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SGCIA

Smith Graham & Co Investment Advisors Portfolio holdings

AUM $868M
1-Year Est. Return 24.69%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+24.69%
3 Year Est. Return
+56.92%
5 Year Est. Return
+190.77%
10 Year Est. Return
+331.98%
AUM
$1.06B
AUM Growth
+$110M
Cap. Flow
+$98.3M
Cap. Flow %
9.24%
Top 10 Hldgs %
14.24%
Holding
134
New
2
Increased
121
Reduced
8
Closed
3

Top Buys

Rank Stock Value
1
DBD
Diebold Nixdorf Incorporated
DBD
+$11.5M
2
STL
Sterling Bancorp
STL
+$10M
3
TIVO
Tivo Inc
TIVO
+$7.67M
4
LPNT
LifePoint Health, Inc.
LPNT
+$4.28M
5
UCTT
Ultra Clean Holdings
UCTT
+$3.52M

Top Sells

Rank Stock Value
1
AF
Astoria Financial Corporation
AF
+$9.76M
2
KND
Kindred Healthcare
KND
+$8.43M
3
GHL
Greenhill & Co., Inc.
GHL
+$7.02M
4
GDOT icon
Green Dot
GDOT
+$4.48M
5
SEM
Select Medical
SEM
+$1.65M

Sector Composition

Rank Sector Weight
1 Financials 22.43%
2 Industrials 19.13%
3 Technology 16.88%
4 Consumer Discretionary 14.64%
5 Healthcare 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STZ icon
126
Constellation Brands
STZ
$23.2B
$4.37M 0.41%
19,128
+2,020
+12% +$437K
CVG
127
DELISTED
Convergys
CVG
$4.31M 0.41%
183,530
+32,490
+22% +$802K
SRE icon
128
Sempra
SRE
$54.8B
$3.05M 0.29%
57,100
+10,020
+21% +$581K
AEE icon
129
Ameren
AEE
$30.1B
$3.04M 0.29%
51,620
+9,060
+21% +$557K
OPK icon
130
Opko Health
OPK
$1.02B
$2.98M 0.28%
607,102
+11,720
+2% +$68K
ICON
131
DELISTED
Iconix Brand Group, Inc.
ICON
$2.69M 0.25%
208,493
+89,433
+75% +$2.53M
GHL
132
DELISTED
Greenhill & Co., Inc.
GHL
– –
-422,852
Closed -$7.02M
KND
133
DELISTED
Kindred Healthcare
KND
– –
-1,238,980
Closed -$8.43M
AF
134
DELISTED
Astoria Financial Corporation
AF
– –
-453,867
Closed -$9.76M
2 3 4 5
6

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DGAM
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Smith Graham & Co Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Smith Graham & Co Investment Advisors held 134 positions worth $1.06B, up 12% from $954M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Smith Graham & Co Investment Advisors deployed $98.3M of net new capital in Q4 2017, opening 2 new positions and adding to 121 existing holdings. Its largest new stake was Diebold Nixdorf Incorporated: 594,662 shares worth $9.72M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Green Dot, an estimated $4.48M trimmed.

  • Smith Graham & Co Investment Advisors's largest Q4 2017 buy was Diebold Nixdorf Incorporated: 594,662 shares worth $9.72M.
  • Smith Graham & Co Investment Advisors added most to Tivo Inc in Q4 2017, an estimated $7.67M increase.
  • Smith Graham & Co Investment Advisors's biggest Q4 2017 reduction was Green Dot, cutting an estimated $4.48M.
  • Smith Graham & Co Investment Advisors fully exited Astoria Financial Corporation in Q4 2017, selling an estimated $9.76M.
  • Smith Graham & Co Investment Advisors's ten largest holdings make up 14% of its $1.06B portfolio in Q4 2017.
  • Smith Graham & Co Investment Advisors opened 2 new positions and closed 3 in Q4 2017.
  • Smith Graham & Co Investment Advisors's portfolio value rose 12% quarter-over-quarter to $1.06B.

Based on Smith Graham & Co Investment Advisors's 13F filing for Q4 2017, filed 22 Jan 2018.