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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.28B
AUM Growth
-$51.1M
Cap. Flow
-$34.4M
Cap. Flow %
-2.69%
Top 10 Hldgs %
38.93%
Holding
323
New
23
Increased
83
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$96.2M
2
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$16.9M
3
PEP icon
PepsiCo
PEP
+$3.97M
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.39M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.31M

Top Sells

Rank Stock Value
1
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$87.4M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$42.5M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$11.8M
4
TMO icon
Thermo Fisher Scientific
TMO
+$2.8M
5
AAPL icon
Apple
AAPL
+$2.54M

Sector Composition

Rank Sector Weight
1 Technology 21.51%
2 Consumer Discretionary 11.05%
3 Financials 9.43%
4 Healthcare 8.43%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGV icon
176
Vanguard ESG US Stock ETF
ESGV
$13.1B
$464K 0.04%
5,800
– –
UPS icon
177
United Parcel Service
UPS
$89.3B
$464K 0.04%
2,550
– –
BSJN
178
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$458K 0.04%
18,100
– –
T icon
179
AT&T
T
$160B
$455K 0.04%
22,290
-1,255
-5% -$26.4K
NEE icon
180
NextEra Energy
NEE
$183B
$449K 0.04%
5,719
+2,323
+68% +$187K
CMCSA icon
181
Comcast
CMCSA
$84.7B
$446K 0.03%
7,972
-531
-6% -$31K
BSJM
182
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$444K 0.03%
19,100
+65
+0.3% +$1.51K
ANSS
183
DELISTED
Ansys
ANSS
$443K 0.03%
+1,300
New +$470K
REFR icon
184
Research Frontiers
REFR
$13.3M
$438K 0.03%
171,250
+500
+0.3% +$1.16K
PFL
185
PIMCO Income Strategy Fund
PFL
$385M
$431K 0.03%
37,100
– –
AFG icon
186
American Financial Group
AFG
$11.7B
$428K 0.03%
3,400
– –
GE icon
187
GE Aerospace
GE
$372B
$427K 0.03%
6,658
-7,643
-53% -$491K
FEIM icon
188
Frequency Electronics
FEIM
$582M
$425K 0.03%
41,161
+7,000
+20% +$70.7K
KO icon
189
Coca-Cola
KO
$377B
$424K 0.03%
8,083
+50
+0.6% +$2.79K
GDO
190
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.3M
$422K 0.03%
23,400
+3,000
+15% +$55.1K
ALL icon
191
Allstate
ALL
$68.3B
$412K 0.03%
3,235
+1,000
+45% +$132K
AME icon
192
Ametek
AME
$55.4B
$406K 0.03%
3,274
– –
CSX icon
193
CSX Corp
CSX
$93B
$393K 0.03%
13,199
+6,000
+83% +$192K
V icon
194
Visa
V
$679B
$391K 0.03%
1,753
-38
-2% -$8.91K
HCSG icon
195
Healthcare Services Group
HCSG
$1.58B
$390K 0.03%
15,610
+995
+7% +$26.9K
BIG
196
DELISTED
Big Lots, Inc.
BIG
$390K 0.03%
9,000
– –
OUNZ icon
197
VanEck Merk Gold Trust
OUNZ
$2.51B
$380K 0.03%
22,215
+1,677
+8% +$29.2K
GATX icon
198
GATX Corp
GATX
$6.38B
$376K 0.03%
4,200
– –
GILD icon
199
Gilead Sciences
GILD
$161B
$373K 0.03%
5,339
-500
-9% -$35.1K
XLK icon
200
State Street Technology Select Sector SPDR ETF
XLK
$114B
$368K 0.03%
4,926
+6
+0.1% +$463
6 7
8
9 10

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VCP
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PWMAG
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ACM
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Shufro Rose & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Shufro Rose & Co held 323 positions worth $1.28B, down 3.8% from $1.33B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Shufro Rose & Co's Q3 2021 filing shows 23 new, 83 increased, 110 reduced and 26 closed positions. Its largest new stake was Horizon Kinetics Inflation Beneficiaries ETF: 566,662 shares worth $16.5M. The largest sale was Invesco BulletShares 2028 Corporate Bond ETF, an estimated $87.4M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Shufro Rose & Co's largest Q3 2021 buy was Horizon Kinetics Inflation Beneficiaries ETF: 566,662 shares worth $16.5M.
  • Shufro Rose & Co added most to Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, an estimated $96.2M increase.
  • Shufro Rose & Co's biggest Q3 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $42.5M.
  • Shufro Rose & Co fully exited Invesco BulletShares 2028 Corporate Bond ETF in Q3 2021, selling an estimated $87.4M.
  • Shufro Rose & Co's ten largest holdings make up 39% of its $1.28B portfolio in Q3 2021.
  • Shufro Rose & Co opened 23 new positions and closed 26 in Q3 2021.
  • Shufro Rose & Co's portfolio value fell 3.8% quarter-over-quarter to $1.28B.

Based on Shufro Rose & Co's 13F filing for Q3 2021, filed 5 Nov 2021.