SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
+1.01%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$904M
AUM Growth
+$9.28M
Cap. Flow
-$6.34M
Cap. Flow %
-0.7%
Top 10 Hldgs %
31.24%
Holding
287
New
14
Increased
34
Reduced
142
Closed
18

Top Buys

1
AGN
Allergan plc
AGN
$20.3M
2
HBI icon
Hanesbrands
HBI
$6.27M
3
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$5.79M
4
CBI
Chicago Bridge & Iron Nv
CBI
$4.18M
5
AFCO
American Farmland Company
AFCO
$3.19M

Top Sells

1
FWONK icon
Liberty Media Series C
FWONK
$4.14M
2
SNDK
SANDISK CORP
SNDK
$4.03M
3
BRK.A icon
Berkshire Hathaway Class A
BRK.A
$3.91M
4
AON icon
Aon
AON
$3.03M
5
HAL icon
Halliburton
HAL
$2.66M

Sector Composition

1 Technology 20.12%
2 Industrials 18.06%
3 Consumer Discretionary 12.9%
4 Healthcare 11.73%
5 Financials 9.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ICCC icon
201
ImmuCell
ICCC
$57.3M
$291K 0.03%
42,191
– –
JEQ
202
abrdn Japan Equity Fund
JEQ
$117M
– –
0
– -$308K
JPS
203
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
0
– -$93K
SNY icon
204
Sanofi
SNY
$113B
$285K 0.03%
6,800
-30
-0.4% -$1.26K
HAL icon
205
Halliburton
HAL
$18.8B
$284K 0.03%
6,281
-58,925
-90% -$2.66M
BHI
206
DELISTED
Baker Hughes
BHI
$284K 0.03%
6,295
-350
-5% -$15.8K
UTF icon
207
Cohen & Steers Infrastructure Fund
UTF
$2.53B
– –
0
– -$261K
ICE icon
208
Intercontinental Exchange
ICE
$99.8B
$282K 0.03%
5,500
– –
EXC icon
209
Exelon
EXC
$43.9B
$276K 0.03%
10,655
– –
RPT
210
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$275K 0.03%
14,000
– –
BKCC
211
DELISTED
BlackRock Capital Investment Corporation
BKCC
$268K 0.03%
34,500
– –
F icon
212
Ford
F
$46.7B
$267K 0.03%
21,208
-302
-1% -$3.8K
MERC icon
213
Mercer International
MERC
$216M
$265K 0.03%
33,250
+7,850
+31% +$62.6K
LM
214
DELISTED
Legg Mason, Inc.
LM
$265K 0.03%
9,000
– –
MS icon
215
Morgan Stanley
MS
$236B
$262K 0.03%
10,100
– –
KN icon
216
Knowles
KN
$1.85B
$261K 0.03%
19,100
– –
MYN icon
217
BlackRock MuniYield New York Quality Fund
MYN
$362M
– –
0
– -$251K
SWZ
218
Swiss Helvetia Fund
SWZ
$79.6M
– –
0
– -$254K
LAND
219
Gladstone Land Corp
LAND
$325M
$257K 0.03%
23,200
+5,500
+31% +$60.9K
MNP
220
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
– –
0
– -$249K
RTX icon
221
RTX Corp
RTX
$211B
$249K 0.03%
3,853
– –
SVC
222
Service Properties Trust
SVC
$481M
$248K 0.03%
8,600
– –
GOOG icon
223
Alphabet (Google) Class C
GOOG
$2.84T
$247K 0.03%
7,140
+40
+0.6% +$1.38K
GATX icon
224
GATX Corp
GATX
$5.97B
$246K 0.03%
+5,600
New +$246K
PHG icon
225
Philips
PHG
$26.5B
$236K 0.03%
12,298
-2,055
-14% -$39.4K
7 8
9
10 11