We are live on ! Find out more
SM

SG3 Management Portfolio holdings

AUM $6.45K
1-Year Est. Return 61.81%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
-61.81%
3 Year Est. Return
-38.3%
5 Year Est. Return
-6.2%
10 Year Est. Return
–
AUM
$746M
AUM Growth
-$106M
Cap. Flow
-$67.1M
Cap. Flow %
-9%
Top 10 Hldgs %
44.28%
Holding
510
New
122
Increased
34
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$49.5M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$21.8M
3
DIS icon
Walt Disney
DIS
+$16.1M
4
MSFT icon
Microsoft
MSFT
+$11M
5
TSM icon
TSMC
TSM
+$8.27M

Top Sells

Rank Stock Value
1
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$6.55M
2
BHC icon
Bausch Health
BHC
+$5.35M
3
DLR icon
Digital Realty Trust
DLR
+$1.95M
4
PFSI icon
PennyMac Financial
PFSI
+$1.67M
5
COP icon
ConocoPhillips
COP
+$1.62M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.31%
2 Communication Services 4.95%
3 Technology 3.75%
4 Energy 1.57%
5 Healthcare 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVBG
476
CALL
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-5,000
Closed -$139K
EVBG
477
PUT
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-27,100
Closed -$756K
SWAV
478
CALL
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-29,000
Closed -$5.54M
PXD
479
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,500
Closed -$335K
PXD
480
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-2,200
Closed -$491K
PXD
481
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-3,000
Closed -$669K
KRTX
482
CALL
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-37,600
Closed -$4.76M
KRTX
483
PUT
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-8,000
Closed -$1.01M
SPLK
484
CALL
DELISTED
Splunk Inc
SPLK
– –
-20,000
Closed -$1.77M
LTHM
485
CALL
DELISTED
Livent Corporation
LTHM
– –
-14,000
Closed -$318K
SGEN
486
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-500
Closed -$81.5K
ICPT
487
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-10,000
Closed -$138K
WE.WS
488
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
– –
-1,000
Closed -$5K
VRAY
489
CALL
DELISTED
ViewRay, Inc.
VRAY
– –
-30,000
Closed -$80K
VRAY
490
DELISTED
ViewRay, Inc.
VRAY
– –
-15,000
Closed -$40K
VRAY
491
PUT
DELISTED
ViewRay, Inc.
VRAY
– –
-10,000
Closed -$27K
MNTV
492
CALL
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-197,400
Closed -$1.74M
MNTV
493
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-13,900
Closed -$122K
MNTV
494
PUT
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-81,400
Closed -$716K
APTX
495
CALL
DELISTED
Aptinyx Inc. Common Stock
APTX
– –
-2,000
Closed -$1K
WEBR
496
DELISTED
Weber Inc.
WEBR
– –
-8,000
Closed -$58K
WEBR
497
PUT
DELISTED
Weber Inc.
WEBR
– –
-32,300
Closed -$233K
CORZ
498
CALL
DELISTED
Core Scientific, Inc. Common Stock
CORZ
– –
-30,000
Closed -$45K
FPAC.WS
499
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
– –
-39,220
Closed -$385K
ZEN
500
PUT
DELISTED
ZENDESK INC
ZEN
– –
-1,100
Closed -$81K
17 18 19
20
21

Similar funds

EAM
Emso Asset Management London, United Kingdom $255K AUM 6.95% 1-Year Est. Return
CAM
Chatham Asset Management Chatham, New Jersey $376K AUM
CCM
Compton Capital Management Providence, Rhode Island $4.32M AUM 27.38% 1-Year Est. Return
GPCM
Granite Point Capital Management Boston, Massachusetts $4.9M AUM 38.41% 1-Year Est. Return
MAM
Moelis Asset Management New York $5.32M AUM
BGCI
Bertram Growth Capital III Foster City, California $6.05M AUM 39.41% 1-Year Est. Return
TPL
Tao Pro LLC San Francisco, California $13.8M AUM 74.14% 1-Year Est. Return
RC
Resonate Capital San Francisco, California $15.4M AUM 24.26% 1-Year Est. Return

SG3 Management's Q3 2022 Portfolio in Review

As of Q3 2022, SG3 Management held 510 positions worth $746M, down 12% from $852M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

SG3 Management withdrew a net $67.1M in Q3 2022, closing 238 positions and reducing 59 holdings. Its most notable exit was KraneShares CSI China Internet ETF, an estimated $6.55M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.3% of assets, up from 0.21% a quarter earlier, followed by Communication Services and Technology.

Against the trend, SG3 Management opened a new position in Tesla worth $47M.

  • SG3 Management's largest Q3 2022 buy was Tesla: 177,200 shares worth $47M.
  • SG3 Management added most to Apellis Pharmaceuticals in Q3 2022, an estimated $2.3M increase.
  • SG3 Management's biggest Q3 2022 reduction was LivaNova, cutting an estimated $1.29M.
  • SG3 Management fully exited KraneShares CSI China Internet ETF in Q3 2022, selling an estimated $6.55M.
  • SG3 Management's ten largest holdings make up 44% of its $746M portfolio in Q3 2022.
  • SG3 Management opened 122 new positions and closed 238 in Q3 2022.
  • SG3 Management's portfolio value fell 12% quarter-over-quarter to $746M.

Based on SG3 Management's 13F filing for Q3 2022, filed 14 Nov 2022.