RA

Royce & Associates Portfolio holdings

AUM $12.4B Turnover 20.64%
1-Year Est. Return 64.17%
This Fund
S&P 500
This Quarter Est. Return
+12.88%
1 Year Est. Return
+64.17%
3 Year Est. Return
+130.04%
5 Year Est. Return
+162.55%
10 Year Est. Return
+785.5%
AUM
$15.6B
AUM Growth
+$400M
Cap. Flow
-$1.16B
Cap. Flow %
-7.42%
Top 10 Hldgs %
8.12%
Holding
1,142
New
64
Increased
281
Reduced
544
Closed
63
Avg Time Held
2.5 years
Top 10 Avg Time Held
0.8 years
Top 20 Avg Time Held
1.3 years

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$50.3M
2
CTB
Cooper Tire & Rubber Co.
CTB
+$42.7M
3
IIIN icon
Insteel Industries
IIIN
+$29.7M
4
HIBB icon
Hibbett, Inc. Common Stock
HIBB
+$28.5M
5
FIX icon
Comfort Systems
FIX
+$25.4M

Top Sells

Rank Stock Value
1
RBA icon
RB Global
RBA
+$58.8M
2
IDXX icon
Idexx Laboratories
IDXX
+$37.2M
3
DTSI
DTS, Inc.
DTSI
+$36.1M
4
CGNX icon
Cognex
CGNX
+$28.5M
5
RBC icon
RBC Bearings
RBC
+$26.5M

Sector Composition

Rank Sector Weight
1 Industrials 29.38%
2 Consumer Discretionary 18.13%
3 Technology 17.05%
4 Financials 11.93%
5 Materials 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NVTA
901
DELISTED
Invitae Corporation
NVTA
$1.24M 0.01%
156,412
– –
2015 Q4
4 quarters
AAN.A icon
902
DELISTED
The Aaron's Company Inc Class A
AAN.A
$1.24M 0.01%
38,834
-1,500
-4% -$48K
2016 Q1
3 quarters
GOLF icon
903
Acushnet Holdings
GOLF
$4.56B
$1.23M 0.01%
+62,500
New +$1.2M
2016 Q4
0 quarters
ASPN icon
904
Aspen Aerogels
ASPN
$428M
$1.23M 0.01%
296,527
+98,459
+50% +$480K
2015 Q4
4 quarters
ABCB icon
905
Ameris Bancorp
ABCB
$5.24B
$1.22M 0.01%
+28,000
New +$1.14M
2016 Q4
0 quarters
CRT icon
906
Cross Timbers Royalty Trust
CRT
$74.9M
$1.22M 0.01%
67,631
– –
2015 Q4
4 quarters
EMR icon
907
Emerson Electric
EMR
$89.9B
$1.2M 0.01%
21,500
-14,500
-40% -$780K
2013 Q2
14 quarters
MUX icon
908
McEwen Inc
MUX
$957M
$1.17M 0.01%
40,280
+3,960
+11% +$123K
2013 Q2
14 quarters
SIGI icon
909
Selective Insurance
SIGI
$5.14B
$1.17M 0.01%
27,078
-1,000
-4% -$40.3K
2015 Q1
7 quarters
SSYS icon
910
Stratasys
SSYS
$617M
$1.16M 0.01%
70,300
– –
2013 Q2
14 quarters
CDNA icon
911
CareDx
CDNA
$3.35B
$1.15M 0.01%
426,361
+178,743
+72% +$619K
2014 Q4
8 quarters
PHH
912
DELISTED
PHH Corporation
PHH
$1.15M 0.01%
+75,928
New +$1.12M
2016 Q4
0 quarters
ETSY icon
913
Etsy
ETSY
$7.61B
$1.15M 0.01%
+97,500
New +$1.26M
2016 Q4
0 quarters
BNED icon
914
Barnes & Noble Education
BNED
$434M
$1.15M 0.01%
1,000
– –
2016 Q2
2 quarters
LXU icon
915
LSB Industries
LXU
$727M
$1.14M 0.01%
176,540
– –
2016 Q3
1 quarter
CPN
916
DELISTED
Calpine Corporation
CPN
$1.14M 0.01%
+100,000
New +$1.18M
2016 Q4
0 quarters
TYL icon
917
Tyler Technologies
TYL
$14.3B
$1.14M 0.01%
8,000
-3,000
-27% -$466K
2016 Q2
2 quarters
CASY icon
918
Casey's General Stores
CASY
$24.2B
$1.14M 0.01%
9,600
+1,600
+20% +$190K
2016 Q2
2 quarters
NWY
919
DELISTED
New York & Co Inc
NWY
$1.13M 0.01%
497,917
-350,000
-41% -$763K
2014 Q1
11 quarters
PLPM
920
DELISTED
Planet Payment, Inc
PLPM
$1.13M 0.01%
+277,000
New +$1.05M
2016 Q4
0 quarters
ABMD
921
DELISTED
Abiomed Inc
ABMD
$1.13M 0.01%
+10,000
New +$1.16M
2016 Q4
0 quarters
GNRC icon
922
Generac Holdings
GNRC
$11.7B
$1.1M 0.01%
+27,100
New +$1.07M
2016 Q4
0 quarters
TKR icon
923
Timken Company
TKR
$7.78B
$1.09M 0.01%
+27,550
New +$1.02M
2016 Q4
0 quarters
PKOH icon
924
Park-Ohio Holdings
PKOH
$685M
$1.09M 0.01%
+25,662
New +$985K
2016 Q4
0 quarters
ALV icon
925
Autoliv
ALV
$8.32B
$1.09M 0.01%
13,325
– –
2013 Q2
14 quarters
35 36
37
38 39

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Royce & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Royce & Associates held 1,142 positions worth $15.6B, up 2.6% from $15.2B the previous quarter. Its ten largest holdings account for 8.1% of the portfolio.

Royce & Associates withdrew a net $1.16B in Q4 2016, closing 63 positions and reducing 544 holdings. Its most notable exit was DTS, Inc., an estimated $36.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 29% of assets, up from 29% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Royce & Associates opened a new position in Basis Energy Services, Inc. worth $6.54M.

  • Royce & Associates's largest Q4 2016 buy was Basis Energy Services, Inc.: 185,110 shares worth $6.54M.
  • Royce & Associates added most to Cooper Tire & Rubber Co. in Q4 2016, an estimated $42.7M increase.
  • Royce & Associates's biggest Q4 2016 reduction was RB Global, cutting an estimated $58.8M.
  • Royce & Associates fully exited DTS, Inc. in Q4 2016, selling an estimated $36.1M.
  • Royce & Associates's ten largest holdings make up 8.1% of its $15.6B portfolio in Q4 2016.
  • Royce & Associates opened 64 new positions and closed 63 in Q4 2016.
  • Royce & Associates's portfolio value rose 2.6% quarter-over-quarter to $15.6B.

Based on Royce & Associates's 13F filing for Q4 2016, filed 10 Feb 2017.