RA

Royce & Associates Portfolio holdings

AUM $12.4B Turnover 20.64%
1-Year Est. Return 64.17%
This Fund
S&P 500
This Quarter Est. Return
+12.88%
1 Year Est. Return
+64.17%
3 Year Est. Return
+130.04%
5 Year Est. Return
+162.55%
10 Year Est. Return
+785.5%
AUM
$15.6B
AUM Growth
+$400M
Cap. Flow
-$1.16B
Cap. Flow %
-7.42%
Top 10 Hldgs %
8.12%
Holding
1,142
New
64
Increased
281
Reduced
544
Closed
63
Avg Time Held
2.5 years
Top 10 Avg Time Held
0.8 years
Top 20 Avg Time Held
1.3 years

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$50.3M
2
CTB
Cooper Tire & Rubber Co.
CTB
+$42.7M
3
IIIN icon
Insteel Industries
IIIN
+$29.7M
4
HIBB icon
Hibbett, Inc. Common Stock
HIBB
+$28.5M
5
FIX icon
Comfort Systems
FIX
+$25.4M

Top Sells

Rank Stock Value
1
RBA icon
RB Global
RBA
+$58.8M
2
IDXX icon
Idexx Laboratories
IDXX
+$37.2M
3
DTSI
DTS, Inc.
DTSI
+$36.1M
4
CGNX icon
Cognex
CGNX
+$28.5M
5
RBC icon
RBC Bearings
RBC
+$26.5M

Sector Composition

Rank Sector Weight
1 Industrials 29.38%
2 Consumer Discretionary 18.13%
3 Technology 17.05%
4 Financials 11.93%
5 Materials 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HHS icon
926
Harte-Hanks
HHS
$32.3M
$1.08M 0.01%
71,557
-15,533
-18% -$235K
2013 Q2
14 quarters
CERS icon
927
Cerus
CERS
$451M
$1.08M 0.01%
248,000
– –
2013 Q2
14 quarters
EVI icon
928
EVI Industries
EVI
$246M
$1.08M 0.01%
+74,400
New +$844K
2016 Q4
0 quarters
XRA
929
DELISTED
Exeter Resources Corporation
XRA
$1.07M 0.01%
1,435,400
– –
2013 Q2
14 quarters
EGHT icon
930
8x8 Inc
EGHT
$290M
$1.07M 0.01%
75,000
+25,000
+50% +$362K
2016 Q3
1 quarter
IPCC
931
DELISTED
Infinity Property & Casualty C
IPCC
$1.07M 0.01%
12,143
-500
-4% -$42.4K
2013 Q2
14 quarters
ACIC icon
932
American Coastal Insurance
ACIC
$498M
$1.06M 0.01%
69,891
+56,891
+438% +$815K
2014 Q1
11 quarters
BMTC
933
DELISTED
Bryn Mawr Bank Corp
BMTC
$1.05M 0.01%
25,000
– –
2013 Q2
14 quarters
GTYHU
934
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
$1.05M 0.01%
+100,000
New +$1.02M
2016 Q4
0 quarters
GWR
935
DELISTED
Genesee & Wyoming Inc.
GWR
$1.04M 0.01%
15,000
– –
2014 Q1
11 quarters
SPRT
936
DELISTED
support.com, Inc.
SPRT
$1.04M 0.01%
401,863
-241,666
-38% -$561K
2013 Q2
14 quarters
IBP icon
937
Installed Building Products
IBP
$4.79B
$1.04M 0.01%
25,094
-32,982
-57% -$1.26M
2014 Q1
11 quarters
STRL icon
938
Sterling Infrastructure
STRL
$13.9B
$1.03M 0.01%
122,300
-70,000
-36% -$560K
2013 Q2
14 quarters
NLST
939
DELISTED
Netlist, Inc.
NLST
$1.02M 0.01%
1,000,000
– –
2016 Q3
1 quarter
SAND icon
940
DELISTED
Sandstorm Gold
SAND
$1.01M 0.01%
258,900
+193,100
+293% +$809K
2016 Q2
2 quarters
PMC
941
DELISTED
PharMerica Corporation
PMC
$1.01M 0.01%
40,000
– –
2013 Q2
14 quarters
TCS icon
942
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$1M 0.01%
10,547
– –
2013 Q4
12 quarters
STLY
943
DELISTED
Stanley Furniture Co Inc
STLY
$995K 0.01%
1,105,703
– –
2013 Q2
14 quarters
UEIC icon
944
Universal Electronics
UEIC
$64.2M
$975K 0.01%
15,100
– –
2013 Q2
14 quarters
BDSI
945
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$965K 0.01%
551,200
-991,700
-64% -$2.03M
2015 Q2
6 quarters
PRFT icon
946
DELISTED
Perficient Inc
PRFT
$963K 0.01%
55,070
-10,000
-15% -$183K
2013 Q2
14 quarters
IBKR icon
947
Interactive Brokers
IBKR
$38.1B
$960K 0.01%
105,200
– –
2013 Q2
14 quarters
LXFR icon
948
Luxfer Holdings
LXFR
$466M
$956K 0.01%
87,812
– –
2013 Q2
14 quarters
LINC icon
949
Lincoln Educational Services
LINC
$715M
$944K 0.01%
491,660
– –
2013 Q2
14 quarters
GAIA icon
950
Gaia
GAIA
$33.3M
$939K 0.01%
108,500
– –
2013 Q2
14 quarters
36 37
38
39 40

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Royce & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Royce & Associates held 1,142 positions worth $15.6B, up 2.6% from $15.2B the previous quarter. Its ten largest holdings account for 8.1% of the portfolio.

Royce & Associates withdrew a net $1.16B in Q4 2016, closing 63 positions and reducing 544 holdings. Its most notable exit was DTS, Inc., an estimated $36.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 29% of assets, up from 29% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Royce & Associates opened a new position in Basis Energy Services, Inc. worth $6.54M.

  • Royce & Associates's largest Q4 2016 buy was Basis Energy Services, Inc.: 185,110 shares worth $6.54M.
  • Royce & Associates added most to Cooper Tire & Rubber Co. in Q4 2016, an estimated $42.7M increase.
  • Royce & Associates's biggest Q4 2016 reduction was RB Global, cutting an estimated $58.8M.
  • Royce & Associates fully exited DTS, Inc. in Q4 2016, selling an estimated $36.1M.
  • Royce & Associates's ten largest holdings make up 8.1% of its $15.6B portfolio in Q4 2016.
  • Royce & Associates opened 64 new positions and closed 63 in Q4 2016.
  • Royce & Associates's portfolio value rose 2.6% quarter-over-quarter to $15.6B.

Based on Royce & Associates's 13F filing for Q4 2016, filed 10 Feb 2017.