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SWIM

Smallwood Wealth Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 23.56%
This Fund
S&P 500
This Quarter Est. Return
+2.43%
1 Year Est. Return
+23.56%
3 Year Est. Return
+67.42%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$191M
AUM Growth
-$5.3M
Cap. Flow
-$9.14M
Cap. Flow %
-4.78%
Top 10 Hldgs %
59.22%
Holding
552
New
21
Increased
83
Reduced
91
Closed
33

Top Buys

Rank Stock Value
1
MMIT icon
IQ MacKay Municipal Intermediate ETF
MMIT
+$721K
2
HELO icon
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
+$559K
3
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$443K
4
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$216K
5
IBIT icon
iShares Bitcoin Trust
IBIT
+$191K

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$4.15M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$948K
3
MUB icon
iShares National Muni Bond ETF
MUB
+$533K
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$487K
5
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$428K

Sector Composition

Rank Sector Weight
1 Technology 12.33%
2 Financials 5.34%
3 Consumer Staples 3.13%
4 Communication Services 2.82%
5 Healthcare 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GXC icon
301
State Street SPDR S&P China ETF
GXC
$474M
$11.6K 0.01%
119
+1
+0.8% +$101
IWB icon
302
iShares Russell 1000 ETF
IWB
$50.2B
$11.5K 0.01%
30
– –
BND icon
303
Vanguard Total Bond Market
BND
$161B
$11.5K 0.01%
155
– –
FEZ icon
304
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$11.3K 0.01%
175
+1
+0.6% +$63
BCE icon
305
BCE
BCE
$21.6B
$11.2K 0.01%
471
– –
TDIV icon
306
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$11.1K 0.01%
+115
New +$11.3K
MMD
307
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$11.1K 0.01%
745
– –
ADI icon
308
Analog Devices
ADI
$187B
$11.1K 0.01%
+40
New +$10.1K
MLPX icon
309
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$10.8K 0.01%
178
+2
+1% +$120
DIAX
310
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$10.6K 0.01%
693
+21
+3% +$312
BLDR icon
311
Builders FirstSource
BLDR
$7.79B
$10.3K 0.01%
100
– –
ITB icon
312
iShares US Home Construction ETF
ITB
$2.34B
$10.2K 0.01%
106
+1
+1% +$101
DINO icon
313
HF Sinclair
DINO
$15.6B
$10K 0.01%
218
– –
XLE icon
314
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$9.93K 0.01%
222
– –
SPXX icon
315
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$9.79K 0.01%
542
+20
+4% +$352
SW
316
Smurfit Westrock
SW
$25.8B
$9.59K 0.01%
248
– –
WDC icon
317
Western Digital
WDC
$157B
$9.47K 0.01%
55
+19
+53% +$2.88K
CIM
318
Chimera Investment
CIM
$991M
$9.31K ﹤0.01%
749
– –
ANET icon
319
Arista Networks
ANET
$265B
$9.17K ﹤0.01%
70
– –
MNA icon
320
IQ ARB Merger Arbitrage ETF
MNA
$253M
$9.16K ﹤0.01%
256
– –
BCBP icon
321
BCB Bancorp
BCBP
$161M
$8.99K ﹤0.01%
1,114
-1,114
-50% -$8.99K
SMDV icon
322
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
$8.99K ﹤0.01%
+136
New +$9.04K
PANW icon
323
Palo Alto Networks
PANW
$315B
$8.84K ﹤0.01%
48
+12
+33% +$2.42K
JNK icon
324
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$8.6K ﹤0.01%
88
+2
+2% +$194
DTM icon
325
DT Midstream
DTM
$13.9B
$8.5K ﹤0.01%
71
– –
11 12
13
14 15

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GCM
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NIA
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TCA
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AIA
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AFO
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CCM
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Smallwood Wealth Investment Management's Q4 2025 Portfolio in Review

As of Q4 2025, Smallwood Wealth Investment Management held 552 positions worth $191M, down 2.7% from $196M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Smallwood Wealth Investment Management withdrew a net $9.14M in Q4 2025, closing 33 positions and reducing 91 holdings. Its most notable exit was Vanguard Morningstar Growth ETF, an estimated $37.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Smallwood Wealth Investment Management opened a new position in Credo Technology Group worth $36K.

  • Smallwood Wealth Investment Management's largest Q4 2025 buy was Credo Technology Group: 250 shares worth $36K.
  • Smallwood Wealth Investment Management added most to IQ MacKay Municipal Intermediate ETF in Q4 2025, an estimated $721K increase.
  • Smallwood Wealth Investment Management's biggest Q4 2025 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $4.15M.
  • Smallwood Wealth Investment Management fully exited Vanguard Morningstar Growth ETF in Q4 2025, selling an estimated $37.4K.
  • Smallwood Wealth Investment Management's ten largest holdings make up 59% of its $191M portfolio in Q4 2025.
  • Smallwood Wealth Investment Management opened 21 new positions and closed 33 in Q4 2025.
  • Smallwood Wealth Investment Management's portfolio value fell 2.7% quarter-over-quarter to $191M.

Based on Smallwood Wealth Investment Management's 13F filing for Q4 2025, filed 23 Jan 2026.