Sound Point Capital Management’s iShares Russell 2000 ETF IWM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-135,000	Closed	-$32.6M	–	16
2020 Q4	$32.6M	Buy	135,000 +3,000	+2%	+$525K	31.29%	2
2020 Q3	$19.8M	Buy	132,000 +43,500	+49%	+$6.54M	29.4%	1
2020 Q2	$12.7M	Buy	+88,500	New	+$11.6M	21.15%	2
2020 Q1	–	Sell	-238,000	Closed	-$39.4M	–	15
2019 Q4	$39.4M	Buy	238,000 +42,500	+22%	+$6.72M	27.74%	2
2019 Q3	$29.6M	Buy	195,500 +7,000	+4%	+$1.07M	26.91%	1
2019 Q2	$29.3M	Sell	188,500 -287,500	-60%	-$44.3M	19.27%	1
2019 Q1	$72.9M	Buy	+476,000	New	+$71.5M	28.92%	1
2018 Q4	–	Sell	-1,521,800	Closed	-$256M	–	29
2018 Q3	$256M	Sell	1,521,800 -80,000	-5%	-$13.5M	40.76%	1
2018 Q2	$262M	Buy	+1,601,800	New	+$256M	45.31%	1
2018 Q1	–	Sell	-1,264,900	Closed	-$193M	–	35
2017 Q4	$193M	Buy	1,264,900 +22,300	+2%	+$3.35M	38.96%	1
2017 Q3	$184M	Sell	1,242,600 -172,600	-12%	-$24.3M	36.45%	1
2017 Q2	$199M	Buy	1,415,200 +465,200	+49%	+$64.4M	40.81%	1
2017 Q1	$131M	Hold	950,000	–	–	31.16%	1
2016 Q4	$131M	Buy	950,000 +319,400	+51%	+$40.8M	36.39%	1
2016 Q3	$78.3M	Buy	630,600 +229,000	+57%	+$27.8M	28.84%	1
2016 Q2	$48.6M	Sell	401,600 -263,500	-40%	-$29.7M	27.97%	2
2016 Q1	$73.6M	Sell	665,100 -700	-0.1%	-$72.5K	37.37%	1
2015 Q4	$75M	Buy	+665,800	New	+$76.8M	41.7%	1