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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.28B
AUM Growth
-$51.1M
Cap. Flow
-$34.4M
Cap. Flow %
-2.69%
Top 10 Hldgs %
38.93%
Holding
323
New
23
Increased
83
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$96.2M
2
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$16.9M
3
PEP icon
PepsiCo
PEP
+$3.97M
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.39M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.31M

Top Sells

Rank Stock Value
1
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$87.4M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$42.5M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$11.8M
4
TMO icon
Thermo Fisher Scientific
TMO
+$2.8M
5
AAPL icon
Apple
AAPL
+$2.54M

Sector Composition

Rank Sector Weight
1 Technology 21.51%
2 Consumer Discretionary 11.05%
3 Financials 9.43%
4 Healthcare 8.43%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUSA icon
126
iShares MSCI USA Equal Weighted ETF
EUSA
$1.81B
$865K 0.07%
10,330
+866
+9% +$74.3K
PARA
127
DELISTED
Paramount Global Class B
PARA
$782K 0.06%
19,782
+8,300
+72% +$338K
FLG
128
Flagstar Bank National Association
FLG
$5.93B
$781K 0.06%
20,217
+1,367
+7% +$49.6K
QQQ icon
129
Invesco QQQ Trust
QQQ
$453B
$780K 0.06%
2,180
-34
-2% -$12.5K
MS icon
130
Morgan Stanley
MS
$331B
$778K 0.06%
7,995
+75
+0.9% +$7.43K
FRA icon
131
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$777K 0.06%
58,150
-1,700
-3% -$22.7K
PPT
132
Franklin Premier Income Trust
PPT
$324M
$755K 0.06%
165,300
+9,500
+6% +$43.8K
HASI icon
133
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.84B
$747K 0.06%
13,968
-91
-0.6% -$5.19K
NWLI
134
DELISTED
National Western Life Group, Inc. Class A
NWLI
$741K 0.06%
3,520
-1,300
-27% -$282K
LNC icon
135
Lincoln National
LNC
$8.72B
$727K 0.06%
10,580
-700
-6% -$45.7K
AFT
136
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$716K 0.06%
45,300
– –
AWF
137
AllianceBernstein Global High Income Fund
AWF
$870M
$710K 0.06%
57,903
– –
YUMC icon
138
Yum China
YUMC
$16.5B
$707K 0.06%
+12,168
New +$748K
VTI icon
139
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$705K 0.06%
3,175
+1,088
+52% +$248K
VZ icon
140
Verizon
VZ
$195B
$703K 0.06%
13,017
+1,777
+16% +$98.3K
VEA icon
141
Vanguard FTSE Developed Markets ETF
VEA
$229B
$682K 0.05%
13,498
+4,737
+54% +$246K
MPT
142
Medical Properties Trust
MPT
$2.77B
$672K 0.05%
33,500
+500
+2% +$10.2K
IWF icon
143
iShares Russell 1000 Growth ETF
IWF
$121B
$668K 0.05%
9,744
– –
LHX icon
144
L3Harris
LHX
$51.6B
$665K 0.05%
3,020
– –
PGX icon
145
Invesco Preferred ETF
PGX
$3.81B
$651K 0.05%
43,309
+13,234
+44% +$201K
SPY icon
146
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$648K 0.05%
1,510
-5
-0.3% -$2.21K
WBD icon
147
Warner Bros
WBD
$65.9B
$624K 0.05%
+24,600
New +$692K
DE icon
148
Deere & Co
DE
$160B
$596K 0.05%
+1,780
New +$641K
MTUM icon
149
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$593K 0.05%
3,379
+523
+18% +$92.9K
ALK icon
150
Alaska Air
ALK
$5.29B
$592K 0.05%
10,100
+2,500
+33% +$144K
4 5
6
7 8

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Shufro Rose & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Shufro Rose & Co held 323 positions worth $1.28B, down 3.8% from $1.33B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Shufro Rose & Co's Q3 2021 filing shows 23 new, 83 increased, 110 reduced and 26 closed positions. Its largest new stake was Horizon Kinetics Inflation Beneficiaries ETF: 566,662 shares worth $16.5M. The largest sale was Invesco BulletShares 2028 Corporate Bond ETF, an estimated $87.4M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Shufro Rose & Co's largest Q3 2021 buy was Horizon Kinetics Inflation Beneficiaries ETF: 566,662 shares worth $16.5M.
  • Shufro Rose & Co added most to Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, an estimated $96.2M increase.
  • Shufro Rose & Co's biggest Q3 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $42.5M.
  • Shufro Rose & Co fully exited Invesco BulletShares 2028 Corporate Bond ETF in Q3 2021, selling an estimated $87.4M.
  • Shufro Rose & Co's ten largest holdings make up 39% of its $1.28B portfolio in Q3 2021.
  • Shufro Rose & Co opened 23 new positions and closed 26 in Q3 2021.
  • Shufro Rose & Co's portfolio value fell 3.8% quarter-over-quarter to $1.28B.

Based on Shufro Rose & Co's 13F filing for Q3 2021, filed 5 Nov 2021.