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SFS

Sowell Financial Services Portfolio holdings

AUM $3.06B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-2.87%
1 Year Est. Return
+30.02%
3 Year Est. Return
+85.93%
5 Year Est. Return
+101.16%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
-$200M
Cap. Flow
-$147M
Cap. Flow %
-9.2%
Top 10 Hldgs %
21.98%
Holding
603
New
53
Increased
221
Reduced
215
Closed
97

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$20.1M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$15.7M
3
XMHQ icon
Invesco S&P MidCap Quality ETF
XMHQ
+$8.38M
4
NFLX icon
Netflix
NFLX
+$4.82M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.81M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$48.4M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$25.2M
3
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$14.9M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$11.1M
5
NUSC icon
Nuveen ESG Small-Cap ETF
NUSC
+$6.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.96%
2 Technology 11.2%
3 Financials 5.68%
4 Consumer Staples 4.53%
5 Healthcare 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIEN icon
401
Ciena
CIEN
$56.6B
$483K 0.03%
+10,224
New +$451K
PCEF icon
402
Invesco CEF Income Composite ETF
PCEF
$814M
$483K 0.03%
28,257
-856
-3% -$15.3K
AMLP icon
403
Alerian MLP ETF
AMLP
$13.4B
$478K 0.03%
11,334
+1,052
+10% +$43.2K
GSK icon
404
GSK
GSK
$101B
$478K 0.03%
13,059
-23,725
-64% -$842K
IAT icon
405
iShares US Regional Banks ETF
IAT
$663M
$478K 0.03%
+14,026
New +$505K
LUV icon
406
Southwest Airlines
LUV
$19.5B
$478K 0.03%
17,669
+3,960
+29% +$129K
PFFD icon
407
Global X US Preferred ETF
PFFD
$2.16B
$478K 0.03%
25,393
-6,603
-21% -$126K
ENVX icon
408
Enovix
ENVX
$788M
$476K 0.03%
+43,313
New +$619K
ORI icon
409
Old Republic International
ORI
$10.2B
$474K 0.03%
17,603
-3,831
-18% -$103K
U icon
410
Unity
U
$19.1B
$472K 0.03%
15,047
+4,579
+44% +$176K
DVYE icon
411
iShares Emerging Markets Dividend ETF
DVYE
$1.25B
$470K 0.03%
19,168
– –
BCD icon
412
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$431M
$462K 0.03%
13,980
+599
+4% +$19.9K
PPI
413
AXS Astoria Inflation Sensitive ETF
PPI
$163M
$452K 0.03%
35,254
-734
-2% -$9.58K
IQDG icon
414
WisdomTree International Quality Dividend Growth Fund
IQDG
$730M
$449K 0.03%
14,025
-322
-2% -$10.9K
SHYG icon
415
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.7B
$447K 0.03%
10,888
-34,198
-76% -$1.41M
FCX icon
416
Freeport-McMoran
FCX
$113B
$445K 0.03%
11,924
-10,414
-47% -$420K
HTGC icon
417
Hercules Capital
HTGC
$3.28B
$445K 0.03%
27,080
+46
+0.2% +$753
PAAS icon
418
Pan American Silver
PAAS
$22.8B
$444K 0.03%
30,658
+2
+0% +$31
ETG
419
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$440K 0.03%
28,591
+61
+0.2% +$1.01K
WMB icon
420
Williams Companies
WMB
$90.7B
$438K 0.03%
12,992
-19,065
-59% -$651K
FIXD icon
421
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.22B
$434K 0.03%
10,309
-1,470
-12% -$63.8K
FAUG icon
422
FT Vest US Equity Buffer ETF August
FAUG
$1.22B
$426K 0.03%
11,398
-131
-1% -$5.05K
BAX icon
423
Baxter International
BAX
$13.4B
$422K 0.03%
11,099
-12,065
-52% -$514K
PBT
424
Permian Basin Royalty Trust
PBT
$1.57B
$421K 0.03%
+19,777
New +$448K
SBS icon
425
Sabesp
SBS
$17B
$419K 0.03%
178,184
– –
15 16
17
18 19

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CI
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SAG
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Sowell Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Sowell Financial Services held 603 positions worth $1.59B, down 11% from $1.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sowell Financial Services withdrew a net $147M in Q3 2023, closing 97 positions and reducing 215 holdings. Its most notable exit was Invesco NASDAQ 100 ETF, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 57% a quarter earlier, followed by Technology and Financials.

Against the trend, Sowell Financial Services opened a new position in Sprott Physical Gold worth $19.2M.

  • Sowell Financial Services's largest Q3 2023 buy was Sprott Physical Gold: 1,340,872 shares worth $19.2M.
  • Sowell Financial Services added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q3 2023, an estimated $15.7M increase.
  • Sowell Financial Services's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $48.4M.
  • Sowell Financial Services fully exited Invesco NASDAQ 100 ETF in Q3 2023, selling an estimated $11.1M.
  • Sowell Financial Services's ten largest holdings make up 22% of its $1.59B portfolio in Q3 2023.
  • Sowell Financial Services opened 53 new positions and closed 97 in Q3 2023.
  • Sowell Financial Services's portfolio value fell 11% quarter-over-quarter to $1.59B.

Based on Sowell Financial Services's 13F filing for Q3 2023, filed 8 Nov 2023.