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SG3 Management Portfolio holdings

AUM $6.45K
1-Year Est. Return 61.81%
This Fund
S&P 500
This Quarter Est. Return
+6.6%
1 Year Est. Return
-61.81%
3 Year Est. Return
-38.3%
5 Year Est. Return
-6.2%
10 Year Est. Return
–
AUM
$3.3B
AUM Growth
+$481M
Cap. Flow
+$512M
Cap. Flow %
15.52%
Top 10 Hldgs %
30.72%
Holding
1,380
New
403
Increased
148
Reduced
188
Closed
428

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$41.4M
2
XLRN
Acceleron Pharma
XLRN
+$7.85M
3
BHC icon
Bausch Health
BHC
+$7.4M
4
ALB icon
Albemarle
ALB
+$6.62M
5
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$6.61M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$24.4M
2
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10M
3
AMGN icon
Amgen
AMGN
+$7.37M
4
CBRL icon
Cracker Barrel
CBRL
+$5.6M
5
COST icon
Costco
COST
+$5.44M

Sector Composition

Rank Sector Weight
1 Healthcare 3.28%
2 Communication Services 1.55%
3 Technology 0.91%
4 Consumer Discretionary 0.74%
5 Financials 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFC icon
826
Truist Financial
TFC
$63.9B
$141K ﹤0.01%
+2,400
New +$134K
AXSM icon
827
PUT
Axsome Therapeutics
AXSM
$11.7B
$138K ﹤0.01%
+4,200
New +$164K
MAG
828
DELISTED
MAG Silver
MAG
$138K ﹤0.01%
8,500
+2,500
+42% +$46.8K
ITCI
829
CALL
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$138K ﹤0.01%
3,700
-1,300
-26% -$45.2K
ANY icon
830
CALL
Sphere 3D
ANY
$15.7M
$137K ﹤0.01%
+330
New +$106K
TMC icon
831
CALL
TMC The Metals Company
TMC
$1.49B
$137K ﹤0.01%
30,000
+5,000
+20% +$47.8K
COWN
832
DELISTED
Cowen Inc. Class A Common Stock
COWN
$137K ﹤0.01%
4,000
-15,000
-79% -$563K
ICPT
833
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$134K ﹤0.01%
+9,000
New +$144K
COMP icon
834
Compass
COMP
$8.67B
$133K ﹤0.01%
+10,000
New +$144K
PLUR icon
835
PUT
Pluri
PLUR
$17M
$133K ﹤0.01%
6,250
-12,500
-67% -$320K
LI icon
836
Li Auto
LI
$14.4B
$131K ﹤0.01%
5,000
+3,500
+233% +$105K
AEO icon
837
PUT
American Eagle Outfitters
AEO
$2.94B
$129K ﹤0.01%
5,000
– –
AVDL
838
CALL
DELISTED
Avadel Pharmaceuticals
AVDL
$129K ﹤0.01%
+13,200
New +$104K
BX icon
839
Blackstone
BX
$104B
$128K ﹤0.01%
1,100
-2,400
-69% -$279K
CMRC
840
Commerce.com Inc Series 1
CMRC
$272M
$127K ﹤0.01%
2,500
+750
+43% +$45.7K
FTAI icon
841
CALL
FTAI Aviation
FTAI
$20.2B
$127K ﹤0.01%
5,855
-11,710
-67% -$281K
FFAI
842
PUT
Faraday Future Intelligent Electric
FFAI
$11.8M
– –
0
– –
ICPT
843
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$123K ﹤0.01%
+8,267
New +$132K
VTLE
844
PUT
DELISTED
Vital Energy
VTLE
$122K ﹤0.01%
+1,500
New +$91.7K
JATT.U
845
DELISTED
JATT Acquisition Corp Units, each consisting of one Class A ordinary share, and one-half of one redeemable warrant
JATT.U
$120K ﹤0.01%
+12,000
New +$120K
IVR icon
846
Invesco Mortgage Capital
IVR
$759M
$118K ﹤0.01%
3,750
+1,250
+50% +$40.6K
REKR icon
847
PUT
Rekor Systems
REKR
$82.6M
$115K ﹤0.01%
10,000
-240,000
-96% -$2.18M
CRK icon
848
CALL
Comstock Resources
CRK
$3.7B
$114K ﹤0.01%
11,000
– –
SPOT icon
849
Spotify
SPOT
$108B
$113K ﹤0.01%
500
– –
IMGN
850
PUT
DELISTED
Immunogen Inc
IMGN
$113K ﹤0.01%
20,000
– –
32 33
34
35 36

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SG3 Management's Q3 2021 Portfolio in Review

As of Q3 2021, SG3 Management held 1,380 positions worth $3.3B, up 17% from $2.82B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

SG3 Management deployed $512M of net new capital in Q3 2021, opening 403 new positions and adding to 148 existing holdings. Its largest new stake was Alphabet (Google) Class C: 300,000 shares worth $40M.

By sector, the portfolio is most concentrated in Healthcare at 3.3% of assets, up from 2.3% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Bank of America, an estimated $4.85M trimmed.

  • SG3 Management's largest Q3 2021 buy was Alphabet (Google) Class C: 300,000 shares worth $40M.
  • SG3 Management added most to Bausch Health in Q3 2021, an estimated $7.4M increase.
  • SG3 Management's biggest Q3 2021 reduction was Bank of America, cutting an estimated $4.85M.
  • SG3 Management fully exited Alphabet (Google) Class A in Q3 2021, selling an estimated $24.4M.
  • SG3 Management's ten largest holdings make up 31% of its $3.3B portfolio in Q3 2021.
  • SG3 Management opened 403 new positions and closed 428 in Q3 2021.
  • SG3 Management's portfolio value rose 17% quarter-over-quarter to $3.3B.

Based on SG3 Management's 13F filing for Q3 2021, filed 15 Nov 2021.