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SWIM

Smallwood Wealth Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 23.56%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+23.56%
3 Year Est. Return
+67.42%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$190M
AUM Growth
-$1.31M
Cap. Flow
+$1M
Cap. Flow %
0.53%
Top 10 Hldgs %
58.38%
Holding
545
New
25
Increased
52
Reduced
61
Closed
19

Top Buys

Rank Stock Value
1
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$883K
2
HELO icon
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
+$422K
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$264K
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$227K
5
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$156K

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$481K
2
GUNR icon
FlexShares Global Upstream Natural Resources Index Fund
GUNR
+$152K
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$143K
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$142K
5
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$120K

Sector Composition

Rank Sector Weight
1 Technology 11.04%
2 Financials 4.98%
3 Consumer Staples 3.27%
4 Communication Services 2.66%
5 Healthcare 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFSD
126
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.16B
$95.8K 0.05%
+2,000
New +$96.2K
MA icon
127
Mastercard
MA
$490B
$94.8K 0.05%
189
– –
LPLA icon
128
LPL Financial
LPLA
$29.7B
$93.9K 0.05%
312
– –
QQQ icon
129
Invesco QQQ Trust
QQQ
$481B
$92.4K 0.05%
160
+4
+3% +$2.43K
BAC icon
130
Bank of America
BAC
$453B
$92.2K 0.05%
1,892
– –
BNY
131
Bank of New York Mellon
BNY
$111B
$91.3K 0.05%
770
– –
ETN icon
132
Eaton
ETN
$179B
$89.4K 0.05%
250
– –
TSLA icon
133
Tesla
TSLA
$1.29T
$88.8K 0.05%
239
-1
-0.4% -$412
VYM icon
134
Vanguard High Dividend Yield ETF
VYM
$84B
$85.9K 0.05%
580
– –
AVDV icon
135
Avantis International Small Cap Value ETF
AVDV
$19.9B
$85.5K 0.05%
856
– –
CMI icon
136
Cummins
CMI
$87.8B
$80.7K 0.04%
150
– –
CVS icon
137
CVS Health
CVS
$121B
$80.2K 0.04%
1,117
– –
GE icon
138
GE Aerospace
GE
$379B
$79.7K 0.04%
281
– –
NSC icon
139
Norfolk Southern
NSC
$75.3B
$78.9K 0.04%
275
– –
LRCX icon
140
Lam Research
LRCX
$408B
$76.9K 0.04%
360
– –
IJH icon
141
iShares Core S&P Mid-Cap ETF
IJH
$128B
$76.8K 0.04%
1,137
+387
+52% +$26.8K
VONG icon
142
Vanguard Russell 1000 Growth ETF
VONG
$45.7B
$75.6K 0.04%
+689
New +$80.5K
SPXX icon
143
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$73.9K 0.04%
4,599
+4,057
+749% +$71.2K
BNDX icon
144
Vanguard Total International Bond ETF
BNDX
$82.9B
$73.7K 0.04%
1,533
– –
UAL icon
145
United Airlines
UAL
$40.6B
$72.7K 0.04%
790
– –
AEP icon
146
American Electric Power
AEP
$67.9B
$72.1K 0.04%
550
– –
IFF icon
147
International Flavors & Fragrances
IFF
$21.4B
$71.6K 0.04%
987
– –
DIA icon
148
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$69.5K 0.04%
150
– –
AMAT icon
149
Applied Materials
AMAT
$435B
$69.4K 0.04%
203
– –
UNH icon
150
UnitedHealth
UNH
$364B
$68.7K 0.04%
254
– –
4 5
6
7 8

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AFO
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Smallwood Wealth Investment Management's Q1 2026 Portfolio in Review

As of Q1 2026, Smallwood Wealth Investment Management held 545 positions worth $190M, down 0.68% from $191M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Smallwood Wealth Investment Management's Q1 2026 filing shows 25 new, 52 increased, 61 reduced and 19 closed positions. Its largest new stake was Fidelity Total Bond ETF: 2,739 shares worth $125K. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $481K.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Consumer Staples.

  • Smallwood Wealth Investment Management's largest Q1 2026 buy was Fidelity Total Bond ETF: 2,739 shares worth $125K.
  • Smallwood Wealth Investment Management added most to PGIM Ultra Short Bond ETF in Q1 2026, an estimated $883K increase.
  • Smallwood Wealth Investment Management's biggest Q1 2026 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $481K.
  • Smallwood Wealth Investment Management fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $60.3K.
  • Smallwood Wealth Investment Management's ten largest holdings make up 58% of its $190M portfolio in Q1 2026.
  • Smallwood Wealth Investment Management opened 25 new positions and closed 19 in Q1 2026.
  • Smallwood Wealth Investment Management's portfolio value fell 0.68% quarter-over-quarter to $190M.

Based on Smallwood Wealth Investment Management's 13F filing for Q1 2026, filed 22 Apr 2026.