We are live on ! Find out more
SM

SG3 Management Portfolio holdings

AUM $6.45K
1-Year Est. Return 61.81%
This Fund
S&P 500
This Quarter Est. Return
+6.6%
1 Year Est. Return
-61.81%
3 Year Est. Return
-38.3%
5 Year Est. Return
-6.2%
10 Year Est. Return
–
AUM
$3.3B
AUM Growth
+$481M
Cap. Flow
+$512M
Cap. Flow %
15.52%
Top 10 Hldgs %
30.72%
Holding
1,380
New
403
Increased
148
Reduced
188
Closed
428

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$41.4M
2
XLRN
Acceleron Pharma
XLRN
+$7.85M
3
BHC icon
Bausch Health
BHC
+$7.4M
4
ALB icon
Albemarle
ALB
+$6.62M
5
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$6.61M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$24.4M
2
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10M
3
AMGN icon
Amgen
AMGN
+$7.37M
4
CBRL icon
Cracker Barrel
CBRL
+$5.6M
5
COST icon
Costco
COST
+$5.44M

Sector Composition

Rank Sector Weight
1 Healthcare 3.28%
2 Communication Services 1.55%
3 Technology 0.91%
4 Consumer Discretionary 0.74%
5 Financials 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASTR
1301
CALL
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
– –
-6,000
Closed -$1.11M
BCEL
1302
PUT
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
– –
-115,000
Closed -$980K
GOEV
1303
CALL
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-163
Closed -$746K
SIEN
1304
DELISTED
Sientra, Inc.
SIEN
– –
-1,909
Closed -$152K
GMBL
1305
DELISTED
Esports Entertainment Group Inc. Common Stock
GMBL
– –
0
– -$16K
LVOX
1306
CALL
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-60,000
Closed -$501K
LVOX
1307
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-1,007
Closed -$8K
SGEN
1308
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-3,000
Closed -$474K
CZOO
1309
DELISTED
Cazoo Group Ltd
CZOO
– –
-48
Closed -$946K
CZOO
1310
PUT
DELISTED
Cazoo Group Ltd
CZOO
– –
-48
Closed -$946K
TWNK
1311
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-200
Closed -$3K
TWNK
1312
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-8,000
Closed -$130K
SCPL
1313
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-185,000
Closed -$3.14M
SCPL
1314
PUT
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-273,500
Closed -$4.64M
TRTN
1315
CALL
DELISTED
Triton International Limited
TRTN
– –
-85,000
Closed -$4.45M
TRTN
1316
PUT
DELISTED
Triton International Limited
TRTN
– –
-83,400
Closed -$4.37M
RETA
1317
PUT
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-6,000
Closed -$849K
ZEV
1318
CALL
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-2,500
Closed -$416K
CLVR
1319
CALL
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-5,447
Closed -$1.66M
PTRA
1320
CALL
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-78,900
Closed -$1.35M
ARBGU
1321
DELISTED
Aequi Acquisition Corp Unit
ARBGU
– –
-6,000
Closed -$60K
PMGMU
1322
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
– –
-20,000
Closed -$199K
TTCF
1323
CALL
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-10,000
Closed -$215K
AUD
1324
CALL
DELISTED
Audacy, Inc.
AUD
– –
-99,200
Closed -$428K
MAXR
1325
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-6,000
Closed -$193K
51 52
53
54 55

Similar funds

EAM
Emso Asset Management London, United Kingdom $255K AUM 6.95% 1-Year Est. Return
CAM
Chatham Asset Management Chatham, New Jersey $376K AUM
CCM
Compton Capital Management Providence, Rhode Island $4.32M AUM 27.38% 1-Year Est. Return
GPCM
Granite Point Capital Management Boston, Massachusetts $4.9M AUM 38.41% 1-Year Est. Return
MAM
Moelis Asset Management New York $5.32M AUM
BGCI
Bertram Growth Capital III Foster City, California $6.05M AUM 39.41% 1-Year Est. Return
TPL
Tao Pro LLC San Francisco, California $13.8M AUM 74.14% 1-Year Est. Return
RC
Resonate Capital San Francisco, California $15.4M AUM 24.26% 1-Year Est. Return

SG3 Management's Q3 2021 Portfolio in Review

As of Q3 2021, SG3 Management held 1,380 positions worth $3.3B, up 17% from $2.82B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

SG3 Management deployed $512M of net new capital in Q3 2021, opening 403 new positions and adding to 148 existing holdings. Its largest new stake was Alphabet (Google) Class C: 300,000 shares worth $40M.

By sector, the portfolio is most concentrated in Healthcare at 3.3% of assets, up from 2.3% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Bank of America, an estimated $4.85M trimmed.

  • SG3 Management's largest Q3 2021 buy was Alphabet (Google) Class C: 300,000 shares worth $40M.
  • SG3 Management added most to Bausch Health in Q3 2021, an estimated $7.4M increase.
  • SG3 Management's biggest Q3 2021 reduction was Bank of America, cutting an estimated $4.85M.
  • SG3 Management fully exited Alphabet (Google) Class A in Q3 2021, selling an estimated $24.4M.
  • SG3 Management's ten largest holdings make up 31% of its $3.3B portfolio in Q3 2021.
  • SG3 Management opened 403 new positions and closed 428 in Q3 2021.
  • SG3 Management's portfolio value rose 17% quarter-over-quarter to $3.3B.

Based on SG3 Management's 13F filing for Q3 2021, filed 15 Nov 2021.