SM

Scoggin Management Portfolio holdings

AUM $216M
This Quarter Return
+5.24%
1 Year Return
+27.01%
3 Year Return
+55.52%
5 Year Return
+65.04%
10 Year Return
+70.83%
AUM
$74.1M
AUM Growth
+$18.2M
Cap. Flow
+$11.6M
Cap. Flow %
15.64%
Top 10 Hldgs %
70.39%
Holding
64
New
18
Increased
6
Reduced
4
Closed
16

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$4.48M
2
SCM icon
Stellus Capital Investment Corp
SCM
$3.65M
3
GOOG icon
Alphabet (Google) Class C
GOOG
$3.3M
4
ESI icon
Element Solutions
ESI
$2.94M
5
SAR icon
Saratoga Investment
SAR
$2.92M

Top Sells

1
PFLT icon
PennantPark Floating Rate Capital
PFLT
$4.99M
2
UBS icon
UBS Group
UBS
$2.53M
3
APO icon
Apollo Global Management
APO
$2.24M
4
ISTR icon
Investar Holding Corp
ISTR
$1.58M
5
SRG
Seritage Growth Properties
SRG
$1.58M

Sector Composition

1 Financials 21.92%
2 Consumer Discretionary 21.64%
3 Materials 17.64%
4 Communication Services 11.05%
5 Healthcare 5.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLNN icon
26
Clene
CLNN
$55.8M
$372K 0.15%
37,500
+12,500
+50% +$124K
JSPR icon
27
Jasper Therapeutics
JSPR
$44.2M
$356K 0.15%
+50,805
New +$356K
AAOI icon
28
Applied Optoelectronics
AAOI
$1.44B
$317K 0.13%
+28,901
New +$317K
WMPN
29
DELISTED
William Penn Bancorporation Common Stock
WMPN
$269K 0.11%
+21,519
New +$269K
VAXX
30
DELISTED
Vaxxinity, Inc. Class A Common Stock
VAXX
$206K 0.08%
150,000
– –
HLGN
31
DELISTED
Heliogen, Inc.
HLGN
$67.5K 0.03%
17,857
– –
ALDX icon
32
Aldeyra Therapeutics
ALDX
$350M
$66.8K 0.03%
+10,000
New +$66.8K
MNTS icon
33
Momentus
MNTS
$14.8M
$60K 0.02%
2,143
+714
+50% +$20K
ISTR icon
34
Investar Holding Corp
ISTR
$227M
– –
-130,616
Closed -$1.58M
AEO icon
35
American Eagle Outfitters
AEO
$2.36B
– –
0
– –
AMC icon
36
AMC Entertainment Holdings
AMC
$1.39B
– –
0
– –
ASLE icon
37
AerSale
ASLE
$399M
– –
-22,500
Closed -$331K
COIN icon
38
Coinbase
COIN
$77.7B
– –
0
– –
DIS icon
39
Walt Disney
DIS
$211B
– –
0
– –
EEM icon
40
iShares MSCI Emerging Markets ETF
EEM
$19B
– –
0
– –
ES icon
41
Eversource Energy
ES
$23.5B
– –
-250,000
Closed -$177K
GDYN icon
42
Grid Dynamics Holdings
GDYN
$695M
– –
-41,650
Closed -$385K
INOD icon
43
Innodata
INOD
$1.17B
– –
0
– –
IWM icon
44
iShares Russell 2000 ETF
IWM
$66.6B
– –
0
– –
KRON
45
DELISTED
Kronos Bio
KRON
– –
-155,232
Closed -$267K
M icon
46
Macy's
M
$4.36B
– –
0
– –
MAIN icon
47
Main Street Capital
MAIN
$5.87B
– –
-38,792
Closed -$1.55M
MSFT icon
48
Microsoft
MSFT
$3.76T
– –
0
– –
LUXE
49
LuxExperience B.V. American Depositary Shares, each representing one Ordinary Share
LUXE
$1.25B
– –
-50,998
Closed -$204K
NUS icon
50
Nu Skin
NUS
$596M
– –
-34,800
Closed -$1.16M
1
2
3