RA

Royce & Associates Portfolio holdings

AUM $10B
1-Year Est. Return 20.87%
This Quarter Est. Return
1 Year Est. Return
+20.87%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$10.3B
AUM Growth
+$309M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
981
New
Increased
Reduced
Closed

Top Buys

1
+$16.1M
2
+$15.7M
3
+$15.4M
4
WAL icon
Western Alliance Bancorporation
WAL
+$13.8M
5
BKU icon
Bankunited
BKU
+$13.7M

Top Sells

1
+$43.6M
2
+$42.4M
3
+$31.1M
4
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$20.9M
5
ARES icon
Ares Management
ARES
+$19M

Sector Composition

1 Industrials 28.41%
2 Technology 18.63%
3 Consumer Discretionary 12.56%
4 Financials 12.33%
5 Materials 7.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
976
– –
-74,000
977
– –
-10,009
978
– –
-11,452
979
– –
-89,165
980
– –
-1,657,047
981
– –
-4,820
36 37 38 39
40