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SWA

SOA Wealth Advisors Portfolio holdings

AUM $595M
1-Year Est. Return 25.98%
This Fund
S&P 500
This Quarter Est. Return
+11.97%
1 Year Est. Return
+25.98%
3 Year Est. Return
+79.08%
5 Year Est. Return
+86.83%
10 Year Est. Return
–
AUM
$449M
AUM Growth
+$47.1M
Cap. Flow
+$115K
Cap. Flow %
0.03%
Top 10 Hldgs %
46.03%
Holding
962
New
21
Increased
234
Reduced
182
Closed
53

Top Buys

Rank Stock Value
1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$3.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$1.83M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.34M
4
ONEV icon
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
+$307K
5
EFIV icon
State Street SPDR S&P 500 ESG ETF
EFIV
+$239K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$850K
2
VZ icon
Verizon
VZ
+$667K
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$646K
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$592K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$500K

Sector Composition

Rank Sector Weight
1 Technology 18.67%
2 Financials 5.84%
3 Consumer Discretionary 4.18%
4 Communication Services 2.34%
5 Industrials 1.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSK icon
401
FS KKR Capital
FSK
$2.98B
$22.9K 0.01%
1,147
– –
BNY
402
Bank of New York Mellon
BNY
$108B
$22.9K 0.01%
440
+4
+0.9% +$184
FTEC icon
403
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$22.8K 0.01%
159
– –
QQQM icon
404
Invesco NASDAQ 100 ETF
QQQM
$96.1B
$22.8K 0.01%
135
+53
+65% +$8.28K
SHV icon
405
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$22.7K 0.01%
206
-31
-13% -$3.42K
PCY icon
406
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$22.7K 0.01%
1,099
-292
-21% -$5.52K
EVX icon
407
VanEck Environmental Services ETF
EVX
$101M
$22.6K 0.01%
740
+5
+0.7% +$144
ARCC icon
408
Ares Capital
ARCC
$13.5B
$22.5K 0.01%
1,122
+53
+5% +$1.03K
DSL
409
DoubleLine Income Solutions Fund
DSL
$1.21B
$22.4K 0.01%
1,833
+51
+3% +$587
VMBS icon
410
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$22.4K 0.01%
483
– –
LRFC
411
DELISTED
Logan Ridge Finance Corp
LRFC
$22.3K 0.01%
985
– –
MAR icon
412
Marriott International
MAR
$98.7B
$22.1K ﹤0.01%
98
– –
NXPI icon
413
NXP Semiconductors
NXPI
$68B
$22K ﹤0.01%
96
-15
-14% -$3.02K
RDIV icon
414
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$21.9K ﹤0.01%
501
+5
+1% +$194
PSX icon
415
Phillips 66
PSX
$82.9B
$21.8K ﹤0.01%
164
+1
+0.6% +$120
SAUG icon
416
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$109M
$21.8K ﹤0.01%
+1,028
New +$20.4K
VGK icon
417
Vanguard FTSE Europe ETF
VGK
$30B
$21.7K ﹤0.01%
337
+3
+0.9% +$180
DELL icon
418
Dell
DELL
$283B
$21.7K ﹤0.01%
284
+2
+0.7% +$141
GLW icon
419
Corning
GLW
$126B
$21.7K ﹤0.01%
712
+3
+0.4% +$86
AON icon
420
Aon
AON
$77.3B
$21.5K ﹤0.01%
74
– –
BBVA icon
421
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$21.4K ﹤0.01%
2,347
– –
YSEP icon
422
FT Vest International Equity Buffer ETF September
YSEP
$119M
$21.3K ﹤0.01%
+1,026
New +$20.1K
SWBI icon
423
Smith & Wesson
SWBI
$655M
$21K ﹤0.01%
1,545
+14
+0.9% +$193
ET icon
424
Energy Transfer Partners
ET
$70.1B
$20.7K ﹤0.01%
1,500
– –
EML icon
425
Eastern Company
EML
$146M
$20.6K ﹤0.01%
936
– –
15 16
17
18 19

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BCM
Bornite Capital Management New York $595M AUM 59.2% 1-Year Est. Return
PJSIMP
P.J. Schmidt Investment Management (PJS) Cedarburg, Wisconsin $595M AUM 18.7% 1-Year Est. Return
BWP
Balboa Wealth Partners Scottsdale, Arizona $596M AUM 40.89% 1-Year Est. Return
ESL
Endurance Services Ltd Purchase, New York $594M AUM 8.77% 1-Year Est. Return
TAIM
Te Ahumairangi Investment Management Wellington, New Zealand $597M AUM 16.88% 1-Year Est. Return
ECM
Estuary Capital Management Wayzata, Minnesota $598M AUM 1.72% 1-Year Est. Return
AIP
Almanack Investment Partners Wayne, Pennsylvania $592M AUM 25.27% 1-Year Est. Return
1WCM
12 West Capital Management New York $592M AUM 40.75% 1-Year Est. Return

SOA Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, SOA Wealth Advisors held 962 positions worth $449M, up 12% from $402M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

SOA Wealth Advisors's Q4 2023 filing shows 21 new, 234 increased, 182 reduced and 53 closed positions. Its largest new stake was State Street SPDR S&P 500 ESG ETF: 5,502 shares worth $254K. The largest sale was iShares Select Dividend ETF, an estimated $850K.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

  • SOA Wealth Advisors's largest Q4 2023 buy was State Street SPDR S&P 500 ESG ETF: 5,502 shares worth $254K.
  • SOA Wealth Advisors added most to FT Vest US Equity Buffer ETF October in Q4 2023, an estimated $3.3M increase.
  • SOA Wealth Advisors's biggest Q4 2023 reduction was iShares Select Dividend ETF, cutting an estimated $850K.
  • SOA Wealth Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $43.9K.
  • SOA Wealth Advisors's ten largest holdings make up 46% of its $449M portfolio in Q4 2023.
  • SOA Wealth Advisors opened 21 new positions and closed 53 in Q4 2023.
  • SOA Wealth Advisors's portfolio value rose 12% quarter-over-quarter to $449M.

Based on SOA Wealth Advisors's 13F filing for Q4 2023, filed 10 Jan 2024.