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Scoggin Management Portfolio holdings

AUM $1.04B
1-Year Est. Return 232.32%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+232.32%
3 Year Est. Return
+527.29%
5 Year Est. Return
+462.62%
10 Year Est. Return
+821.64%
AUM
$243M
AUM Growth
+$88.2M
Cap. Flow
+$76.3M
Cap. Flow %
31.46%
Top 10 Hldgs %
59.15%
Holding
84
New
38
Increased
8
Reduced
9
Closed
22

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.64M
2
SCM icon
Stellus Capital Investment Corp
SCM
+$3.85M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.25M
4
SAR icon
Saratoga Investment
SAR
+$2.99M
5
ESI icon
Element Solutions
ESI
+$2.98M

Top Sells

Rank Stock Value
1
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$4.99M
2
UBS icon
UBS Group
UBS
+$2.53M
3
APO icon
Apollo Global Management
APO
+$2.1M
4
ISTR icon
Investar Holding Corp
ISTR
+$1.58M
5
SRG
Seritage Growth Properties
SRG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 6.7%
2 Consumer Discretionary 6.61%
3 Materials 5.39%
4 Communication Services 3.38%
5 Healthcare 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FREE
51
CALL
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$630K 0.26%
175,000
-175,000
-50% -$669K
AEVA
52
Aeva Technologies
AEVA
$1.02B
$585K 0.24%
+152,994
New +$809K
WABC icon
53
Westamerica Bancorp
WABC
$1.39B
$433K 0.18%
+10,000
New +$447K
CLNN icon
54
Clene
CLNN
$68.9M
$372K 0.15%
37,500
+12,500
+50% +$173K
JSPR icon
55
Jasper Therapeutics
JSPR
$22.9M
$356K 0.15%
+50,805
New +$620K
AAOI icon
56
Applied Optoelectronics
AAOI
$8.04B
$317K 0.13%
+28,901
New +$307K
EHAB
57
CALL
DELISTED
Enhabit
EHAB
$281K 0.12%
+25,000
New +$315K
WMPN
58
DELISTED
William Penn Bancorporation Common Stock
WMPN
$269K 0.11%
+21,519
New +$248K
VAXX
59
DELISTED
Vaxxinity, Inc. Class A Common Stock
VAXX
$206K 0.08%
150,000
– –
HLGN
60
DELISTED
Heliogen, Inc.
HLGN
$67.5K 0.03%
17,857
– –
ALDX icon
61
Aldeyra Therapeutics
ALDX
$91.7M
$66.8K 0.03%
+10,000
New +$74.2K
MNTS icon
62
Momentus
MNTS
$88.7M
$60K 0.02%
120
+40
+50% +$120K
AMC icon
63
PUT
AMC Entertainment Holdings
AMC
$2.03B
– –
-25,000
Closed -$1.1M
ASLE icon
64
AerSale
ASLE
$292M
– –
-22,500
Closed -$331K
BABA icon
65
CALL
Alibaba
BABA
$269B
– –
-37,500
Closed -$3.13M
EEM icon
66
CALL
iShares MSCI Emerging Markets ETF
EEM
$28B
– –
-225,000
Closed -$8.9M
ES icon
67
Eversource Energy
ES
$28.2B
– –
-250,000
Closed -$177K
GDYN icon
68
Grid Dynamics Holdings
GDYN
$476M
– –
-41,650
Closed -$385K
ISTR icon
69
Investar Holding Corp
ISTR
$411M
– –
-130,616
Closed -$1.58M
KRON
70
DELISTED
Kronos Bio
KRON
– –
-155,232
Closed -$267K
MAIN icon
71
Main Street Capital
MAIN
$4.97B
– –
-38,792
Closed -$1.55M
LUXE
72
LuxExperience B.V.
LUXE
$1.1B
– –
-50,998
Closed -$204K
NUS icon
73
Nu Skin
NUS
$247M
– –
-34,800
Closed -$1.16M
PFLT icon
74
PennantPark Floating Rate Capital
PFLT
$681M
– –
-468,581
Closed -$4.99M
SPIR icon
75
Spire Global
SPIR
$425M
– –
-37,654
Closed -$155K
1 2
3
4

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CCP
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TBA
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Scoggin Management's Q3 2023 Portfolio in Review

As of Q3 2023, Scoggin Management held 84 positions worth $243M, up 57% from $154M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Scoggin Management deployed $76.3M of net new capital in Q3 2023, opening 38 new positions and adding to 8 existing holdings. Its largest new stake was Invesco QQQ Trust: 12,500 shares worth $4.48M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Apollo Global Management, an estimated $2.1M trimmed.

  • Scoggin Management's largest Q3 2023 buy was Invesco QQQ Trust: 12,500 shares worth $4.48M.
  • Scoggin Management added most to Element Solutions in Q3 2023, an estimated $2.98M increase.
  • Scoggin Management's biggest Q3 2023 reduction was Apollo Global Management, cutting an estimated $2.1M.
  • Scoggin Management fully exited PennantPark Floating Rate Capital in Q3 2023, selling an estimated $4.99M.
  • Scoggin Management's ten largest holdings make up 59% of its $243M portfolio in Q3 2023.
  • Scoggin Management opened 38 new positions and closed 22 in Q3 2023.
  • Scoggin Management's portfolio value rose 57% quarter-over-quarter to $243M.

Based on Scoggin Management's 13F filing for Q3 2023, filed 14 Nov 2023.