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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.74B
1-Year Est. Return 34.09%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+34.09%
3 Year Est. Return
+68.11%
5 Year Est. Return
+74.85%
10 Year Est. Return
+251.8%
AUM
$1.28B
AUM Growth
-$51.1M
Cap. Flow
-$32.5M
Cap. Flow %
-2.55%
Top 10 Hldgs %
38.93%
Holding
323
New
23
Increased
83
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$96.2M
2
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$16.9M
3
PEP icon
PepsiCo
PEP
+$3.97M
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.39M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.31M

Top Sells

Rank Stock Value
1
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$87.4M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$42.5M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$11.8M
4
TMO icon
Thermo Fisher Scientific
TMO
+$2.8M
5
AAPL icon
Apple
AAPL
+$2.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 35.74%
2 Technology 21.51%
3 Consumer Discretionary 11.05%
4 Financials 9.43%
5 Healthcare 8.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMWL icon
301
CALL
American Well
AMWL
$227M
– –
-125
Closed -$31K
BSCS icon
302
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.51B
– –
-3,783,727
Closed -$87.4M
C icon
303
Citigroup
C
$223B
– –
-14,650
Closed -$1.04M
CAT icon
304
Caterpillar
CAT
$360B
– –
-1,973
Closed -$429K
CVS icon
305
PUT
CVS Health
CVS
$117B
– –
-1,000
Closed -$83K
GLD icon
306
CALL
SPDR Gold Trust
GLD
$144B
– –
-2,000
Closed -$331K
ICE icon
307
Intercontinental Exchange
ICE
$86.5B
– –
-3,600
Closed -$427K
MPC icon
308
PUT
Marathon Petroleum
MPC
$116B
– –
-2,500
Closed -$151K
MSFT icon
309
PUT
Microsoft
MSFT
$3.64T
– –
-1,500
Closed -$406K
NIO icon
310
NIO
NIO
$8.97B
– –
-4,061
Closed -$216K
NIO icon
311
PUT
NIO
NIO
$8.97B
– –
-2,000
Closed -$106K
NVCR icon
312
NovoCure
NVCR
$1.89B
– –
-1,300
Closed -$288K
PPIH
313
Perma-Pipe International
PPIH
$248M
– –
-117,591
Closed -$784K
PSX icon
314
Phillips 66
PSX
$106B
– –
-2,400
Closed -$206K
SNT
315
Senstar Technologies
SNT
$36.4M
– –
-12,835
Closed -$61K
U icon
316
Unity
U
$18.5B
– –
-2,800
Closed -$308K
SFE
317
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-12,100
Closed -$94K
RPT
318
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-10,000
Closed -$130K
RMO
319
CALL
DELISTED
Romeo Power, Inc.
RMO
– –
-7,000
Closed -$57K
RMO
320
DELISTED
Romeo Power, Inc.
RMO
– –
-7,000
Closed -$57K
ANAT
321
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-6,350
Closed -$943K
BSCL
322
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-61,018
Closed -$1.29M
MNTX
323
DELISTED
Manitex International, Inc.
MNTX
– –
-195,500
Closed -$1.43M
9 10 11 12
13

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GRA
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MJRIC
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Shufro Rose & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Shufro Rose & Co held 323 positions worth $1.28B, down 3.8% from $1.33B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Shufro Rose & Co's Q3 2021 filing shows 23 new, 83 increased, 110 reduced and 26 closed positions. Its largest new stake was Horizon Kinetics Inflation Beneficiaries ETF: 566,662 shares worth $16.5M. The largest sale was Invesco BulletShares 2028 Corporate Bond ETF, an estimated $87.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 36% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Shufro Rose & Co's largest Q3 2021 buy was Horizon Kinetics Inflation Beneficiaries ETF: 566,662 shares worth $16.5M.
  • Shufro Rose & Co added most to Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, an estimated $96.2M increase.
  • Shufro Rose & Co's biggest Q3 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $42.5M.
  • Shufro Rose & Co fully exited Invesco BulletShares 2028 Corporate Bond ETF in Q3 2021, selling an estimated $87.4M.
  • Shufro Rose & Co's ten largest holdings make up 39% of its $1.28B portfolio in Q3 2021.
  • Shufro Rose & Co opened 23 new positions and closed 26 in Q3 2021.
  • Shufro Rose & Co's portfolio value fell 3.8% quarter-over-quarter to $1.28B.

Based on Shufro Rose & Co's 13F filing for Q3 2021, filed 5 Nov 2021.