SC

Sophrosyne Capital Portfolio holdings

AUM $11.5M
This Quarter Return
-1.45%
1 Year Return
+17.82%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$84.7M
AUM Growth
+$84.7M
Cap. Flow
-$8.86M
Cap. Flow %
-10.46%
Top 10 Hldgs %
56.12%
Holding
79
New
15
Increased
14
Reduced
18
Closed
21

Top Buys

1
IRMD icon
iRadimed
IRMD
$2.66M
2
LPSN icon
LivePerson
LPSN
$1.45M
3
CYNO
Cynosure, Inc. Class A
CYNO
$1.41M
4
PCYO icon
Pure Cycle
PCYO
$1.1M
5
SILC icon
Silicom
SILC
$966K

Top Sells

1
BDSI
BioDelivery Sciences International, Inc.
BDSI
$3.47M
2
ARCT icon
Arcturus Therapeutics
ARCT
$2.22M
3
BKNG icon
Booking.com
BKNG
$1.68M
4
CPRX icon
Catalyst Pharmaceutical
CPRX
$1.52M
5
SAVA icon
Cassava Sciences
SAVA
$1.44M

Sector Composition

1 Healthcare 39.35%
2 Technology 15.88%
3 Utilities 9.4%
4 Financials 8.41%
5 Materials 4.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KTOS icon
51
Kratos Defense & Security Solutions
KTOS
$10.9B
$98K 0.12%
15,000
-10,900
-42% -$71.2K
WPRT
52
Westport Fuel Systems
WPRT
$47.2M
$87K 0.1%
8,300
– –
CVGW icon
53
Calavo Growers
CVGW
$488M
$72K 0.09%
1,600
-2,100
-57% -$94.5K
XYL icon
54
Xylem
XYL
$34B
$57K 0.07%
1,600
– –
GTLS icon
55
Chart Industries
GTLS
$8.94B
$53K 0.06%
+875
New +$53K
MITK icon
56
Mitek Systems
MITK
$444M
$48K 0.06%
+20,000
New +$48K
GLOG
57
DELISTED
GASLOG LTD
GLOG
$44K 0.05%
2,000
-2,500
-56% -$55K
SPHS
58
DELISTED
Sophiris Bio, Inc.
SPHS
– –
-93,900
Closed -$211K
UPI
59
DELISTED
UROPLASTY INC-NEW
UPI
– –
-172,600
Closed -$463K
NES
60
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-52,300
Closed -$1.05M
AVG
61
DELISTED
AVG Technologies N.V.
AVG
– –
-30,400
Closed -$612K
ININ
62
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-8,100
Closed -$456K
RNET
63
DELISTED
RigNet, Inc.
RNET
– –
-1,000
Closed -$54K
TLGT
64
DELISTED
Teligent, Inc
TLGT
– –
-62,500
Closed -$330K
PDCE
65
DELISTED
PDC Energy, Inc.
PDCE
– –
-1,000
Closed -$63K
SCTL
66
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
– –
-101,000
Closed -$810K
WATT icon
67
Energous
WATT
$10.4M
– –
-61,800
Closed -$935K
TROX icon
68
Tronox
TROX
$659M
– –
-35,100
Closed -$944K
PNR icon
69
Pentair
PNR
$17.5B
– –
-1,500
Closed -$108K
EXAS icon
70
Exact Sciences
EXAS
$9.33B
– –
-31,700
Closed -$540K
EVOK icon
71
Evoke Pharma
EVOK
$8.26M
– –
-49,000
Closed -$397K
CPRX icon
72
Catalyst Pharmaceutical
CPRX
$2.42B
– –
-600,000
Closed -$1.52M
BKNG icon
73
Booking.com
BKNG
$181B
– –
-1,400
Closed -$1.68M
AWK icon
74
American Water Works
AWK
$27.5B
– –
-2,400
Closed -$119K
ARWR icon
75
Arrowhead Research
ARWR
$3.84B
– –
-35,458
Closed -$508K
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