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SG3 Management Portfolio holdings

AUM $6.45K
1-Year Est. Return 61.81%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
-61.81%
3 Year Est. Return
-38.3%
5 Year Est. Return
-6.2%
10 Year Est. Return
–
AUM
$4B
AUM Growth
-$1.25B
Cap. Flow
-$1.28B
Cap. Flow %
-32.02%
Top 10 Hldgs %
20.82%
Holding
1,612
New
626
Increased
195
Reduced
208
Closed
487

Top Buys

Rank Stock Value
1
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.2M
2
PARA
Paramount Global Class B
PARA
+$6.08M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.95M
4
BIIB icon
Biogen
BIIB
+$5.94M
5
AON icon
Aon
AON
+$5.61M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$294M
2
LEN icon
Lennar Class A
LEN
+$76.3M
3
RH icon
RH
RH
+$25.1M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$22.5M
5
GDXJ icon
VanEck Junior Gold Miners ETF
GDXJ
+$22.5M

Sector Composition

Rank Sector Weight
1 Healthcare 1.79%
2 Communication Services 1.57%
3 Technology 1.13%
4 Consumer Discretionary 1.05%
5 Financials 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TREB.U
1576
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
– –
-25,000
Closed -$289K
KSU
1577
DELISTED
Kansas City Southern
KSU
– –
-4,000
Closed -$817K
KSU
1578
PUT
DELISTED
Kansas City Southern
KSU
– –
-17,000
Closed -$3.47M
TRIL
1579
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-85,000
Closed -$1.05M
TRIL
1580
PUT
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-172,800
Closed -$2.54M
MAACU
1581
DELISTED
Montes Archimedes Acquisition Corp. Unit
MAACU
– –
-24,600
Closed -$258K
CEREW
1582
DELISTED
Cerevel Therapeutics Holdings, Inc. Warrant
CEREW
– –
-7,666
Closed -$43K
ALXN
1583
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-120,500
Closed -$18.8M
ALXN
1584
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-6,000
Closed -$937K
WORK
1585
PUT
DELISTED
Slack Technologies, Inc.
WORK
– –
-10,000
Closed -$422K
GWPH
1586
CALL
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-15,000
Closed -$1.73M
GWPH
1587
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-15,000
Closed -$1.73M
APHA
1588
CALL
DELISTED
Aphria Inc. Common Shares
APHA
– –
-119,900
Closed -$830K
IPHI
1589
CALL
DELISTED
INPHI CORPORATION
IPHI
– –
-15,000
Closed -$2.41M
FPRX
1590
CALL
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-33,600
Closed -$572K
FPRX
1591
PUT
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-31,600
Closed -$538K
PS
1592
CALL
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
– –
-187,500
Closed -$3.93M
CIIC
1593
CALL
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
-67,000
Closed -$1.88M
ACIA
1594
CALL
DELISTED
Acacia Communications Inc
ACIA
– –
-57,200
Closed -$4.17M
ACIA
1595
DELISTED
Acacia Communications Inc
ACIA
– –
-15,000
Closed -$1.09M
ACIA
1596
PUT
DELISTED
Acacia Communications Inc
ACIA
– –
-35,500
Closed -$2.59M
EIDX
1597
PUT
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
– –
-20,000
Closed -$2.63M
PRVL
1598
CALL
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
– –
-2,100
Closed -$48K
CXO
1599
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-56,400
Closed -$3.29M
PE
1600
CALL
DELISTED
PARSLEY ENERGY INC
PE
– –
-251,700
Closed -$3.57M
61 62 63
64
65

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SG3 Management's Q1 2021 Portfolio in Review

As of Q1 2021, SG3 Management held 1,612 positions worth $4B, down 24% from $5.25B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SG3 Management withdrew a net $1.28B in Q1 2021, closing 487 positions and reducing 208 holdings. Its most notable exit was Amazon, an estimated $294M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.8% of assets, up from 0.67% a quarter earlier, followed by Communication Services and Technology.

Against the trend, SG3 Management opened a new position in Albemarle worth $4.16M.

  • SG3 Management's largest Q1 2021 buy was Albemarle: 28,500 shares worth $4.16M.
  • SG3 Management added most to Jazz Pharmaceuticals in Q1 2021, an estimated $10.2M increase.
  • SG3 Management's biggest Q1 2021 reduction was RH, cutting an estimated $25.1M.
  • SG3 Management fully exited Amazon in Q1 2021, selling an estimated $294M.
  • SG3 Management's ten largest holdings make up 21% of its $4B portfolio in Q1 2021.
  • SG3 Management opened 626 new positions and closed 487 in Q1 2021.
  • SG3 Management's portfolio value fell 24% quarter-over-quarter to $4B.

Based on SG3 Management's 13F filing for Q1 2021, filed 17 May 2021.