RA

Royce & Associates Portfolio holdings

AUM $9.74B
This Quarter Return
-2.2%
1 Year Return
+15.99%
3 Year Return
+81.23%
5 Year Return
+192.6%
10 Year Return
+438.14%
AUM
$13.4B
AUM Growth
+$13.4B
Cap. Flow
-$625M
Cap. Flow %
-4.67%
Top 10 Hldgs %
7.94%
Holding
1,057
New
56
Increased
306
Reduced
415
Closed
75

Top Buys

1
HAE icon
Haemonetics
HAE
$27M
2
CALX icon
Calix
CALX
$23.8M
3
IOSP icon
Innospec
IOSP
$23.7M
4
FRG
Franchise Group, Inc.
FRG
$21.6M
5
FORM icon
FormFactor
FORM
$17.4M

Top Sells

1
KLIC icon
Kulicke & Soffa
KLIC
$35M
2
KRA
Kraton Corporation
KRA
$32.5M
3
SDC
SmileDirectClub, Inc. Class A Common Stock
SDC
$32.3M
4
MANH icon
Manhattan Associates
MANH
$28.1M
5
GPX
GP Strategies Corp.
GPX
$23.9M

Sector Composition

1 Industrials 24.78%
2 Technology 19.89%
3 Financials 15.36%
4 Consumer Discretionary 13.43%
5 Materials 7.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DAKT icon
976
Daktronics
DAKT
$837M
$123K ﹤0.01%
22,653
-7,591
-25% -$41.2K
BNFT
977
DELISTED
Benefitfocus, Inc.
BNFT
$118K ﹤0.01%
10,600
– –
MERC icon
978
Mercer International
MERC
$210M
$118K ﹤0.01%
10,171
-31,458
-76% -$365K
AXL icon
979
American Axle
AXL
$707M
$92K ﹤0.01%
+10,477
New +$92K
BRY icon
980
Berry Corp
BRY
$244M
$81K ﹤0.01%
+11,276
New +$81K
DNOW icon
981
DNOW Inc
DNOW
$1.63B
$77K ﹤0.01%
+10,103
New +$77K
TRUE icon
982
TrueCar
TRUE
$183M
$46K ﹤0.01%
+11,109
New +$46K
AZPN
983
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-24,440
Closed -$3.36M
ORBC
984
DELISTED
ORBCOMM, Inc.
ORBC
– –
-65,000
Closed -$731K
QADA
985
DELISTED
QAD Inc.
QADA
– –
-62,816
Closed -$5.47M
BPFH
986
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-36,235
Closed -$534K
HIMS.WS
987
DELISTED
Hims & Hers Health, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an
HIMS.WS
– –
-266,666
Closed -$893K
BWL.A
988
DELISTED
Bowl America Incorporated
BWL.A
– –
-325,000
Closed -$2.86M
USCR
989
DELISTED
U S Concrete, Inc.
USCR
– –
-7,682
Closed -$567K
SYKE
990
DELISTED
SYKES Enterprises Inc
SYKE
– –
-31,526
Closed -$1.69M
SHSP
991
DELISTED
SharpSpring, Inc.
SHSP
– –
-104,700
Closed -$1.77M
CORE
992
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-5,057
Closed -$228K
NWHM
993
DELISTED
THE NEW HOME COMPANY INC.
NWHM
– –
-1,037,205
Closed -$6.09M
CTAC
994
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
– –
-166,800
Closed -$1.66M
JAX
995
DELISTED
J. Alexander's Holdings, Inc.
JAX
– –
-498,136
Closed -$5.8M
XEC
996
DELISTED
CIMAREX ENERGY CO
XEC
– –
-285,000
Closed -$20.6M
GPX
997
DELISTED
GP Strategies Corp.
GPX
– –
-1,520,861
Closed -$23.9M
SCR
998
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
– –
-177,710
Closed -$3.56M
SIC
999
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
– –
-768,646
Closed -$7.23M
EBSB
1000
DELISTED
Meridian Bancorp, Inc.
EBSB
– –
-82,500
Closed -$1.69M
38 39
40
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