SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
+19.19%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$1.01B
AUM Growth
+$175M
Cap. Flow
+$27.7M
Cap. Flow %
2.73%
Top 10 Hldgs %
37.15%
Holding
305
New
18
Increased
41
Reduced
131
Closed
25

Top Buys

1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$62.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$29.5M
3
ABBV icon
AbbVie
ABBV
$9.02M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$6.62M
5
JPM icon
JPMorgan Chase
JPM
$3.98M

Top Sells

1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$20.2M
2
AGN
Allergan plc
AGN
$18.7M
3
BSCK
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$8.42M
4
HWM icon
Howmet Aerospace
HWM
$4.83M
5
AMGN icon
Amgen
AMGN
$4.22M

Sector Composition

1 Technology 24.15%
2 Healthcare 12.29%
3 Financials 11.88%
4 Consumer Discretionary 11.21%
5 Industrials 6.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
O icon
176
Realty Income
O
$54.2B
$399K 0.04%
+6,914
New +$399K
T icon
177
AT&T
T
$212B
$388K 0.04%
17,011
-580
-3% -$13.2K
BSJN
178
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$388K 0.04%
+16,200
New +$388K
AME icon
179
Ametek
AME
$43.3B
$382K 0.04%
4,274
– –
ELV icon
180
Elevance Health
ELV
$70.6B
$381K 0.04%
1,450
– –
MIN
181
MFS Intermediate Income Trust
MIN
$307M
$380K 0.04%
102,690
– –
MS icon
182
Morgan Stanley
MS
$236B
$374K 0.04%
7,740
– –
REGN icon
183
Regeneron Pharmaceuticals
REGN
$60.8B
$374K 0.04%
600
– –
NSC icon
184
Norfolk Southern
NSC
$62.3B
$373K 0.04%
2,125
– –
FLG
185
Flagstar Financial, Inc.
FLG
$5.39B
$373K 0.04%
12,183
+933
+8% +$28.6K
MTB icon
186
M&T Bank
MTB
$31.2B
$369K 0.04%
3,550
– –
BHB icon
187
Bar Harbor Bankshares
BHB
$535M
$367K 0.04%
16,384
– –
PFL
188
PIMCO Income Strategy Fund
PFL
$383M
$360K 0.04%
37,100
-1,500
-4% -$14.6K
HCSG icon
189
Healthcare Services Group
HCSG
$1.15B
$358K 0.04%
14,650
-525
-3% -$12.8K
PPIH icon
190
Perma-Pipe International
PPIH
$244M
$340K 0.03%
60,591
+500
+0.8% +$2.81K
SABA
191
Saba Capital Income & Opportunities Fund II
SABA
$257M
$338K 0.03%
31,500
– –
EFR
192
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
$328K 0.03%
29,000
– –
ENB icon
193
Enbridge
ENB
$105B
$328K 0.03%
10,792
– –
ESGV icon
194
Vanguard ESG US Stock ETF
ESGV
$11.2B
$327K 0.03%
5,800
– –
HURC icon
195
Hurco Companies Inc
HURC
$117M
$324K 0.03%
11,600
– –
EFT
196
Eaton Vance Floating-Rate Income Trust
EFT
$319M
$320K 0.03%
28,100
-1,000
-3% -$11.4K
AXP icon
197
American Express
AXP
$227B
$317K 0.03%
3,333
– –
SNY icon
198
Sanofi
SNY
$113B
$315K 0.03%
6,180
-100
-2% -$5.1K
FCT
199
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$314K 0.03%
28,800
– –
FEIM icon
200
Frequency Electronics
FEIM
$308M
$313K 0.03%
34,161
– –
6 7
8
9 10