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Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.28B
AUM Growth
-$51.1M
Cap. Flow
-$34.4M
Cap. Flow %
-2.69%
Top 10 Hldgs %
38.93%
Holding
323
New
23
Increased
83
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$96.2M
2
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$16.9M
3
PEP icon
PepsiCo
PEP
+$3.97M
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.39M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.31M

Top Sells

Rank Stock Value
1
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$87.4M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$42.5M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$11.8M
4
TMO icon
Thermo Fisher Scientific
TMO
+$2.8M
5
AAPL icon
Apple
AAPL
+$2.54M

Sector Composition

Rank Sector Weight
1 Technology 21.51%
2 Consumer Discretionary 11.05%
3 Financials 9.43%
4 Healthcare 8.43%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVN
276
Eaton Vance Municipal Income Trust
EVN
$414M
$138K 0.01%
10,000
– –
VMO icon
277
Invesco Municipal Opportunity Trust
VMO
$651M
$137K 0.01%
10,000
– –
EHI
278
Western Asset Global High Income Fund
EHI
$175M
$136K 0.01%
13,185
+2,500
+23% +$26K
NUV icon
279
Nuveen Municipal Value Fund
NUV
$1.92B
$136K 0.01%
12,000
-1,400
-10% -$16.3K
AMWL icon
280
American Well
AMWL
$180M
$124K 0.01%
680
+100
+17% +$21.7K
ACTG icon
281
Acacia Research
ACTG
$428M
$122K 0.01%
18,015
– –
REI icon
282
Ring Energy
REI
$315M
$118K 0.01%
40,000
+20,000
+100% +$51K
CERS icon
283
Cerus
CERS
$433M
$113K 0.01%
18,500
+2,000
+12% +$11.7K
PSEC icon
284
Prospect Capital
PSEC
$1.07B
$106K 0.01%
13,800
– –
JPC icon
285
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$99K 0.01%
10,000
– –
BKCC
286
DELISTED
BlackRock Capital Investment Corporation
BKCC
$84K 0.01%
21,783
– –
OPK icon
287
Opko Health
OPK
$985M
$82K 0.01%
22,500
– –
ALTO icon
288
Alto Ingredients
ALTO
$369M
$69K 0.01%
14,000
+4,000
+40% +$20.2K
ARTW icon
289
Arts-Way Manufacturing Co
ARTW
$11.2M
$68K 0.01%
18,784
– –
PED icon
290
PEDEVCO
PED
$144M
$52K ﹤0.01%
1,750
-1,805
-51% -$44.5K
VHC icon
291
VirnetX Holding Corp
VHC
$54.4M
$48K ﹤0.01%
610
– –
WTT
292
DELISTED
Wireless Telecom Group, Inc.
WTT
$47K ﹤0.01%
22,726
– –
FGH
293
DELISTED
FG Group Holdings Inc.
FGH
$46K ﹤0.01%
15,000
– –
PIM
294
Franklin Master Intermediate Income Trust
PIM
$150M
$45K ﹤0.01%
11,000
– –
EQS icon
295
Equus Total Return
EQS
$16.2M
$41K ﹤0.01%
17,735
– –
BLCM
296
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$38K ﹤0.01%
12,941
– –
LOV
297
DELISTED
Spark Networks SE American Depositary Shares
LOV
$35K ﹤0.01%
10,000
– –
AAPL icon
298
PUT
Apple
AAPL
$4.54T
– –
-5,000
Closed -$685K
ACA icon
299
Arcosa
ACA
$7.13B
– –
-3,733
Closed -$219K
GOLD
300
Gold.com Inc
GOLD
$1.2B
– –
-20,000
Closed -$465K
9 10 11
12
13

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SWA
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VCP
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PWMAG
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ACM
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LLL
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Shufro Rose & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Shufro Rose & Co held 323 positions worth $1.28B, down 3.8% from $1.33B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Shufro Rose & Co's Q3 2021 filing shows 23 new, 83 increased, 110 reduced and 26 closed positions. Its largest new stake was Horizon Kinetics Inflation Beneficiaries ETF: 566,662 shares worth $16.5M. The largest sale was Invesco BulletShares 2028 Corporate Bond ETF, an estimated $87.4M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Shufro Rose & Co's largest Q3 2021 buy was Horizon Kinetics Inflation Beneficiaries ETF: 566,662 shares worth $16.5M.
  • Shufro Rose & Co added most to Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, an estimated $96.2M increase.
  • Shufro Rose & Co's biggest Q3 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $42.5M.
  • Shufro Rose & Co fully exited Invesco BulletShares 2028 Corporate Bond ETF in Q3 2021, selling an estimated $87.4M.
  • Shufro Rose & Co's ten largest holdings make up 39% of its $1.28B portfolio in Q3 2021.
  • Shufro Rose & Co opened 23 new positions and closed 26 in Q3 2021.
  • Shufro Rose & Co's portfolio value fell 3.8% quarter-over-quarter to $1.28B.

Based on Shufro Rose & Co's 13F filing for Q3 2021, filed 5 Nov 2021.