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Sophrosyne Capital Portfolio holdings

AUM $11.5M
1-Year Est. Return 17.82%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+17.82%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$114M
AUM Growth
+$7K
Cap. Flow
-$8.9M
Cap. Flow %
-7.79%
Top 10 Hldgs %
52.99%
Holding
94
New
29
Increased
16
Reduced
28
Closed
16

Top Buys

Rank Stock Value
1
SYT
Syngenta Ag
SYT
+$5.86M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$5.08M
3
SHOR
ShoreTel, Inc.
SHOR
+$2.1M
4
SANW
S&W Seed Co
SANW
+$1.65M
5
DRTX
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
+$1.38M

Top Sells

Rank Stock Value
1
CALX icon
Calix
CALX
+$6.16M
2
DRRX
DURECT Corp
DRRX
+$3.14M
3
LSAK icon
Lesaka Technologies
LSAK
+$3.03M
4
ARAY icon
Accuray
ARAY
+$2.56M
5
ZLTQ
ZELTIQ Aesthetics, Inc.
ZLTQ
+$2.36M

Sector Composition

Rank Sector Weight
1 Healthcare 46.71%
2 Technology 20.22%
3 Communication Services 8.22%
4 Materials 7.79%
5 Financials 5.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDZI icon
51
Cadiz
CDZI
$334M
$372K 0.33%
52,759
-38,200
-42% -$284K
ALT icon
52
Altimmune
ALT
$630M
$335K 0.29%
608
-39
-6% -$22.8K
VWTR
53
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$327K 0.29%
12,600
+2,900
+30% +$71.5K
SPHS
54
DELISTED
Sophiris Bio, Inc.
SPHS
$314K 0.28%
+93,900
New +$368K
TBRA
55
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$310K 0.27%
+2,744
New +$193K
GERN icon
56
Geron
GERN
$983M
$295K 0.26%
149,072
+95,643
+179% +$381K
QLYS icon
57
Qualys
QLYS
$6.52B
$275K 0.24%
+10,738
New +$290K
SMSI icon
58
Smith Micro Software
SMSI
$16.5M
$249K 0.22%
783
-438
-36% -$125K
WPRT
59
Westport Fuel Systems
WPRT
$35.1M
$240K 0.21%
+1,660
New +$286K
NGS icon
60
Natural Gas Services Group
NGS
$457M
$214K 0.19%
+7,100
New +$212K
SLB icon
61
SLB Ltd
SLB
$81.6B
$205K 0.18%
2,100
+800
+62% +$72.4K
SB icon
62
Safe Bulkers
SB
$857M
$192K 0.17%
20,161
+600
+3% +$5.96K
PNR icon
63
Pentair
PNR
$9.91B
$182K 0.16%
+3,425
New +$179K
GLOG
64
DELISTED
GASLOG LTD
GLOG
$165K 0.14%
7,100
– –
AWK icon
65
American Water Works
AWK
$27.2B
$163K 0.14%
3,600
+1,700
+89% +$73.5K
AGRO icon
66
Adecoagro
AGRO
$1.54B
$155K 0.14%
19,000
+7,000
+58% +$54.6K
GCVRZ
67
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$151K 0.13%
488,100
-750,898
-61% -$279K
LNN icon
68
Lindsay Corp
LNN
$1.16B
$150K 0.13%
+1,700
New +$144K
KTOS icon
69
Kratos Defense & Security Solutions
KTOS
$10.1B
$143K 0.13%
+19,000
New +$147K
CVGW
70
DELISTED
Calavo Growers
CVGW
$135K 0.12%
3,800
– –
SRCI
71
DELISTED
SRC Energy Inc
SRCI
$127K 0.11%
+11,800
New +$113K
CP icon
72
Canadian Pacific Kansas City
CP
$82.5B
$120K 0.11%
4,000
– –
MDGL icon
73
Madrigal Pharmaceuticals
MDGL
$12.6B
$111K 0.1%
+734
New +$145K
XYL icon
74
Xylem
XYL
$26.3B
$87K 0.08%
2,400
-2,400
-50% -$87.5K
LNG icon
75
Cheniere Energy
LNG
$58B
$77K 0.07%
+1,400
New +$67.1K
1 2
3
4

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Sophrosyne Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Sophrosyne Capital held 94 positions worth $114M, up 0.01% from $114M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Sophrosyne Capital withdrew a net $8.9M in Q1 2014, closing 16 positions and reducing 28 holdings. Its most notable exit was Calix, an estimated $6.16M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 47% of assets, down from 55% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Sophrosyne Capital opened a new position in Benefytt Technologies, Inc. Class A Common Stock worth $4.65M.

  • Sophrosyne Capital's largest Q1 2014 buy was Benefytt Technologies, Inc. Class A Common Stock: 449,845 shares worth $4.65M.
  • Sophrosyne Capital added most to Syngenta Ag in Q1 2014, an estimated $5.86M increase.
  • Sophrosyne Capital's biggest Q1 2014 reduction was Lesaka Technologies, cutting an estimated $3.03M.
  • Sophrosyne Capital fully exited Calix in Q1 2014, selling an estimated $6.16M.
  • Sophrosyne Capital's ten largest holdings make up 53% of its $114M portfolio in Q1 2014.
  • Sophrosyne Capital opened 29 new positions and closed 16 in Q1 2014.
  • Sophrosyne Capital's portfolio value rose 0.01% quarter-over-quarter to $114M.

Based on Sophrosyne Capital's 13F filing for Q1 2014, filed 14 May 2014.