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SAM

Solaris Asset Management Portfolio holdings

AUM $12.8M
1-Year Est. Return 28.06%
This Fund
S&P 500
This Quarter Est. Return
+5.55%
1 Year Est. Return
+28.06%
3 Year Est. Return
+74.04%
5 Year Est. Return
+110.51%
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$11.9M
Cap. Flow
+$5.65M
Cap. Flow %
4.11%
Top 10 Hldgs %
23.68%
Holding
254
New
23
Increased
69
Reduced
50
Closed
16

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$1.93M
2
AET
Aetna Inc
AET
+$1.68M
3
ATX
COSTA INC CL A
ATX
+$1.41M
4
AEV.CL
Aegon NV Perpetual Cap Sec (Netherlands)
AEV.CL
+$970K
5
PNC icon
PNC Financial Services
PNC
+$733K

Top Sells

Rank Stock Value
1
IHG icon
InterContinental Hotels
IHG
+$1.44M
2
ZB.PRC
ZIONS BANCORP DEP SHS RPST 1/40TH INT SHS 9.5%SER C PFD STK
ZB.PRC
+$1.09M
3
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$938K
4
CBL
CBL& Associates Properties, Inc.
CBL
+$640K
5
PCG icon
PG&E
PCG
+$443K

Sector Composition

Rank Sector Weight
1 Financials 12.91%
2 Consumer Discretionary 11.39%
3 Energy 10.94%
4 Industrials 10.13%
5 Technology 10.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YELP icon
176
Yelp
YELP
$1.45B
$50K 0.04%
+750
New +$38.4K
MTB.PR.CL
177
DELISTED
M&T BANK CORPORATION Fixed Rate Cumulative Perpetual Preferred Stock, Series A Called Redemption
MTB.PR.CL
$49K 0.04%
50
– –
MMM icon
178
3M
MMM
$90.9B
$48K 0.03%
478
– –
O icon
179
Realty Income
O
$59.6B
$48K 0.03%
1,238
– –
MTB.PRC.CL
180
DELISTED
M&T BANK CORPORATION Fixed Rate Cumulative Perpetual Preferred Stock, Series C, Called Redemption
MTB.PRC.CL
$48K 0.03%
50
– –
ZIONO
181
DELISTED
Zions Bancorporation, N.A. Depositary Shares, Each Representing 1/40th Interest in a Share of Series G Fixed/Floating Rate Non-Cumulative Perpetual Preferred Stock
ZIONO
$47K 0.03%
2,000
– –
USG
182
DELISTED
Usg
USG
$47K 0.03%
1,650
-50
-3% -$1.27K
GBX icon
183
The Greenbrier Companies
GBX
$1.52B
$46K 0.03%
1,850
-50
-3% -$1.16K
HXL icon
184
Hexcel
HXL
$7.79B
$46K 0.03%
1,175
– –
PB icon
185
Prosperity Bancshares
PB
$8.97B
$46K 0.03%
750
– –
WTRG icon
186
Essential Utilities
WTRG
$11.3B
$46K 0.03%
1,843
-1
-0.1% -$26
AXP icon
187
American Express
AXP
$227B
$45K 0.03%
600
– –
BPL
188
DELISTED
Buckeye Partners, L.P.
BPL
$43K 0.03%
650
– –
WBC
189
DELISTED
WABCO HOLDINGS INC.
WBC
$42K 0.03%
500
– –
NPBC
190
DELISTED
NATL PENN BANCSHARES INC
NPBC
$41K 0.03%
4,100
-100
-2% -$1.06K
LNN icon
191
Lindsay Corp
LNN
$1.13B
$39K 0.03%
475
– –
HOPE icon
192
Hope Bancorp
HOPE
$1.79B
$36K 0.03%
2,600
– –
MSFT icon
193
Microsoft
MSFT
$3.45T
$36K 0.03%
1,088
-7,412
-87% -$244K
LGCY
194
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$35K 0.03%
1,300
-500
-28% -$13.5K
ROSE
195
DELISTED
ROSETTA RESOURCES INC
ROSE
$35K 0.03%
650
– –
CHRD icon
196
Chord Energy
CHRD
$7.9B
$33K 0.02%
675
– –
OKE icon
197
Oneok
OKE
$57.2B
$32K 0.02%
685
– –
MCEP
198
DELISTED
Mid-Con Energy Partners, LP
MCEP
$30K 0.02%
65
– –
CUBE.PRA
199
DELISTED
CubeSmart
CUBE.PRA
$26K 0.02%
1,000
– –
QRE
200
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$24K 0.02%
1,500
– –
6 7
8
9 10

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CIG
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SBA
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FHAM
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OBP
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WFC
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BCM
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Solaris Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Solaris Asset Management held 254 positions worth $137M, up 9.5% from $126M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Solaris Asset Management deployed $5.65M of net new capital in Q3 2013, opening 23 new positions and adding to 69 existing holdings. Its largest new stake was Walt Disney: 30,050 shares worth $1.94M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was InterContinental Hotels, an estimated $1.44M trimmed.

  • Solaris Asset Management's largest Q3 2013 buy was Walt Disney: 30,050 shares worth $1.94M.
  • Solaris Asset Management added most to Aetna Inc in Q3 2013, an estimated $1.68M increase.
  • Solaris Asset Management's biggest Q3 2013 reduction was InterContinental Hotels, cutting an estimated $1.44M.
  • Solaris Asset Management fully exited ZIONS BANCORP DEP SHS RPST 1/40TH INT SHS 9.5%SER C PFD STK in Q3 2013, selling an estimated $1.09M.
  • Solaris Asset Management's ten largest holdings make up 24% of its $137M portfolio in Q3 2013.
  • Solaris Asset Management opened 23 new positions and closed 16 in Q3 2013.
  • Solaris Asset Management's portfolio value rose 9.5% quarter-over-quarter to $137M.

Based on Solaris Asset Management's 13F filing for Q3 2013, filed 18 Oct 2013.