Scotia Capital’s ProShares UltraShort S&P500 SDS Stock Holding History

Scotia Capital’s Portfolio SDS Stock Details SDS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-350	Closed	-$738K	–	832
2015 Q2	$738K	Buy	+350	New	+$717K	0.01%	463
2014 Q3	–	Sell	-200	Closed	-$509K	–	617
2014 Q2	$509K	Sell	200 -50	-20%	-$136K	0.01%	400
2014 Q1	$709K	Sell	250 -53	-17%	-$158K	0.02%	351
2013 Q4	$899K	Sell	303 -150	-33%	-$492K	0.02%	284
2013 Q3	$1.66M	Buy	+453	New	+$1.69M	0.04%	196

Other funds holding SDS

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

FCM Investments Dallas, Texas $70.1M AUM 26.28% 1-Year Est. Return

Virtu Financial New York $3.18B AUM 65.92% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Bollard Group Boston, Massachusetts $3.29B AUM 4.86% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

GECH

Garnet Equity Capital Holdings New York $530M AUM 69.48% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.51B AUM 33.02% 1-Year Est. Return

Scotia Capital's SDS Position: Q3 2015 in Review

Scotia Capital sold out of ProShares UltraShort S&P500 (SDS) in Q3 2015, closing a stake of 350 shares — an estimated $738K sold.

Scotia Capital first reported a position in SDS in Q3 2013 and held it in 5 quarters. The position peaked at $1.66M in Q3 2013. 103 funds tracked by Wall St. Rank hold SDS as of Q3 2015.

Scotia Capital reported no remaining ProShares UltraShort S&P500 position as of Q3 2015 after selling out during the quarter.
Scotia Capital sold 350 ProShares UltraShort S&P500 shares in Q3 2015, an estimated $738K.
Scotia Capital first reported a position in ProShares UltraShort S&P500 in Q3 2013 and held it in 5 quarters.
Scotia Capital's ProShares UltraShort S&P500 position peaked at $1.66M in Q3 2013.
103 funds tracked by Wall St. Rank held ProShares UltraShort S&P500 as of Q3 2015.

Based on Scotia Capital's 13F filing for Q3 2015, filed 13 Nov 2015.