SIA

Sit Investment Associates Portfolio holdings

AUM $4.26B

This Quarter Return

-2.21%

1 Year Return

+6.14%

3 Year Return

+12.96%

5 Year Return

+71.7%

10 Year Return

+110.77%

AUM

$4.26B

AUM Growth

-$142M (-3%)

Cap. Flow

-$15M

Cap. Flow % of AUM

-0.35%

Top 10 Holdings %Top 10 Hldgs %

20.52%

Holding

550

New

Increased

183

Reduced

143

Closed

Top Buys

1	Nuveen Floating Rate Income Fund JFR	$55.5M
2	NRO Neuberger Berman Real Estate Securities Income Fund NRO	$31.2M
3	KIO KKR Income Opportunities Fund KIO	$27.8M
4	BlackRock Income Trust BKT	$17.7M
5	Nuveen Variable Rate Preferred & Income Fund NPFD	$13.5M

Top Sells

1	INSI Insight Select Income Fund INSI	$43M
2	HYB New America High Income Fund, Inc. HYB	$22.5M
3	PDX PIMCO Dynamic Income Strategy Fund PDX	$19.7M
4	EGF Blackrock Enhanced Government Fund, Inc. EGF	$17.9M
5	Nuveen Pennsylvania Quality Municipal Income Fund NQP	$10.6M

Sector Composition

1	Technology	17.06%
2	Financials	7.45%
3	Healthcare	6.41%
4	Industrials	6.18%
5	Consumer Discretionary	3.56%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
126	126 Carlyle Group CG $20.8B	$9.03M	0.21%	207,245 +13,325	+7%	+$581K
127	FLC 127 Flaherty & Crumrine Total Return Fund FLC $179M	$9M	0.21%	536,508 -23,068	-4%	-$387K
128	128 Cisco CSCO $266B	$8.9M	0.21%	144,275 +15,350	+12%	+$947K
129	EAD 129 Allspring Income Opportunities Fund EAD $418M	$8.83M	0.21%	1,290,326 +39,145	+3%	+$268K
130	130 Emerson Electric EMR $78.6B	$8.81M	0.21%	80,312 -16,987	-17%	-$1.86M
131	131 Arthur J. Gallagher & Co AJG $78.9B	$8.69M	0.2%	25,182 +157	+0.6%	+$54.2K
132	132 Intercontinental Exchange ICE $103B	$8.6M	0.2%	49,830 -27,785	-36%	-$4.79M
133	133 Autodesk ADSK $61.8B	$8.57M	0.2%	32,737	–	–
134	134 Verizon VZ $174B	$8.45M	0.2%	186,175 -56,105	-23%	-$2.54M
135	135 HubSpot HUBS $27.9B	$8.31M	0.19%	14,550 +100	+0.7%	+$57.1K
136	NBH 136 Neuberger Berman Municipal Fund NBH $292M	$8.08M	0.19%	776,772 -502,737	-39%	-$5.23M
137	137 MetLife MET $51.2B	$8.07M	0.19%	100,491 +37,581	+60%	+$3.02M
138	138 Stryker SYK $149B	$8.04M	0.19%	+21,600	New	+$8.04M
139	139 CareTrust REIT CTRE $5.89B	$8M	0.19%	280,010 -37,275	-12%	-$1.07M
140	140 Citigroup C $169B	$8M	0.19%	112,645 +570	+0.5%	+$40.5K
141	141 PTC PTC $23.1B	$7.86M	0.18%	50,720	–	–
142	PHT 142 Pioneer High Income Fund PHT $238M	$7.79M	0.18%	1,006,055 +32,761	+3%	+$254K
143	WEA 143 Western Asset Premier Bond Fund WEA $128M	$7.78M	0.18%	694,111 +24,092	+4%	+$270K
144	144 American International AIG $46.7B	$7.74M	0.18%	88,989 -46,475	-34%	-$4.04M
145	GGT 145 Gabelli Multimedia Trust GGT $144M	$7.73M	0.18%	1,669,487 -181,761	-10%	-$842K
146	146 Fifth Third Bancorp FITB $28.5B	$7.7M	0.18%	196,315 -40,810	-17%	-$1.6M
147	147 Hartford Financial Services HIG $34B	$7.68M	0.18%	+62,070	New	+$7.68M
148	148 IBM IBM $263B	$7.63M	0.18%	30,667 -5,790	-16%	-$1.44M
149	CMU 149 MFS High Yield Municipal Trust CMU $82.9M	$7.61M	0.18%	2,179,247 +176,608	+9%	+$616K
150	150 Invesco Quality Municipal Securities IQI $499M	$7.49M	0.18%	773,209 -29,591	-4%	-$286K