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SWIM

Smallwood Wealth Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 23.56%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+23.56%
3 Year Est. Return
+67.42%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$196M
AUM Growth
+$21.1M
Cap. Flow
+$9.56M
Cap. Flow %
4.87%
Top 10 Hldgs %
59%
Holding
599
New
32
Increased
88
Reduced
71
Closed
71

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.79M
2
HELO icon
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
+$1.36M
3
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$690K
4
PGNY icon
Progyny
PGNY
+$615K
5
MMIT icon
IQ MacKay Municipal Intermediate ETF
MMIT
+$551K

Top Sells

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$309K
2
IVT icon
InvenTrust Properties
IVT
+$56.7K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$25.1K
4
MSFT icon
Microsoft
MSFT
+$20.4K
5
JNJ icon
Johnson & Johnson
JNJ
+$15.8K

Sector Composition

Rank Sector Weight
1 Technology 11.84%
2 Financials 5.27%
3 Consumer Staples 3.21%
4 Communication Services 2.64%
5 Healthcare 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
151
Capital One
COF
$136B
$68.5K 0.03%
322
– –
DELL icon
152
Dell
DELL
$313B
$66.6K 0.03%
470
– –
VGT icon
153
Vanguard Information Technology ETF
VGT
$149B
$64.2K 0.03%
688
+128
+23% +$11.2K
PHO icon
154
Invesco Water Resources ETF
PHO
$2.06B
$64.2K 0.03%
890
– –
MTZ icon
155
MasTec
MTZ
$22.6B
$63.8K 0.03%
300
– –
IVE icon
156
iShares S&P 500 Value ETF
IVE
$50B
$63.6K 0.03%
308
– –
CMI icon
157
Cummins
CMI
$87.8B
$63.4K 0.03%
150
– –
BRO icon
158
Brown & Brown
BRO
$23.8B
$62.7K 0.03%
668
– –
AEP icon
159
American Electric Power
AEP
$67.9B
$61.9K 0.03%
550
– –
SBUX icon
160
Starbucks
SBUX
$124B
$61.4K 0.03%
726
+187
+35% +$16.7K
KKR icon
161
KKR & Co
KKR
$99.5B
$61.4K 0.03%
472
-9
-2% -$1.28K
WTW icon
162
Willis Towers Watson
WTW
$31.6B
$61.1K 0.03%
177
– –
IFF icon
163
International Flavors & Fragrances
IFF
$21.4B
$60.7K 0.03%
987
– –
BXMX
164
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$58.7K 0.03%
4,064
+18
+0.4% +$254
MDT icon
165
Medtronic
MDT
$116B
$58.2K 0.03%
611
– –
YUM icon
166
Yum! Brands
YUM
$41B
$58.1K 0.03%
382
– –
VNQ icon
167
Vanguard Real Estate ETF
VNQ
$38.6B
$57.6K 0.03%
630
– –
SCHX icon
168
Schwab US Large- Cap ETF
SCHX
$74.5B
$57.4K 0.03%
2,180
+321
+17% +$8.15K
PPG icon
169
PPG Industries
PPG
$25.5B
$55.4K 0.03%
527
+4
+0.8% +$445
MMM icon
170
3M
MMM
$94.8B
$54.8K 0.03%
353
– –
PMM
171
Franklin Managed Municipal Income Trust
PMM
$270M
$54.4K 0.03%
9,000
– –
MDY icon
172
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$53.6K 0.03%
90
– –
ED icon
173
Consolidated Edison
ED
$39.9B
$53.5K 0.03%
532
– –
HPI
174
John Hancock Preferred Income Fund
HPI
$434M
$52.4K 0.03%
3,020
-256
-8% -$4.17K
RDVI icon
175
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.72B
$51.7K 0.03%
2,000
– –
5 6
7
8 9

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GCM
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NIA
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TCA
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AIA
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AFO
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CCM
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Smallwood Wealth Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Smallwood Wealth Investment Management held 599 positions worth $196M, up 12% from $175M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Smallwood Wealth Investment Management deployed $9.56M of net new capital in Q3 2025, opening 32 new positions and adding to 88 existing holdings. Its largest new stake was Progyny: 27,077 shares worth $583K.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was iShares National Muni Bond ETF, an estimated $309K trimmed.

  • Smallwood Wealth Investment Management's largest Q3 2025 buy was Progyny: 27,077 shares worth $583K.
  • Smallwood Wealth Investment Management added most to iShares Core S&P Total US Stock Market ETF in Q3 2025, an estimated $1.79M increase.
  • Smallwood Wealth Investment Management's biggest Q3 2025 reduction was iShares National Muni Bond ETF, cutting an estimated $309K.
  • Smallwood Wealth Investment Management fully exited State Street Health Care Select Sector SPDR ETF in Q3 2025, selling an estimated $25.1K.
  • Smallwood Wealth Investment Management's ten largest holdings make up 59% of its $196M portfolio in Q3 2025.
  • Smallwood Wealth Investment Management opened 32 new positions and closed 71 in Q3 2025.
  • Smallwood Wealth Investment Management's portfolio value rose 12% quarter-over-quarter to $196M.

Based on Smallwood Wealth Investment Management's 13F filing for Q3 2025, filed 17 Oct 2025.