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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
-0.99%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.28B
AUM Growth
-$51.1M
Cap. Flow
-$34.4M
Cap. Flow %
-2.69%
Top 10 Hldgs %
38.93%
Holding
323
New
23
Increased
83
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$96.2M
2
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$16.9M
3
PEP icon
PepsiCo
PEP
+$3.97M
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.39M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.31M

Top Sells

Rank Stock Value
1
BSCS icon
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
+$87.4M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$42.5M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$11.8M
4
TMO icon
Thermo Fisher Scientific
TMO
+$2.8M
5
AAPL icon
Apple
AAPL
+$2.54M

Sector Composition

Rank Sector Weight
1 Technology 21.51%
2 Consumer Discretionary 11.05%
3 Financials 9.43%
4 Healthcare 8.43%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USFD icon
226
US Foods
USFD
$22.2B
$272K 0.02%
+7,860
New +$270K
PYPL icon
227
PayPal
PYPL
$48.9B
$271K 0.02%
+1,040
New +$295K
EXPE icon
228
Expedia Group
EXPE
$35.4B
$270K 0.02%
1,645
– –
EPD icon
229
Enterprise Products Partners
EPD
$82.3B
$269K 0.02%
12,450
+500
+4% +$11.4K
AZEK
230
DELISTED
The AZEK Co
AZEK
$267K 0.02%
7,300
+1,200
+20% +$46.7K
BDJ icon
231
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$267K 0.02%
27,285
– –
FCO
232
DELISTED
abrdn Global Income Fund
FCO
$262K 0.02%
31,900
– –
GENC icon
233
Gencor Industries
GENC
$209M
$262K 0.02%
23,608
– –
PPLI
234
People Inc
PPLI
$3.09B
$261K 0.02%
2,438
-28
-1% -$3.09K
EFT
235
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$258K 0.02%
17,680
-9,120
-34% -$134K
FCT
236
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$258K 0.02%
21,100
– –
MHN
237
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$257K 0.02%
17,700
– –
REZ icon
238
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$257K 0.02%
3,000
-1,100
-27% -$97.4K
HWM icon
239
Howmet Aerospace
HWM
$113B
$255K 0.02%
8,165
-479
-6% -$15.4K
AFL icon
240
Aflac
AFL
$64.9B
$251K 0.02%
4,818
– –
DEO icon
241
Diageo
DEO
$49B
$251K 0.02%
1,300
– –
MYN icon
242
BlackRock MuniYield New York Quality Fund
MYN
$372M
$250K 0.02%
18,100
– –
CAKE icon
243
Cheesecake Factory
CAKE
$5.04B
$249K 0.02%
5,300
– –
RAND icon
244
Rand Capital
RAND
$249K 0.02%
15,444
– –
MCD icon
245
McDonald's
MCD
$192B
$246K 0.02%
+1,022
New +$244K
MLM icon
246
Martin Marietta Materials
MLM
$31.5B
$239K 0.02%
+700
New +$255K
BP icon
247
BP
BP
$116B
$237K 0.02%
8,686
-1,300
-13% -$32.6K
VGM icon
248
Invesco Trust Investment Grade Municipals
VGM
$548M
$233K 0.02%
17,000
+500
+3% +$7.03K
UTF icon
249
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$230K 0.02%
8,500
– –
IVW icon
250
iShares S&P 500 Growth ETF
IVW
$73.8B
$226K 0.02%
3,052
– –
8 9
10
11 12

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PWMAG
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Shufro Rose & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Shufro Rose & Co held 323 positions worth $1.28B, down 3.8% from $1.33B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Shufro Rose & Co's Q3 2021 filing shows 23 new, 83 increased, 110 reduced and 26 closed positions. Its largest new stake was Horizon Kinetics Inflation Beneficiaries ETF: 566,662 shares worth $16.5M. The largest sale was Invesco BulletShares 2028 Corporate Bond ETF, an estimated $87.4M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Shufro Rose & Co's largest Q3 2021 buy was Horizon Kinetics Inflation Beneficiaries ETF: 566,662 shares worth $16.5M.
  • Shufro Rose & Co added most to Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, an estimated $96.2M increase.
  • Shufro Rose & Co's biggest Q3 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $42.5M.
  • Shufro Rose & Co fully exited Invesco BulletShares 2028 Corporate Bond ETF in Q3 2021, selling an estimated $87.4M.
  • Shufro Rose & Co's ten largest holdings make up 39% of its $1.28B portfolio in Q3 2021.
  • Shufro Rose & Co opened 23 new positions and closed 26 in Q3 2021.
  • Shufro Rose & Co's portfolio value fell 3.8% quarter-over-quarter to $1.28B.

Based on Shufro Rose & Co's 13F filing for Q3 2021, filed 5 Nov 2021.