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SGCIA

Smith Graham & Co Investment Advisors Portfolio holdings

AUM $868M
1-Year Est. Return 24.69%
This Fund
S&P 500
This Quarter Est. Return
+8.91%
1 Year Est. Return
+24.69%
3 Year Est. Return
+56.92%
5 Year Est. Return
+190.77%
10 Year Est. Return
+331.98%
AUM
$691M
AUM Growth
+$43.5M
Cap. Flow
-$4.33M
Cap. Flow %
-0.63%
Top 10 Hldgs %
15.49%
Holding
141
New
8
Increased
9
Reduced
117
Closed
7

Top Buys

Rank Stock Value
1
OUTR
OUTERWALL INC
OUTR
+$6.72M
2
SYNA icon
Synaptics
SYNA
+$6.49M
3
LNN icon
Lindsay Corp
LNN
+$5.87M
4
PWR icon
Quanta Services
PWR
+$2.93M
5
PEG icon
Public Service Enterprise Group
PEG
+$2.85M

Top Sells

Rank Stock Value
1
FEIC
FEI COMPANY
FEIC
+$7.23M
2
PRXL
Parexel International Corp
PRXL
+$5.21M
3
AGN
Allergan plc
AGN
+$4.45M
4
ENTR
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
+$4.21M
5
GMCR
KEURIG GREEN MTN INC
GMCR
+$4.11M

Sector Composition

Rank Sector Weight
1 Financials 20.18%
2 Industrials 19.88%
3 Technology 17.54%
4 Consumer Discretionary 14.33%
5 Healthcare 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
26
Prospect Capital
PSEC
$1.17B
$7.37M 1.07%
659,702
-6,350
-1% -$70.5K
CTCT
27
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$7.34M 1.06%
309,994
-3,050
-1% -$58K
TIVO
28
DELISTED
Tivo Inc
TIVO
$7.33M 1.06%
382,205
-3,690
-1% -$73.7K
KND
29
DELISTED
Kindred Healthcare
KND
$7.29M 1.05%
542,802
-5,220
-1% -$75.1K
NPKI
30
NPK International
NPKI
$1.14B
$7.28M 1.05%
574,716
-5,510
-0.9% -$64.8K
CAB
31
DELISTED
Cabela's Inc
CAB
$7.27M 1.05%
115,371
-1,100
-0.9% -$73.4K
AMSF icon
32
AMERISAFE
AMSF
$540M
$7.21M 1.04%
203,155
-1,960
-1% -$68.4K
MENT
33
DELISTED
Mentor Graphics Corp
MENT
$7.21M 1.04%
308,445
-2,960
-1% -$63.4K
SYNA icon
34
Synaptics
SYNA
$4.15B
$7.02M 1.02%
+158,615
New +$6.49M
LPNT
35
DELISTED
LifePoint Health, Inc.
LPNT
$6.94M 1%
148,842
-1,410
-0.9% -$67.5K
BRLI
36
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$6.71M 0.97%
224,667
+41,920
+23% +$1.17M
JNY
37
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$6.68M 0.97%
445,330
-4,280
-1% -$67.2K
EPAC icon
38
Enerpac Tool Group
EPAC
$1.93B
$6.67M 0.97%
171,852
-1,640
-0.9% -$59.6K
CSGS
39
DELISTED
CSG Systems International
CSGS
$6.63M 0.96%
264,565
+7,862
+3% +$189K
HP icon
40
Helmerich & Payne
HP
$3.71B
$6.61M 0.96%
95,845
-910
-0.9% -$60.1K
WAFD icon
41
WaFd
WAFD
$2.75B
$6.55M 0.95%
316,545
-3,030
-0.9% -$64.4K
GATX icon
42
GATX Corp
GATX
$6.27B
$6.45M 0.93%
135,759
-1,290
-0.9% -$59.6K
AEIS icon
43
Advanced Energy
AEIS
$13B
$6.38M 0.92%
364,662
-113,620
-24% -$2.24M
UBSI icon
44
United Bankshares
UBSI
$6.62B
$6.18M 0.89%
213,345
-2,050
-1% -$58.3K
LNN icon
45
Lindsay Corp
LNN
$1.18B
$6.12M 0.89%
+75,020
New +$5.87M
DFS
46
DELISTED
Discover Financial Services
DFS
$6.08M 0.88%
120,340
-1,500
-1% -$75K
QLGC
47
DELISTED
QLOGIC CORP
QLGC
$5.94M 0.86%
542,752
+100,250
+23% +$1.1M
RLI icon
48
RLI Corp
RLI
$5.89B
$5.84M 0.84%
267,220
-2,520
-0.9% -$51.7K
WBS icon
49
Webster Financial
WBS
$12.8B
$5.81M 0.84%
227,460
-2,190
-1% -$58.3K
XXIA
50
DELISTED
Ixia
XXIA
$5.8M 0.84%
370,341
+77,030
+26% +$1.19M
1
2
3 4 5

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Smith Graham & Co Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Smith Graham & Co Investment Advisors held 141 positions worth $691M, up 6.7% from $648M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Smith Graham & Co Investment Advisors's Q3 2013 filing shows 8 new, 9 increased, 117 reduced and 7 closed positions. Its largest new stake was OUTERWALL INC: 114,090 shares worth $5.71M. The largest sale was FEI COMPANY, an estimated $7.23M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Technology.

  • Smith Graham & Co Investment Advisors's largest Q3 2013 buy was OUTERWALL INC: 114,090 shares worth $5.71M.
  • Smith Graham & Co Investment Advisors added most to La-Z-Boy in Q3 2013, an estimated $1.96M increase.
  • Smith Graham & Co Investment Advisors's biggest Q3 2013 reduction was CONVERSANT INC COM STK (DE), cutting an estimated $3.24M.
  • Smith Graham & Co Investment Advisors fully exited FEI COMPANY in Q3 2013, selling an estimated $7.23M.
  • Smith Graham & Co Investment Advisors's ten largest holdings make up 15% of its $691M portfolio in Q3 2013.
  • Smith Graham & Co Investment Advisors opened 8 new positions and closed 7 in Q3 2013.
  • Smith Graham & Co Investment Advisors's portfolio value rose 6.7% quarter-over-quarter to $691M.

Based on Smith Graham & Co Investment Advisors's 13F filing for Q3 2013, filed 16 Oct 2013.