
$6.53B
$6.31M 0.4%
105,710
-20,803
-16% -$1.24M
UNH icon
61
UnitedHealth
UNH
$355B
$6.2M 0.39%
12,303
-2,610
-18% -$1.28M
MINT icon
62
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.4B
$6.19M 0.39%
61,849
-54,865
-47% -$5.48M
XLK icon
63
State Street Technology Select Sector SPDR ETF
XLK
$123B
$6.11M 0.38%
74,480
-26,736
-26% -$2.29M
PFE icon
64
Pfizer
PFE
$160B
$6.08M 0.38%
183,448
+9,713
+6% +$343K
BTZ icon
65
BlackRock Credit Allocation Income Trust
BTZ
$948M
$5.98M 0.38%
617,694
+102,401
+20% +$1.03M
FTSL icon
66
First Trust Senior Loan Fund ETF
FTSL
$2.34B
$5.97M 0.37%
130,595
-3,754
-3% -$171K
MCD icon
67
McDonald's
MCD
$184B
$5.93M 0.37%
22,509
+371
+2% +$106K
SGOV icon
68
iShares 0-3 Month Treasury Bond ETF
SGOV
$104B
$5.91M 0.37%
58,662
-13,503
-19% -$1.36M
IAU icon
69
iShares Gold Trust
IAU
$68.3B
$5.8M 0.36%
165,884
+9,215
+6% +$336K
LLY icon
70
Eli Lilly
LLY
$1.05T
$5.63M 0.35%
10,478
+116
+1% +$59.8K
QCOM icon
71
Qualcomm
QCOM
$176B
$5.63M 0.35%
50,651
+5,271
+12% +$611K
HD icon
72
Home Depot
HD
$328B
$5.58M 0.35%
18,450
+1,578
+9% +$507K
QYLD icon
73
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.35B
$5.46M 0.34%
325,410
+17,800
+6% +$312K
GLD icon
74
SPDR Gold Trust
GLD
$154B
$5.44M 0.34%
31,711
-18,295
-37% -$3.27M
MUB icon
75
iShares National Muni Bond ETF
MUB
$45.5B
$5.41M 0.34%
52,749
-340
-0.6% -$35.9K
1 2
3
4 5

Similar funds

BAM
Belpointe Asset Management Reno, Nevada $3.06B AUM 23.82% 1-Year Est. Return
WWM
Western Wealth Management Golden, Colorado $3.06B AUM 26.31% 1-Year Est. Return
CI
Capital International Los Angeles, California $3.06B AUM 33.84% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $3.05B AUM 18.61% 1-Year Est. Return
PCM
Patient Capital Management Baltimore, Maryland $3.05B AUM 42.09% 1-Year Est. Return
DT
DV Trading Chicago, Illinois $3.05B AUM
HC
Henshaw Capital Woburn, Massachusetts $3.07B AUM 40.85% 1-Year Est. Return
CFM
Comprehensive Financial Management Los Gatos, California $3.05B AUM 1.77% 1-Year Est. Return

Sowell Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Sowell Financial Services held 603 positions worth $1.59B, down 11% from $1.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sowell Financial Services withdrew a net $147M in Q3 2023, closing 97 positions and reducing 215 holdings. Its most notable exit was Invesco NASDAQ 100 ETF, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 57% a quarter earlier, followed by Technology and Financials.

Against the trend, Sowell Financial Services opened a new position in Sprott Physical Gold worth $19.2M.

  • Sowell Financial Services's largest Q3 2023 buy was Sprott Physical Gold: 1,340,872 shares worth $19.2M.
  • Sowell Financial Services added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q3 2023, an estimated $15.7M increase.
  • Sowell Financial Services's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $48.4M.
  • Sowell Financial Services fully exited Invesco NASDAQ 100 ETF in Q3 2023, selling an estimated $11.1M.
  • Sowell Financial Services's ten largest holdings make up 22% of its $1.59B portfolio in Q3 2023.
  • Sowell Financial Services opened 53 new positions and closed 97 in Q3 2023.
  • Sowell Financial Services's portfolio value fell 11% quarter-over-quarter to $1.59B.

Based on Sowell Financial Services's 13F filing for Q3 2023, filed 8 Nov 2023.