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SWIM

Smallwood Wealth Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 23.56%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+23.56%
3 Year Est. Return
+67.42%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$196M
AUM Growth
+$21.1M
Cap. Flow
+$9.56M
Cap. Flow %
4.87%
Top 10 Hldgs %
59%
Holding
599
New
32
Increased
88
Reduced
71
Closed
71

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.79M
2
HELO icon
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
+$1.36M
3
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$690K
4
PGNY icon
Progyny
PGNY
+$615K
5
MMIT icon
IQ MacKay Municipal Intermediate ETF
MMIT
+$551K

Top Sells

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$309K
2
IVT icon
InvenTrust Properties
IVT
+$56.7K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$25.1K
4
MSFT icon
Microsoft
MSFT
+$20.4K
5
JNJ icon
Johnson & Johnson
JNJ
+$15.8K

Sector Composition

Rank Sector Weight
1 Technology 11.84%
2 Financials 5.27%
3 Consumer Staples 3.21%
4 Communication Services 2.64%
5 Healthcare 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
301
American Water Works
AWK
$27.1B
$12.4K 0.01%
89
– –
DBRG icon
302
DigitalBridge
DBRG
$2.95B
$12.3K 0.01%
1,052
– –
BLDR icon
303
Builders FirstSource
BLDR
$7.94B
$12.1K 0.01%
100
– –
TTE icon
304
TotalEnergies
TTE
$193B
$11.9K 0.01%
200
– –
BND icon
305
Vanguard Total Bond Market
BND
$162B
$11.5K 0.01%
155
– –
DINO icon
306
HF Sinclair
DINO
$16.1B
$11.4K 0.01%
218
– –
ITB icon
307
iShares US Home Construction ETF
ITB
$2.37B
$11.4K 0.01%
105
-11
-9% -$1.16K
NRG icon
308
NRG Energy
NRG
$25.3B
$11.3K 0.01%
70
– –
MMD
309
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$11.3K 0.01%
745
– –
IWB icon
310
iShares Russell 1000 ETF
IWB
$50.4B
$11.2K 0.01%
30
– –
MLPX icon
311
Global X MLP & Energy Infrastructure ETF
MLPX
$3.56B
$11K 0.01%
176
+2
+1% +$122
BCE icon
312
BCE
BCE
$21.5B
$11K 0.01%
471
– –
AZN icon
313
AstraZeneca
AZN
$245B
$11K 0.01%
72
-3
-4% -$454
FEZ icon
314
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$10.8K 0.01%
174
– –
SW
315
Smurfit Westrock
SW
$26.1B
$10.6K 0.01%
248
– –
DD icon
316
DuPont de Nemours
DD
$19.4B
$10.4K 0.01%
106
– –
BTC
317
Grayscale Bitcoin Mini Trust ETF
BTC
$3.36B
$10.3K 0.01%
204
– –
ANET icon
318
Arista Networks
ANET
$263B
$10.2K 0.01%
70
-50
-42% -$6.44K
DIAX
319
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$10K 0.01%
672
+10
+2% +$145
XLE icon
320
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$9.92K 0.01%
222
-24
-10% -$1.05K
CIM
321
Chimera Investment
CIM
$1B
$9.9K 0.01%
749
– –
BIIB icon
322
Biogen
BIIB
$31.1B
$9.8K 0.01%
70
– –
MNA icon
323
IQ ARB Merger Arbitrage ETF
MNA
$254M
$9.19K ﹤0.01%
256
– –
SPXX icon
324
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$9.14K ﹤0.01%
522
-250
-32% -$4.49K
JNK icon
325
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$8.48K ﹤0.01%
86
+1
+1% +$97
11 12
13
14 15

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CM
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GCM
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NIA
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TCA
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AIA
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AFO
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CCM
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Smallwood Wealth Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Smallwood Wealth Investment Management held 599 positions worth $196M, up 12% from $175M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Smallwood Wealth Investment Management deployed $9.56M of net new capital in Q3 2025, opening 32 new positions and adding to 88 existing holdings. Its largest new stake was Progyny: 27,077 shares worth $583K.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was iShares National Muni Bond ETF, an estimated $309K trimmed.

  • Smallwood Wealth Investment Management's largest Q3 2025 buy was Progyny: 27,077 shares worth $583K.
  • Smallwood Wealth Investment Management added most to iShares Core S&P Total US Stock Market ETF in Q3 2025, an estimated $1.79M increase.
  • Smallwood Wealth Investment Management's biggest Q3 2025 reduction was iShares National Muni Bond ETF, cutting an estimated $309K.
  • Smallwood Wealth Investment Management fully exited State Street Health Care Select Sector SPDR ETF in Q3 2025, selling an estimated $25.1K.
  • Smallwood Wealth Investment Management's ten largest holdings make up 59% of its $196M portfolio in Q3 2025.
  • Smallwood Wealth Investment Management opened 32 new positions and closed 71 in Q3 2025.
  • Smallwood Wealth Investment Management's portfolio value rose 12% quarter-over-quarter to $196M.

Based on Smallwood Wealth Investment Management's 13F filing for Q3 2025, filed 17 Oct 2025.