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SFS

Sowell Financial Services Portfolio holdings

AUM $3.06B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+7.57%
1 Year Est. Return
+30.02%
3 Year Est. Return
+85.93%
5 Year Est. Return
+101.16%
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$102M
Cap. Flow
+$22.5M
Cap. Flow %
1.72%
Top 10 Hldgs %
18.8%
Holding
2,770
New
261
Increased
915
Reduced
864
Closed
136

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.41M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.91M
3
KOLD icon
ProShares UltraShort Bloomberg Natural Gas
KOLD
+$4.71M
4
MUB icon
iShares National Muni Bond ETF
MUB
+$3.89M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$3.66M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.82M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.25M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.12M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.09M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.42M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.48%
2 Technology 9.72%
3 Financials 7.86%
4 Consumer Staples 7.02%
5 Healthcare 6.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFT
2676
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$0 ﹤0.01%
5
-2
-29% -$30
FEI
2677
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-752
Closed -$9K
CPE
2678
DELISTED
Callon Petroleum Company
CPE
– –
-320
Closed -$14K
BPTH
2679
DELISTED
Bio-Path Holdings Inc
BPTH
$0 ﹤0.01%
1
– –
THCX
2680
DELISTED
AXS Cannabis ETF
THCX
– –
-10
Closed -$2K
ALYA
2681
DELISTED
Alithya Group Inc Class A Subordinate Voting Shares
ALYA
$0 ﹤0.01%
40
– –
NVTA
2682
DELISTED
Invitae Corporation
NVTA
$0 ﹤0.01%
27
-27
-50% -$477
LTRPA
2683
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-82
Closed -$1K
EMAN
2684
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
4
– –
ZYNE
2685
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$0 ﹤0.01%
80
– –
CGRN
2686
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$0 ﹤0.01%
+2
New +$7
PRTK
2687
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-215
Closed -$1K
FOCS
2688
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$0 ﹤0.01%
1
– –
VRAY
2689
DELISTED
ViewRay, Inc.
VRAY
– –
-133
Closed –
RUTH
2690
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$0 ﹤0.01%
22
– –
DBD
2691
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-304
Closed -$3K
AUD
2692
DELISTED
Audacy, Inc.
AUD
$0 ﹤0.01%
56
– –
HZN
2693
DELISTED
Horizon Global Corporation
HZN
$0 ﹤0.01%
110
– –
CLR
2694
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$0 ﹤0.01%
14
– –
CVET
2695
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-6
Closed –
GCP
2696
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-31
Closed -$1K
HMLP
2697
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$0 ﹤0.01%
30
– –
MBII
2698
DELISTED
Marrone Bio Innovations, Inc.
MBII
$0 ﹤0.01%
20
– –
FMO
2699
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-431
Closed -$19K
ADXS
2700
DELISTED
Advaxis Inc
ADXS
$0 ﹤0.01%
269
– –
106 107
108
109 110

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Sowell Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Sowell Financial Services held 2,770 positions worth $1.31B, up 8.4% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sowell Financial Services's Q4 2019 filing shows 261 new, 915 increased, 864 reduced and 136 closed positions. Its largest new stake was ProShares UltraShort Bloomberg Natural Gas: 14,929 shares worth $5.8M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $6.82M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, down from 51% a quarter earlier, followed by Technology and Financials.

  • Sowell Financial Services's largest Q4 2019 buy was ProShares UltraShort Bloomberg Natural Gas: 14,929 shares worth $5.8M.
  • Sowell Financial Services added most to Invesco QQQ Trust in Q4 2019, an estimated $9.41M increase.
  • Sowell Financial Services's biggest Q4 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $6.82M.
  • Sowell Financial Services fully exited ProShares UltraShort QQQ in Q4 2019, selling an estimated $3.84M.
  • Sowell Financial Services's ten largest holdings make up 19% of its $1.31B portfolio in Q4 2019.
  • Sowell Financial Services opened 261 new positions and closed 136 in Q4 2019.
  • Sowell Financial Services's portfolio value rose 8.4% quarter-over-quarter to $1.31B.

Based on Sowell Financial Services's 13F filing for Q4 2019, filed 7 Feb 2020.