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Sit Investment Associates Portfolio holdings

AUM $5.28B
1-Year Est. Return 14.42%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+14.42%
3 Year Est. Return
+49.57%
5 Year Est. Return
+37.84%
10 Year Est. Return
+154.77%
AUM
$3.86B
AUM Growth
-$178M
Cap. Flow
-$162M
Cap. Flow %
-4.19%
Top 10 Hldgs %
18.75%
Holding
553
New
22
Increased
140
Reduced
163
Closed
79

Top Buys

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$68.3M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$16.5M
3
ASG
Liberty All-Star Growth Fund
ASG
+$14.1M
4
TFC icon
Truist Financial
TFC
+$12.7M
5
BAX icon
Baxter International
BAX
+$12.2M

Top Sells

Rank Stock Value
1
EVG
Eaton Vance Short Duration Diversified Income Fund
EVG
+$55.3M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$27.6M
3
CRF
Cornerstone Total Return Fund
CRF
+$17.5M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$16.1M
5
GAM
General American Investors Company
GAM
+$15.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.12%
2 Technology 17.35%
3 Healthcare 8.31%
4 Financials 7.43%
5 Industrials 6.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEN
526
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-1,000
Closed -$13K
HGEN
527
DELISTED
HUMANIGEN, INC.
HGEN
– –
-61,350
Closed -$1.07M
ABMD
528
DELISTED
Abiomed Inc
ABMD
– –
-45
Closed -$14K
SNP
529
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-1,400
Closed -$71K
CERN
530
DELISTED
Cerner Corp
CERN
– –
-2,500
Closed -$195K
JTD
531
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-52,688
Closed -$847K
EVY
532
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
– –
-22,402
Closed -$335K
MIE
533
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-200,272
Closed -$815K
BST.RT
534
DELISTED
BlackRock Science and Technology Trust Rights (expiring July 14, 2021)
BST.RT
– –
-27,140
Closed -$18K
FSLF
535
DELISTED
First Eagle Senior Loan Fund
FSLF
– –
-443,878
Closed -$7M
EHT
536
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
– –
-12,846
Closed -$126K
GLQ.RT
537
DELISTED
Clough Global Equity Fund Rights (expiring June 22, 2021)
GLQ.RT
– –
-157,484
Closed -$1K
GLV.RT
538
DELISTED
Clough Global Dividend and Income Fund Rights (expiring June 22, 2021)
GLV.RT
– –
-54,518
Closed –
TLOG
539
DELISTED
TetraLogic Pharmaceuticals Corporation
TLOG
– –
-3,913
Closed –
VCF
540
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
– –
-22,971
Closed -$344K
GAB.RT
541
DELISTED
The Gabelli Equity Trust Inc. Rights (expiring July 14, 2021)
GAB.RT
– –
-107,388
Closed -$13K
18 19 20 21
22

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BAAM
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MRC
Millburn Ridgefield Corp New York $5.28B AUM 21.66% 1-Year Est. Return
JSTA
Japan Science & Technology Agency Tokyo, Japan $5.29B AUM 8.96% 1-Year Est. Return
HSA
HBK Sorce Advisory Erie, Pennsylvania $5.27B AUM 19.34% 1-Year Est. Return
WAP
Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return
OWM
Orgel Wealth Management Altoona, Wisconsin $5.27B AUM 16.18% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.27B AUM 7.89% 1-Year Est. Return
SMFG
Sumitomo Mitsui Financial Group Tokyo, Japan $5.27B AUM 2.94% 1-Year Est. Return

Sit Investment Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Sit Investment Associates held 553 positions worth $3.86B, down 4.4% from $4.04B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sit Investment Associates withdrew a net $162M in Q3 2021, closing 79 positions and reducing 163 holdings. Its most notable exit was Nuveen Credit Strategies Income Fund, an estimated $16.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sit Investment Associates opened a new position in BlackRock Science and Technology Trust worth $65.9M.

  • Sit Investment Associates's largest Q3 2021 buy was BlackRock Science and Technology Trust: 1,263,737 shares worth $65.9M.
  • Sit Investment Associates added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q3 2021, an estimated $16.5M increase.
  • Sit Investment Associates's biggest Q3 2021 reduction was Eaton Vance Short Duration Diversified Income Fund, cutting an estimated $55.3M.
  • Sit Investment Associates fully exited Nuveen Credit Strategies Income Fund in Q3 2021, selling an estimated $16.1M.
  • Sit Investment Associates's ten largest holdings make up 19% of its $3.86B portfolio in Q3 2021.
  • Sit Investment Associates opened 22 new positions and closed 79 in Q3 2021.
  • Sit Investment Associates's portfolio value fell 4.4% quarter-over-quarter to $3.86B.

Based on Sit Investment Associates's 13F filing for Q3 2021, filed 12 Nov 2021.