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Smith Graham & Co Investment Advisors Portfolio holdings

AUM $868M
1-Year Est. Return 24.69%
This Fund
S&P 500
This Quarter Est. Return
-7.35%
1 Year Est. Return
+24.69%
3 Year Est. Return
+56.92%
5 Year Est. Return
+190.77%
10 Year Est. Return
+331.98%
AUM
$686M
AUM Growth
-$57.1M
Cap. Flow
+$11.5M
Cap. Flow %
1.68%
Top 10 Hldgs %
15.22%
Holding
140
New
6
Increased
72
Reduced
58
Closed
4

Top Buys

Rank Stock Value
1
OPK icon
Opko Health
OPK
+$7.95M
2
HOPE icon
Hope Bancorp
HOPE
+$6.71M
3
DECK icon
Deckers Outdoor
DECK
+$6.48M
4
WLK icon
Westlake Corp
WLK
+$2.8M
5
TFM
THE FRESH MARKET, INC COM STK
TFM
+$2.48M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$17.7M
2
BRLI
BIO-REFERENCE LABS INC-NEW-
BRLI
+$9.04M
3
CYT
CYTEC INDS INC
CYT
+$4.22M
4
NPKI
NPK International
NPKI
+$3.79M
5
GEN icon
Gen Digital
GEN
+$2.45M

Sector Composition

Rank Sector Weight
1 Financials 17.97%
2 Technology 17.1%
3 Consumer Discretionary 15.18%
4 Industrials 15.02%
5 Healthcare 12.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LXK
126
DELISTED
Lexmark Intl Inc
LXK
$2.49M 0.36%
85,810
+1,820
+2% +$61.5K
HAR
127
DELISTED
Harman International Industries
HAR
$2.48M 0.36%
25,780
+540
+2% +$56.7K
ZBH icon
128
Zimmer Biomet
ZBH
$18.4B
$2.46M 0.36%
26,965
+587
+2% +$58.8K
GT icon
129
Goodyear
GT
$1.85B
$2.42M 0.35%
+82,590
New +$2.48M
CHS
130
DELISTED
Chicos FAS, Inc.
CHS
$2.4M 0.35%
152,304
+3,330
+2% +$51.6K
GLW icon
131
Corning
GLW
$143B
$2.38M 0.35%
139,310
+3,010
+2% +$54.1K
ANF icon
132
Abercrombie & Fitch
ANF
$5B
$2.38M 0.35%
112,182
+2,410
+2% +$49K
WCG
133
DELISTED
Wellcare Health Plans, Inc.
WCG
$2.37M 0.35%
27,462
+580
+2% +$50.8K
RS icon
134
Reliance Steel & Aluminium
RS
$21.6B
$2.26M 0.33%
+41,830
New +$2.45M
VAL
135
DELISTED
Valspar
VAL
$1.97M 0.29%
27,418
+600
+2% +$47.1K
AEE icon
136
Ameren
AEE
$30.1B
$1.77M 0.26%
41,890
+920
+2% +$37.1K
GEN icon
137
Gen Digital
GEN
$17.5B
– –
-105,240
Closed -$2.45M
NPKI
138
NPK International
NPKI
$1.14B
– –
-465,896
Closed -$3.79M
HCC
139
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
– –
-230,843
Closed -$17.7M
BRLI
140
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
– –
-219,167
Closed -$9.04M
2 3 4 5
6

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Smith Graham & Co Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Smith Graham & Co Investment Advisors held 140 positions worth $686M, down 7.7% from $743M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Smith Graham & Co Investment Advisors's Q3 2015 filing shows 6 new, 72 increased, 58 reduced and 4 closed positions. Its largest new stake was Opko Health: 600,932 shares worth $5.05M. The largest sale was HCC INSURANCES HOLDINGS INC, an estimated $17.7M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 19% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Smith Graham & Co Investment Advisors's largest Q3 2015 buy was Opko Health: 600,932 shares worth $5.05M.
  • Smith Graham & Co Investment Advisors added most to THE FRESH MARKET, INC COM STK in Q3 2015, an estimated $2.48M increase.
  • Smith Graham & Co Investment Advisors's biggest Q3 2015 reduction was CYTEC INDS INC, cutting an estimated $4.22M.
  • Smith Graham & Co Investment Advisors fully exited HCC INSURANCES HOLDINGS INC in Q3 2015, selling an estimated $17.7M.
  • Smith Graham & Co Investment Advisors's ten largest holdings make up 15% of its $686M portfolio in Q3 2015.
  • Smith Graham & Co Investment Advisors opened 6 new positions and closed 4 in Q3 2015.
  • Smith Graham & Co Investment Advisors's portfolio value fell 7.7% quarter-over-quarter to $686M.

Based on Smith Graham & Co Investment Advisors's 13F filing for Q3 2015, filed 22 Oct 2015.