We are live on ! Find out more
SCI

Seneca Capital Investments Portfolio holdings

AUM $981K
1-Year Est. Return 76.97%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
-76.97%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
-$26.3M
Cap. Flow
-$36.3M
Cap. Flow %
-15.52%
Top 10 Hldgs %
46.21%
Holding
51
New
14
Increased
2
Reduced
12
Closed
15

Top Buys

Rank Stock Value
1
CCI icon
Crown Castle
CCI
+$12.2M
2
WBA
Walgreens Boots Alliance
WBA
+$7.79M
3
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$7.71M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$6.31M
5
SBAC icon
SBA Communications
SBAC
+$5.87M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$14.8M
2
VC icon
Visteon
VC
+$9.68M
3
AIG icon
American International
AIG
+$9.61M
4
NLSN
Nielsen Holdings plc
NLSN
+$8.38M
5
OSG
Octave Specialty Group
OSG
+$7.48M

Sector Composition

Rank Sector Weight
1 Communication Services 17.85%
2 Consumer Discretionary 15.65%
3 Real Estate 12.72%
4 Energy 10.89%
5 Healthcare 7.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONY icon
26
Sony
SONY
$138B
$4.3M 1.84%
1,000,000
– –
OSG
27
CALL
Octave Specialty Group
OSG
$210M
$3.63M 1.55%
+200,000
New +$4.56M
PWE
28
DELISTED
Penn West Energy Petroleum Ltd
PWE
$3.62M 1.55%
325,000
+225,000
+225% +$2.61M
BEAM
29
DELISTED
BEAM INC COM STK (DE)
BEAM
$3.23M 1.38%
50,000
– –
LINE
30
PUT
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$2.59M 1.11%
+100,000
New +$2.59M
MRVL icon
31
Marvell Technology
MRVL
$199B
$2.3M 0.98%
+200,000
New +$2.47M
DINO icon
32
HF Sinclair
DINO
$15.6B
$2.11M 0.9%
50,000
-100,000
-67% -$4.34M
JRN
33
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
$1.9M 0.81%
222,200
– –
APD icon
34
Air Products & Chemicals
APD
$67.7B
$1.6M 0.68%
+16,215
New +$1.54M
BID
35
DELISTED
Sotheby's
BID
$1.47M 0.63%
+30,000
New +$1.34M
AIG icon
36
American International
AIG
$39.8B
– –
-215,000
Closed -$9.61M
ASH icon
37
Ashland
ASH
$3.36B
– –
-102,200
Closed -$4.17M
C icon
38
Citigroup
C
$233B
– –
-100,000
Closed -$4.8M
HUN icon
39
Huntsman Corp
HUN
$1.78B
– –
-225,000
Closed -$3.73M
ZTS icon
40
Zoetis
ZTS
$31.3B
– –
-155,000
Closed -$4.79M
ONIT
41
Onity Group
ONIT
$321M
– –
-6,667
Closed -$4.12M
AJRD
42
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-150,000
Closed -$2.44M
ENDP
43
DELISTED
Endo International plc
ENDP
– –
-100,000
Closed -$3.68M
RBS.PRT
44
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
– –
-49,016
Closed -$1.18M
NLSN
45
DELISTED
Nielsen Holdings plc
NLSN
– –
-249,600
Closed -$8.38M
BPZ
46
DELISTED
BPZ RESOURCES INC COM STK
BPZ
– –
-149,900
Closed -$268K
TWTC
47
DELISTED
TW TELECOM INC CL A COM
TWTC
– –
-178,100
Closed -$5.01M
DOLE
48
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-575,000
Closed -$7.33M
RBS.PRR
49
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
– –
-27,000
Closed -$558K
NWSA
50
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-455,000
Closed -$14.8M
1
2

Similar funds

MSP
Madison Street Partners Denver, Colorado $3.05M AUM 5.94% 1-Year Est. Return
TVM
Tiger Veda Management New York $4.32M AUM 45.06% 1-Year Est. Return
SCM
SAB Capital Management New York $4.44M AUM 12.21% 1-Year Est. Return
RRCM
Raven Rock Capital Management Chapel Hill, North Carolina $5.35M AUM 0.03% 1-Year Est. Return
AIM
Aurora Investment Management Chicago, Illinois $8.18M AUM
CP
Cinque Partners Los Angeles, California $8.85M AUM 0.27% 1-Year Est. Return
ICAP
Independence Capital Asset Partners Denver, Colorado $9.3M AUM 28.89% 1-Year Est. Return
KIA
King Investment Advisors Houston, Texas $9.35M AUM 0.41% 1-Year Est. Return

Seneca Capital Investments's Q3 2013 Portfolio in Review

As of Q3 2013, Seneca Capital Investments held 51 positions worth $234M, down 10% from $260M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Seneca Capital Investments withdrew a net $36.3M in Q3 2013, closing 15 positions and reducing 12 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $14.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 18% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Seneca Capital Investments opened a new position in Crown Castle worth $12.4M.

  • Seneca Capital Investments's largest Q3 2013 buy was Crown Castle: 170,000 shares worth $12.4M.
  • Seneca Capital Investments added most to Penn West Energy Petroleum Ltd in Q3 2013, an estimated $2.61M increase.
  • Seneca Capital Investments's biggest Q3 2013 reduction was Visteon, cutting an estimated $9.68M.
  • Seneca Capital Investments fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $14.8M.
  • Seneca Capital Investments's ten largest holdings make up 46% of its $234M portfolio in Q3 2013.
  • Seneca Capital Investments opened 14 new positions and closed 15 in Q3 2013.
  • Seneca Capital Investments's portfolio value fell 10% quarter-over-quarter to $234M.

Based on Seneca Capital Investments's 13F filing for Q3 2013, filed 14 Nov 2013.