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SFS

Sowell Financial Services Portfolio holdings

AUM $3.06B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-2.87%
1 Year Est. Return
+30.02%
3 Year Est. Return
+85.93%
5 Year Est. Return
+101.16%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
-$200M
Cap. Flow
-$147M
Cap. Flow %
-9.2%
Top 10 Hldgs %
21.98%
Holding
603
New
53
Increased
221
Reduced
215
Closed
97

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$20.1M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$15.7M
3
XMHQ icon
Invesco S&P MidCap Quality ETF
XMHQ
+$8.38M
4
NFLX icon
Netflix
NFLX
+$4.82M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.81M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$48.4M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$25.2M
3
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$14.9M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$11.1M
5
NUSC icon
Nuveen ESG Small-Cap ETF
NUSC
+$6.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.96%
2 Technology 11.2%
3 Financials 5.68%
4 Consumer Staples 4.53%
5 Healthcare 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUMV icon
351
Nuveen ESG Mid-Cap Value ETF
NUMV
$454M
$725K 0.05%
25,488
+106
+0.4% +$3.17K
VEU icon
352
Vanguard FTSE All-World ex-US ETF
VEU
$70.7B
$724K 0.05%
13,962
-6,989
-33% -$378K
COLB icon
353
Columbia Banking Systems
COLB
$8.68B
$723K 0.05%
35,606
+2,089
+6% +$43.6K
KG
354
Kestrel Group
KG
$59.3M
$722K 0.05%
20,510
+850
+4% +$31.5K
BN icon
355
Brookfield
BN
$92.5B
$720K 0.05%
34,518
+3,352
+11% +$75.5K
SNY icon
356
Sanofi
SNY
$107B
$719K 0.05%
13,396
-7,821
-37% -$417K
CGGO icon
357
Capital Group Global Growth Equity ETF
CGGO
$11.9B
$717K 0.05%
31,280
-35,884
-53% -$860K
FDVV icon
358
Fidelity High Dividend ETF
FDVV
$10.4B
$706K 0.04%
18,306
-6,443
-26% -$260K
VRP icon
359
Invesco Variable Rate Preferred ETF
VRP
$3.03B
$706K 0.04%
31,581
+538
+2% +$12.1K
HPQ icon
360
HP
HPQ
$27.1B
$691K 0.04%
26,624
+2,020
+8% +$62K
FSK icon
361
FS KKR Capital
FSK
$3.38B
$690K 0.04%
33,820
-342
-1% -$6.84K
ENB icon
362
Enbridge
ENB
$109B
$681K 0.04%
20,359
+8,251
+68% +$293K
FPF
363
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$678K 0.04%
45,534
-7,024
-13% -$107K
ICF icon
364
iShares Select U.S. REIT ETF
ICF
$2.09B
$676K 0.04%
13,316
-516
-4% -$28.2K
MTCH icon
365
Match Group
MTCH
$9.46B
$639K 0.04%
16,301
+5,045
+45% +$224K
USHY icon
366
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$638K 0.04%
+18,389
New +$646K
EWX icon
367
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$703M
$626K 0.04%
11,699
-1
-0% -$54
BHK icon
368
BlackRock Core Bond Trust
BHK
$659M
$625K 0.04%
62,873
+91
+0.1% +$949
JHMM icon
369
John Hancock Multifactor Mid Cap ETF
JHMM
$6.13B
$619K 0.04%
13,085
+326
+3% +$16.2K
EVT icon
370
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$617K 0.04%
29,129
-17,772
-38% -$401K
ARCC icon
371
Ares Capital
ARCC
$14.3B
$615K 0.04%
31,598
-9,766
-24% -$189K
MAIN icon
372
Main Street Capital
MAIN
$5.48B
$612K 0.04%
15,060
+1,057
+8% +$43.1K
SPTS icon
373
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$611K 0.04%
21,267
+34
+0.2% +$977
XHLF icon
374
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$2.03B
$611K 0.04%
+12,156
New +$610K
RFG icon
375
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$352M
$606K 0.04%
+15,473
New +$620K
13 14
15
16 17

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WWM
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CI
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SAG
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PCM
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DT
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HC
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CFM
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Sowell Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Sowell Financial Services held 603 positions worth $1.59B, down 11% from $1.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sowell Financial Services withdrew a net $147M in Q3 2023, closing 97 positions and reducing 215 holdings. Its most notable exit was Invesco NASDAQ 100 ETF, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 57% a quarter earlier, followed by Technology and Financials.

Against the trend, Sowell Financial Services opened a new position in Sprott Physical Gold worth $19.2M.

  • Sowell Financial Services's largest Q3 2023 buy was Sprott Physical Gold: 1,340,872 shares worth $19.2M.
  • Sowell Financial Services added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q3 2023, an estimated $15.7M increase.
  • Sowell Financial Services's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $48.4M.
  • Sowell Financial Services fully exited Invesco NASDAQ 100 ETF in Q3 2023, selling an estimated $11.1M.
  • Sowell Financial Services's ten largest holdings make up 22% of its $1.59B portfolio in Q3 2023.
  • Sowell Financial Services opened 53 new positions and closed 97 in Q3 2023.
  • Sowell Financial Services's portfolio value fell 11% quarter-over-quarter to $1.59B.

Based on Sowell Financial Services's 13F filing for Q3 2023, filed 8 Nov 2023.