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Royce & Associates Portfolio holdings

AUM $12.4B
1-Year Est. Return 64.17%
This Fund
S&P 500
This Quarter Est. Return
-2.2%
1 Year Est. Return
+64.17%
3 Year Est. Return
+130.04%
5 Year Est. Return
+162.55%
10 Year Est. Return
+785.5%
AUM
$13.4B
AUM Growth
-$1.18B
Cap. Flow
-$624M
Cap. Flow %
-4.67%
Top 10 Hldgs %
7.94%
Holding
1,057
New
56
Increased
305
Reduced
416
Closed
75

Top Buys

Rank Stock Value
1
IOSP icon
Innospec
IOSP
+$25.1M
2
HAE icon
Haemonetics
HAE
+$24.2M
3
CALX icon
Calix
CALX
+$22.2M
4
MXCT icon
MaxCyte
MXCT
+$21.3M
5
FRG
Franchise Group, Inc.
FRG
+$21.3M

Top Sells

Rank Stock Value
1
KLIC icon
Kulicke & Soffa
KLIC
+$37.4M
2
SDC
SmileDirectClub, Inc. Class A Common Stock
SDC
+$32.3M
3
MANH icon
Manhattan Associates
MANH
+$28.6M
4
KRA
Kraton Corporation
KRA
+$28.3M
5
GPX
GP Strategies Corp.
GPX
+$23.9M

Sector Composition

Rank Sector Weight
1 Industrials 25.4%
2 Technology 20.93%
3 Financials 15.39%
4 Consumer Discretionary 13.63%
5 Materials 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGAU
951
Centerra Gold
CGAU
$4.26B
$266K ﹤0.01%
39,000
– –
AC
952
DELISTED
Associated Capital Group
AC
$262K ﹤0.01%
7,000
– –
PDCE
953
DELISTED
PDC Energy, Inc.
PDCE
$262K ﹤0.01%
+5,522
New +$230K
FMBI
954
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$262K ﹤0.01%
13,779
-8,962
-39% -$165K
MYE icon
955
Myers Industries
MYE
$1.12B
$257K ﹤0.01%
13,115
-9,873
-43% -$210K
AERI
956
DELISTED
Aerie Pharmaceuticals
AERI
$254K ﹤0.01%
22,300
– –
LQDT icon
957
Liquidity Services
LQDT
$1.35B
$253K ﹤0.01%
+11,694
New +$266K
LUCK
958
Lucky Strike Entertainment
LUCK
$758M
$250K ﹤0.01%
+25,000
New +$247K
HCC icon
959
Warrior Met Coal
HCC
$5.04B
$244K ﹤0.01%
10,481
-25,658
-71% -$519K
PENG
960
Penguin Solutions Inc
PENG
$2.39B
$241K ﹤0.01%
10,842
-17,906
-62% -$429K
POWI icon
961
Power Integrations
POWI
$2.71B
$235K ﹤0.01%
+2,378
New +$230K
TVRD
962
Tvardi Therapeutics
TVRD
$24.4M
$234K ﹤0.01%
+421
New +$211K
CCOI icon
963
Cogent Communications
CCOI
$477M
$231K ﹤0.01%
3,265
-6,287
-66% -$467K
TDAY
964
USA Today Co
TDAY
$968M
$229K ﹤0.01%
34,307
-63,806
-65% -$376K
EXLS icon
965
EXL Service
EXLS
$5.53B
$225K ﹤0.01%
9,130
-490
-5% -$11.4K
OIS icon
966
Oil States International
OIS
$506M
$224K ﹤0.01%
34,989
– –
KELYA icon
967
Kelly Services Class A
KELYA
$564M
$220K ﹤0.01%
11,676
+880
+8% +$18.4K
SPNT icon
968
SiriusPoint
SPNT
$2.86B
$216K ﹤0.01%
23,314
– –
CANO.WS
969
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$206K ﹤0.01%
49,999
– –
ANIK icon
970
Anika Therapeutics
ANIK
$284M
$205K ﹤0.01%
4,809
-4,167
-46% -$172K
INGN icon
971
Inogen
INGN
$139M
$205K ﹤0.01%
4,753
-3,557
-43% -$219K
GT icon
972
Goodyear
GT
$1.53B
$189K ﹤0.01%
10,701
– –
PUMP icon
973
ProPetro Holding
PUMP
$1.29B
$171K ﹤0.01%
19,803
-17,894
-47% -$140K
RNWK
974
DELISTED
RealNetworks Inc
RNWK
$159K ﹤0.01%
100,171
– –
SQNS
975
Sequans Communications SA
SQNS
$42M
$140K ﹤0.01%
1,272
– –
37 38
39
40 41

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LC
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AIM
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SC
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ERSOT
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BAMF
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Royce & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Royce & Associates held 1,057 positions worth $13.4B, down 8.1% from $14.6B the previous quarter. Its ten largest holdings account for 7.9% of the portfolio.

Royce & Associates withdrew a net $624M in Q3 2021, closing 75 positions and reducing 416 holdings. Its most notable exit was SmileDirectClub, Inc. Class A Common Stock, an estimated $32.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Financials.

Against the trend, Royce & Associates opened a new position in Calix worth $23.8M.

  • Royce & Associates's largest Q3 2021 buy was Calix: 480,993 shares worth $23.8M.
  • Royce & Associates added most to Innospec in Q3 2021, an estimated $25.1M increase.
  • Royce & Associates's biggest Q3 2021 reduction was Kulicke & Soffa, cutting an estimated $37.4M.
  • Royce & Associates fully exited SmileDirectClub, Inc. Class A Common Stock in Q3 2021, selling an estimated $32.3M.
  • Royce & Associates's ten largest holdings make up 7.9% of its $13.4B portfolio in Q3 2021.
  • Royce & Associates opened 56 new positions and closed 75 in Q3 2021.
  • Royce & Associates's portfolio value fell 8.1% quarter-over-quarter to $13.4B.

Based on Royce & Associates's 13F filing for Q3 2021, filed 10 Nov 2021.