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SBAM

Santa Barbara Asset Management Portfolio holdings

AUM $6.43B
1-Year Est. Return 10.99%
This Fund
S&P 500
This Quarter Est. Return
+11.13%
1 Year Est. Return
+10.99%
3 Year Est. Return
+52.54%
5 Year Est. Return
+74.07%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
+$243M
Cap. Flow
-$95.4M
Cap. Flow %
-2.14%
Top 10 Hldgs %
31.51%
Holding
76
New
2
Increased
19
Reduced
35
Closed
13

Top Buys

Rank Stock Value
1
M icon
Macy's
M
+$79.5M
2
UNP icon
Union Pacific
UNP
+$22.6M
3
BNY
Bank of New York Mellon
BNY
+$19.6M
4
UNH icon
UnitedHealth
UNH
+$10.1M
5
KMI icon
Kinder Morgan
KMI
+$3.7M

Top Sells

Rank Stock Value
1
YUM icon
Yum! Brands
YUM
+$109M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$24.3M
3
LOW icon
Lowe's Companies
LOW
+$17.8M
4
WHR icon
Whirlpool
WHR
+$13.3M
5
OKE icon
Oneok
OKE
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 16.36%
2 Technology 15.56%
3 Healthcare 14.56%
4 Consumer Discretionary 11.02%
5 Energy 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFR icon
26
Cullen/Frost Bankers
CFR
$10.3B
$98.6M 2.21%
1,324,357
-50,795
-4% -$3.64M
WHR icon
27
Whirlpool
WHR
$2.95B
$97.1M 2.18%
619,248
-90,720
-13% -$13.3M
ETN icon
28
Eaton
ETN
$174B
$95.1M 2.13%
1,249,626
-161,981
-11% -$11.5M
UNH icon
29
UnitedHealth
UNH
$375B
$94.9M 2.13%
1,260,885
+141,239
+13% +$10.1M
COV
30
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$93.6M 2.1%
1,373,750
+9,486
+0.7% +$617K
BLK icon
31
Blackrock
BLK
$176B
$92.1M 2.06%
291,154
-36,643
-11% -$10.9M
OKE icon
32
Oneok
OKE
$55B
$88.4M 1.98%
1,855,024
-242,614
-12% -$12.2M
SCCO icon
33
Southern Copper
SCCO
$164B
$87.7M 1.97%
3,296,729
+46,827
+1% +$1.18M
M icon
34
Macy's
M
$6.71B
$87.6M 1.96%
+1,639,992
New +$79.5M
NEE icon
35
NextEra Energy
NEE
$179B
$87.4M 1.96%
4,085,368
-26,840
-0.7% -$566K
MKC icon
36
McCormick & Company Non-Voting
MKC
$14.1B
$82.3M 1.84%
2,389,294
-17,030
-0.7% -$581K
ITC
37
DELISTED
ITC HOLDINGS CORP
ITC
$75.3M 1.69%
2,358,198
+41,817
+2% +$1.33M
PKG icon
38
Packaging Corp of America
PKG
$22.8B
$73.1M 1.64%
1,154,947
+51,170
+5% +$3.11M
TUP
39
DELISTED
Tupperware Brands Corporation
TUP
$72.3M 1.62%
764,311
+5,317
+0.7% +$483K
CAT icon
40
Caterpillar
CAT
$401B
$69.9M 1.57%
770,023
-14,138
-2% -$1.21M
NVO
41
Novo Nordisk
NVO
$197B
$19.3M 0.43%
5,228,380
-67,970
-1% -$1.18M
PBCT
42
DELISTED
People's United Financial Inc
PBCT
$7.79M 0.17%
514,978
-18,788
-4% -$276K
MRSH
43
Marsh
MRSH
$91.4B
$5.87M 0.13%
121,439
+19,039
+19% +$883K
BMO icon
44
Bank of Montreal
BMO
$127B
$3.35M 0.08%
50,298
+4,676
+10% +$318K
NVS icon
45
Novartis
NVS
$294B
$3.16M 0.07%
43,936
-1,563
-3% -$109K
TTE icon
46
TotalEnergies
TTE
$188B
$3.15M 0.07%
32,606,898,248
-53,845,440
-0.2% -$5.38K
ABB
47
DELISTED
ABB Ltd
ABB
$3.12M 0.07%
117,535
-12,152
-9% -$303K
WPP icon
48
WPP
WPP
$4.45B
$3.05M 0.07%
26,585
– –
WBK
49
DELISTED
Westpac Banking Corporation
WBK
$3.01M 0.07%
103,674
-3,561
-3% -$109K
VOD icon
50
Vodafone
VOD
$35.4B
$2.88M 0.06%
71,755
-3,417
-5% -$129K
1
2
3 4

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BB
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SA
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WF
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BCPEM
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DCM
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AB
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MFBTD
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Santa Barbara Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Santa Barbara Asset Management held 76 positions worth $4.47B, up 5.8% from $4.22B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Santa Barbara Asset Management's Q4 2013 filing shows 2 new, 19 increased, 35 reduced and 13 closed positions. Its largest new stake was Macy's: 1,639,992 shares worth $87.6M. The largest sale was Yum! Brands, an estimated $109M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • Santa Barbara Asset Management's largest Q4 2013 buy was Macy's: 1,639,992 shares worth $87.6M.
  • Santa Barbara Asset Management added most to Union Pacific in Q4 2013, an estimated $22.6M increase.
  • Santa Barbara Asset Management's biggest Q4 2013 reduction was TIME WARNER CABLE INC NEW COM STK, cutting an estimated $24.3M.
  • Santa Barbara Asset Management fully exited Yum! Brands in Q4 2013, selling an estimated $109M.
  • Santa Barbara Asset Management's ten largest holdings make up 32% of its $4.47B portfolio in Q4 2013.
  • Santa Barbara Asset Management opened 2 new positions and closed 13 in Q4 2013.
  • Santa Barbara Asset Management's portfolio value rose 5.8% quarter-over-quarter to $4.47B.

Based on Santa Barbara Asset Management's 13F filing for Q4 2013, filed 12 Feb 2014.