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SBAM

Santa Barbara Asset Management Portfolio holdings

AUM $6.43B
1-Year Est. Return 10.99%
This Fund
S&P 500
This Quarter Est. Return
+11.13%
1 Year Est. Return
+10.99%
3 Year Est. Return
+52.54%
5 Year Est. Return
+74.07%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
+$243M
Cap. Flow
-$95.4M
Cap. Flow %
-2.14%
Top 10 Hldgs %
31.51%
Holding
76
New
2
Increased
19
Reduced
35
Closed
13

Top Buys

Rank Stock Value
1
M icon
Macy's
M
+$79.5M
2
UNP icon
Union Pacific
UNP
+$22.6M
3
BNY
Bank of New York Mellon
BNY
+$19.6M
4
UNH icon
UnitedHealth
UNH
+$10.1M
5
KMI icon
Kinder Morgan
KMI
+$3.7M

Top Sells

Rank Stock Value
1
YUM icon
Yum! Brands
YUM
+$109M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$24.3M
3
LOW icon
Lowe's Companies
LOW
+$17.8M
4
WHR icon
Whirlpool
WHR
+$13.3M
5
OKE icon
Oneok
OKE
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 16.36%
2 Technology 15.56%
3 Healthcare 14.56%
4 Consumer Discretionary 11.02%
5 Energy 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSBC icon
51
HSBC
HSBC
$352B
$2.67M 0.06%
56,249
-1,494
-3% -$70.7K
SYT
52
DELISTED
Syngenta Ag
SYT
$2.67M 0.06%
33,342
– –
NLSN
53
DELISTED
Nielsen Holdings plc
NLSN
$2.39M 0.05%
52,120
– –
PSO icon
54
Pearson
PSO
$9.97B
$2.35M 0.05%
104,819
-5,734
-5% -$122K
LUMN icon
55
Lumen
LUMN
$6.09B
$2.32M 0.05%
72,827
+6,770
+10% +$216K
TS icon
56
Tenaris
TS
$27B
$2.31M 0.05%
52,950
-3,377
-6% -$153K
BHP icon
57
BHP
BHP
$223B
$2.25M 0.05%
39,080
– –
SNY icon
58
Sanofi
SNY
$104B
$2.05M 0.05%
38,142
+37,388
+4,959% +$1.93M
SPY icon
59
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$2.04M 0.05%
+11,055
New +$1.96M
MUFG icon
60
Mitsubishi UFJ Financial
MUFG
$254B
$1.88M 0.04%
282,042
– –
SAP icon
61
SAP
SAP
$230B
$1.82M 0.04%
20,843
– –
CAJ
62
DELISTED
Canon, Inc.
CAJ
$1.36M 0.03%
42,610
– –
TD icon
63
Toronto Dominion Bank
TD
$200B
$1.26M 0.03%
53,692
-2,122
-4% -$96.6K
ABT icon
64
Abbott
ABT
$187B
– –
-30,436
Closed -$1.01M
COR icon
65
Cencora
COR
$63.2B
– –
-40,029
Closed -$2.45M
EMR icon
66
Emerson Electric
EMR
$87.5B
– –
-26,622
Closed -$1.72M
EQT icon
67
EQT Corp
EQT
$32.3B
– –
-59,455
Closed -$2.87M
GSK icon
68
GSK
GSK
$104B
– –
-782
Closed -$49.1K
IBM icon
69
IBM
IBM
$220B
– –
-10,266
Closed -$1.82M
MCHP icon
70
Microchip Technology
MCHP
$40.4B
– –
-118,234
Closed -$2.38M
PCAR icon
71
PACCAR
PCAR
$69.5B
– –
-35,120
Closed -$1.3M
PG icon
72
Procter & Gamble
PG
$342B
– –
-20,821
Closed -$1.57M
YUM icon
73
Yum! Brands
YUM
$41.6B
– –
-2,116,276
Closed -$109M
FLG
74
Flagstar Bank National Association
FLG
$5.9B
– –
-42,397
Closed -$1.92M
RDS.A
75
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-28,272
Closed -$1.73M
1 2
3
4

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HFS
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BB
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SA
SQ Advisors Naples, Florida $1.32B AUM 10.3% 1-Year Est. Return
WF
WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return
BCPEM
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DCM
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AB
AT Bancorp Dubuque, Iowa $823M AUM 17.19% 1-Year Est. Return
MFBTD
MB Financial Bank - Trust Department Rosemont, Illinois $816M AUM 5.49% 1-Year Est. Return

Santa Barbara Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Santa Barbara Asset Management held 76 positions worth $4.47B, up 5.8% from $4.22B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Santa Barbara Asset Management's Q4 2013 filing shows 2 new, 19 increased, 35 reduced and 13 closed positions. Its largest new stake was Macy's: 1,639,992 shares worth $87.6M. The largest sale was Yum! Brands, an estimated $109M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • Santa Barbara Asset Management's largest Q4 2013 buy was Macy's: 1,639,992 shares worth $87.6M.
  • Santa Barbara Asset Management added most to Union Pacific in Q4 2013, an estimated $22.6M increase.
  • Santa Barbara Asset Management's biggest Q4 2013 reduction was TIME WARNER CABLE INC NEW COM STK, cutting an estimated $24.3M.
  • Santa Barbara Asset Management fully exited Yum! Brands in Q4 2013, selling an estimated $109M.
  • Santa Barbara Asset Management's ten largest holdings make up 32% of its $4.47B portfolio in Q4 2013.
  • Santa Barbara Asset Management opened 2 new positions and closed 13 in Q4 2013.
  • Santa Barbara Asset Management's portfolio value rose 5.8% quarter-over-quarter to $4.47B.

Based on Santa Barbara Asset Management's 13F filing for Q4 2013, filed 12 Feb 2014.