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SG3 Management Portfolio holdings

AUM $6.45K
1-Year Est. Return 61.81%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
-61.81%
3 Year Est. Return
-38.3%
5 Year Est. Return
-6.2%
10 Year Est. Return
–
AUM
$4B
AUM Growth
-$1.25B
Cap. Flow
-$1.28B
Cap. Flow %
-32.02%
Top 10 Hldgs %
20.82%
Holding
1,612
New
626
Increased
195
Reduced
208
Closed
487

Top Buys

Rank Stock Value
1
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.2M
2
PARA
Paramount Global Class B
PARA
+$6.08M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.95M
4
BIIB icon
Biogen
BIIB
+$5.94M
5
AON icon
Aon
AON
+$5.61M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$294M
2
LEN icon
Lennar Class A
LEN
+$76.3M
3
RH icon
RH
RH
+$25.1M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$22.5M
5
GDXJ icon
VanEck Junior Gold Miners ETF
GDXJ
+$22.5M

Sector Composition

Rank Sector Weight
1 Healthcare 1.79%
2 Communication Services 1.57%
3 Technology 1.13%
4 Consumer Discretionary 1.05%
5 Financials 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIDE
1551
CALL
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-5,333
Closed -$1.6M
BBBY
1552
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-180,000
Closed -$3.2M
AUY
1553
DELISTED
Yamana Gold, Inc.
AUY
– –
-47,000
Closed -$268K
AUY
1554
PUT
DELISTED
Yamana Gold, Inc.
AUY
– –
-100,000
Closed -$571K
FPAC.U
1555
DELISTED
Far Peak Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
FPAC.U
– –
-22,000
Closed -$228K
COUP
1556
CALL
DELISTED
Coupa Software Incorporated
COUP
– –
-80,000
Closed -$27.1M
SRNE
1557
CALL
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-180,300
Closed -$1.23M
TWND.U
1558
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
– –
-15,000
Closed -$162K
RSX
1559
DELISTED
VanEck Russia ETF
RSX
– –
-50,000
Closed -$1.21M
RSX
1560
PUT
DELISTED
VanEck Russia ETF
RSX
– –
-120,000
Closed -$2.9M
CLR
1561
CALL
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-80,100
Closed -$1.31M
ZEN
1562
PUT
DELISTED
ZENDESK INC
ZEN
– –
-10,000
Closed -$1.43M
TWTR
1563
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-7,500
Closed -$406K
TWTR
1564
PUT
DELISTED
Twitter, Inc.
TWTR
– –
-15,600
Closed -$845K
CCXI
1565
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-4,000
Closed -$241K
IEAWW
1566
DELISTED
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
– –
-187,000
Closed -$537K
GBT
1567
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-10,000
Closed -$433K
GBT
1568
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-8,000
Closed -$346K
CHNG
1569
CALL
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-17,800
Closed -$332K
DWIN.U
1570
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
– –
-5,000
Closed -$51K
MNDT
1571
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-53,000
Closed -$1.22M
PLAN
1572
PUT
DELISTED
Anaplan, Inc.
PLAN
– –
-25,000
Closed -$1.8M
SVSVU
1573
DELISTED
Spring Valley Acquisition Corp. Unit
SVSVU
– –
-10,000
Closed -$106K
ECOL
1574
DELISTED
US Ecology, Inc.
ECOL
– –
-5,000
Closed -$182K
XLNX
1575
PUT
DELISTED
Xilinx Inc
XLNX
– –
-13,500
Closed -$1.91M
61 62
63
64 65

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SG3 Management's Q1 2021 Portfolio in Review

As of Q1 2021, SG3 Management held 1,612 positions worth $4B, down 24% from $5.25B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SG3 Management withdrew a net $1.28B in Q1 2021, closing 487 positions and reducing 208 holdings. Its most notable exit was Amazon, an estimated $294M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.8% of assets, up from 0.67% a quarter earlier, followed by Communication Services and Technology.

Against the trend, SG3 Management opened a new position in Albemarle worth $4.16M.

  • SG3 Management's largest Q1 2021 buy was Albemarle: 28,500 shares worth $4.16M.
  • SG3 Management added most to Jazz Pharmaceuticals in Q1 2021, an estimated $10.2M increase.
  • SG3 Management's biggest Q1 2021 reduction was RH, cutting an estimated $25.1M.
  • SG3 Management fully exited Amazon in Q1 2021, selling an estimated $294M.
  • SG3 Management's ten largest holdings make up 21% of its $4B portfolio in Q1 2021.
  • SG3 Management opened 626 new positions and closed 487 in Q1 2021.
  • SG3 Management's portfolio value fell 24% quarter-over-quarter to $4B.

Based on SG3 Management's 13F filing for Q1 2021, filed 17 May 2021.