SM

Salzhauer Michael Portfolio holdings

AUM $159M
This Quarter Return
+2.2%
1 Year Return
+24.06%
3 Year Return
+34.89%
5 Year Return
+97.63%
10 Year Return
+151.16%
AUM
$120M
AUM Growth
+$120M
Cap. Flow
+$3.1M
Cap. Flow %
2.58%
Top 10 Hldgs %
39.28%
Holding
136
New
8
Increased
13
Reduced
27
Closed
10

Top Buys

1
PGC icon
Peapack-Gladstone Financial
PGC
$2.08M
2
BAC icon
Bank of America
BAC
$1.79M
3
COWN
Cowen Inc. Class A Common Stock
COWN
$1.58M
4
MTB.WS
M&T Bank Corporation
MTB.WS
$624K
5
BNCN
BNC Bancorp
BNCN
$496K

Top Sells

1
MTB icon
M&T Bank
MTB
$1.53M
2
MNRK
MONARCH FINANCIAL HOLDINGS INC COM STK
MNRK
$521K
3
SOCB
SOUTHCOAST FINANCIAL CORP
SOCB
$470K
4
WNEB icon
Western New England Bancorp
WNEB
$450K
5
T icon
AT&T
T
$432K

Sector Composition

1 Financials 72.62%
2 Real Estate 3.41%
3 Healthcare 2.07%
4 Utilities 1.27%
5 Communication Services 0.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
COF icon
26
Capital One
COF
$142B
$1.44M 1.17%
22,710
-100
-0.4% -$6.35K
NBTB icon
27
NBT Bancorp
NBTB
$2.3B
$1.4M 1.13%
48,997
-5,000
-9% -$143K
CMA.WS
28
DELISTED
Comerica Incorporated Ws
CMA.WS
$1.36M 1.1%
104,462
– –
PEG icon
29
Public Service Enterprise Group
PEG
$40.6B
$1.34M 1.08%
28,700
-200
-0.7% -$9.32K
FSB
30
DELISTED
Franklin Financial Network, Inc.
FSB
$1.29M 1.04%
40,990
-300
-0.7% -$9.41K
ESSA
31
DELISTED
ESSA Bancorp
ESSA
$1.23M 1%
91,846
-5,442
-6% -$72.9K
THG icon
32
Hanover Insurance
THG
$6.35B
$1.09M 0.88%
12,826
-200
-2% -$16.9K
RF icon
33
Regions Financial
RF
$24B
$1.07M 0.86%
125,159
– –
EFSC icon
34
Enterprise Financial Services Corp
EFSC
$2.23B
$1.02M 0.83%
36,695
-4,725
-11% -$132K
STI
35
DELISTED
SunTrust Banks, Inc.
STI
$995K 0.8%
24,220
-4,800
-17% -$197K
BBDC icon
36
Barings BDC
BBDC
$987M
$988K 0.8%
50,987
+8,072
+19% +$156K
USB icon
37
US Bancorp
USB
$75.5B
$980K 0.79%
24,300
– –
C icon
38
Citigroup
C
$175B
$968K 0.78%
22,823
– –
GSBD icon
39
Goldman Sachs BDC
GSBD
$1.3B
$926K 0.75%
46,328
-8,250
-15% -$165K
XBKS
40
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
$887K 0.72%
494,999
– –
MSL
41
DELISTED
Midsouth Bancorp, Inc.
MSL
$839K 0.68%
83,626
+25
+0% +$251
OLP
42
One Liberty Properties
OLP
$506M
$800K 0.65%
33,548
+100
+0.3% +$2.39K
NWBI icon
43
Northwest Bancshares
NWBI
$1.84B
$794K 0.64%
53,514
-2,653
-5% -$39.4K
BNCL
44
DELISTED
Beneficial Bancorp, Inc.
BNCL
$789K 0.64%
62,072
– –
UCBA
45
DELISTED
United Community Bancorp
UCBA
$774K 0.63%
55,000
– –
TBNK
46
DELISTED
Territorial Bancorp Inc.
TBNK
$703K 0.57%
26,464
+14,626
+124% +$389K
STBZ
47
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$676K 0.55%
33,236
– –
MS icon
48
Morgan Stanley
MS
$237B
$671K 0.54%
25,845
– –
PFC
49
DELISTED
Premier Financial Corp. Common Stock
PFC
$661K 0.53%
17,016
– –
UBNK
50
DELISTED
United Financial Bancorp, Inc.
UBNK
$635K 0.51%
48,926
– –
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