We are live on ! Find out more
SAM

Solaris Asset Management Portfolio holdings

AUM $12.8M
1-Year Est. Return 28.06%
This Fund
S&P 500
This Quarter Est. Return
+4.94%
1 Year Est. Return
+28.06%
3 Year Est. Return
+74.04%
5 Year Est. Return
+110.51%
10 Year Est. Return
–
AUM
$155M
AUM Growth
-$3.71M
Cap. Flow
-$8.98M
Cap. Flow %
-5.8%
Top 10 Hldgs %
27.73%
Holding
512
New
24
Increased
46
Reduced
101
Closed
234

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.43M
2
XLKS
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
+$1.75M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$981K
4
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$930K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$826K

Top Sells

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.78M
3
GILD icon
Gilead Sciences
GILD
+$1.01M
4
CERN
Cerner Corp
CERN
+$715K
5
PFE icon
Pfizer
PFE
+$698K

Sector Composition

Rank Sector Weight
1 Financials 15.85%
2 Industrials 12.11%
3 Technology 11.22%
4 Energy 9.38%
5 Communication Services 8.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$2.9T
$2.68M 1.73%
43,196
-2,784
-6% -$167K
ECL icon
27
Ecolab
ECL
$79.8B
$2.67M 1.72%
22,801
-1,665
-7% -$195K
PPLI
28
People Inc
PPLI
$3.12B
$2.51M 1.62%
216,962
-19,388
-8% -$227K
XLKS
29
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$2.06M 1.33%
29,531
+25,083
+564% +$1.75M
MH.PRA
30
DELISTED
MAIDEN HOLDINGS, LTD. 8.25% Non-Cumulative Preference Shares, Series A
MH.PRA
$1.85M 1.19%
71,490
-741
-1% -$19.2K
CERN
31
DELISTED
Cerner Corp
CERN
$1.81M 1.17%
38,270
-13,475
-26% -$715K
GILD icon
32
Gilead Sciences
GILD
$165B
$1.79M 1.16%
25,022
-13,599
-35% -$1.01M
XEC
33
DELISTED
CIMAREX ENERGY CO
XEC
$1.72M 1.11%
12,661
+411
+3% +$55K
IEV icon
34
iShares Europe ETF
IEV
$1.64B
$1.68M 1.08%
43,155
-640
-1% -$24.4K
PRE.PRG
35
DELISTED
PartnerRe Ltd. 6.50% Series G Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRG
$1.61M 1.04%
62,147
-1,047
-2% -$28.3K
ISF.CL
36
DELISTED
ING Groep NV
ISF.CL
$1.32M 0.85%
52,573
+500
+1% +$12.7K
UBP
37
DELISTED
Urstadt Biddle Properties Inc.
UBP
$1.1M 0.71%
57,802
– –
SPY icon
38
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.08M 0.69%
4,813
– –
XLI icon
39
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$1.01M 0.65%
+16,286
New +$981K
PRE.PRI
40
DELISTED
PartnerRe Ltd. 5.875% Series I Non-Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRI
$1M 0.65%
42,596
+352
+0.8% +$8.9K
XLE icon
41
State Street Energy Select Sector SPDR ETF
XLE
$39B
$991K 0.64%
26,318
-2,832
-10% -$102K
DDT
42
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$210M
$966K 0.62%
37,138
-500
-1% -$13K
HYS icon
43
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$937K 0.6%
+9,388
New +$930K
BCS.PRA.CL
44
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$914K 0.59%
36,000
– –
IJH icon
45
iShares Core S&P Mid-Cap ETF
IJH
$121B
$861K 0.56%
+26,040
New +$826K
IBM icon
46
IBM
IBM
$213B
$855K 0.55%
5,387
– –
LQD icon
47
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$852K 0.55%
7,275
+1,715
+31% +$204K
HYG icon
48
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$835K 0.54%
9,650
+3,585
+59% +$309K
XLF icon
49
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$796K 0.51%
+34,240
New +$735K
MMP
50
DELISTED
Magellan Midstream Partners, L.P.
MMP
$787K 0.51%
10,400
– –
1
2
3 4 5

Similar funds

PAM
PT Asset Management Chicago, Illinois $13.7M AUM 9.34% 1-Year Est. Return
EMC
EIG Management Company Washington D.c., District of Columbia $15.4M AUM 75.32% 1-Year Est. Return
CIG
Candlewood Investment Group Rye, New York $10.1M AUM 30% 1-Year Est. Return
SBA
Seven Bridges Advisors New York $9.75M AUM 16.73% 1-Year Est. Return
FHAM
Folger Hill Asset Management New York $16.5M AUM 19.96% 1-Year Est. Return
OBP
Old Bellows Partners New York $9.01M AUM 83.84% 1-Year Est. Return
WFC
West Face Capital Toronto, Ontario, Canada $16.6M AUM 18.79% 1-Year Est. Return
BCM
Biomark Capital Management Greenwich, Connecticut $8.9M AUM 97.06% 1-Year Est. Return

Solaris Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Solaris Asset Management held 512 positions worth $155M, down 2.3% from $159M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Solaris Asset Management withdrew a net $8.98M in Q4 2016, closing 234 positions and reducing 101 holdings. Its most notable exit was Walt Disney, an estimated $3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, Solaris Asset Management opened a new position in iShares Core S&P Small-Cap ETF worth $4.72M.

  • Solaris Asset Management's largest Q4 2016 buy was iShares Core S&P Small-Cap ETF: 68,698 shares worth $4.72M.
  • Solaris Asset Management added most to POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO in Q4 2016, an estimated $1.75M increase.
  • Solaris Asset Management's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $1.78M.
  • Solaris Asset Management fully exited Walt Disney in Q4 2016, selling an estimated $3M.
  • Solaris Asset Management's ten largest holdings make up 28% of its $155M portfolio in Q4 2016.
  • Solaris Asset Management opened 24 new positions and closed 234 in Q4 2016.
  • Solaris Asset Management's portfolio value fell 2.3% quarter-over-quarter to $155M.

Based on Solaris Asset Management's 13F filing for Q4 2016, filed 25 Jan 2017.