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Royce & Associates Portfolio holdings

AUM $12.4B
1-Year Est. Return 64.17%
This Fund
S&P 500
This Quarter Est. Return
+11.61%
1 Year Est. Return
+64.17%
3 Year Est. Return
+130.04%
5 Year Est. Return
+162.55%
10 Year Est. Return
+785.5%
AUM
$11.2B
AUM Growth
+$394M
Cap. Flow
-$567M
Cap. Flow %
-5.06%
Top 10 Hldgs %
9.48%
Holding
1,230
New
80
Increased
345
Reduced
520
Closed
94

Top Buys

Rank Stock Value
1
BOOM icon
DMC Global
BOOM
+$20.7M
2
UPBD icon
Upbound Group
UPBD
+$16.5M
3
ONTO icon
Onto Innovation
ONTO
+$13.8M
4
MSM icon
MSC Industrial Direct
MSM
+$12.7M
5
FARO
Faro Technologies
FARO
+$12.4M

Top Sells

Rank Stock Value
1
LASR icon
nLIGHT
LASR
+$29M
2
MTX icon
Minerals Technologies
MTX
+$26.3M
3
RTEC
Rudolph Technologies Inc
RTEC
+$22.1M
4
ARES icon
Ares Management
ARES
+$20.2M
5
AXE
Anixter International Inc
AXE
+$18.8M

Sector Composition

Rank Sector Weight
1 Industrials 27.74%
2 Technology 18.52%
3 Financials 14.36%
4 Consumer Discretionary 12.39%
5 Materials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCU icon
626
Compañía de Cervecerías Unidas
CCU
$2.09B
$2.83M 0.03%
149,286
-1,311
-0.9% -$26K
CSLT
627
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$2.83M 0.03%
2,124,034
+4,637
+0.2% +$6.47K
IEA
628
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$2.82M 0.03%
875,100
– –
PEN icon
629
Penumbra
PEN
$12.5B
$2.79M 0.02%
17,000
– –
KN icon
630
Knowles
KN
$2.97B
$2.79M 0.02%
132,000
– –
AVLR
631
DELISTED
Avalara, Inc.
AVLR
$2.78M 0.02%
38,000
– –
ADTN icon
632
Adtran
ADTN
$577M
$2.73M 0.02%
276,438
-63,688
-19% -$607K
PBF icon
633
PBF Energy
PBF
$8.86B
$2.73M 0.02%
86,965
-1,348
-2% -$41.5K
MATV icon
634
Mativ Holdings
MATV
$656M
$2.73M 0.02%
64,906
+1,476
+2% +$61.3K
CASS icon
635
Cass Information Systems
CASS
$711M
$2.72M 0.02%
47,119
-8,230
-15% -$461K
HLIT icon
636
Harmonic Inc
HLIT
$1.27B
$2.71M 0.02%
347,500
+12,700
+4% +$94.8K
PFIE
637
DELISTED
Profire Energy, Inc
PFIE
$2.7M 0.02%
1,861,061
– –
EBSB
638
DELISTED
Meridian Bancorp, Inc.
EBSB
$2.69M 0.02%
133,800
+29,500
+28% +$578K
CSSE
639
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$2.68M 0.02%
334,500
– –
STKL
640
DELISTED
SunOpta
STKL
$2.65M 0.02%
1,062,011
-241,690
-19% -$538K
AAPL icon
641
Apple
AAPL
$4.84T
$2.64M 0.02%
36,000
-4,000
-10% -$257K
MCHX icon
642
Marchex
MCHX
$54.5M
$2.63M 0.02%
696,599
-4,500
-0.6% -$16.2K
MMS icon
643
Maximus
MMS
$3.05B
$2.62M 0.02%
35,172
-541
-2% -$40.6K
AMBA icon
644
Ambarella
AMBA
$2.84B
$2.6M 0.02%
43,000
+9,000
+26% +$498K
ALOT
645
DELISTED
AstroNova
ALOT
$2.6M 0.02%
189,500
+15,000
+9% +$229K
CVNA icon
646
Carvana
CVNA
$48.2B
$2.58M 0.02%
140,000
– –
PH icon
647
Parker-Hannifin
PH
$117B
$2.57M 0.02%
12,500
-500
-4% -$96.9K
CDMO
648
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$2.56M 0.02%
334,000
– –
BHB icon
649
Bar Harbor Bankshares
BHB
$686M
$2.56M 0.02%
100,779
-231,690
-70% -$5.9M
AAOI icon
650
Applied Optoelectronics
AAOI
$8.09B
$2.54M 0.02%
214,252
-279,600
-57% -$2.98M
24 25
26
27 28

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LC
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AIM
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SC
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ERSOT
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BAMF
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Royce & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Royce & Associates held 1,230 positions worth $11.2B, up 3.6% from $10.8B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Royce & Associates withdrew a net $567M in Q4 2019, closing 94 positions and reducing 520 holdings. Its most notable exit was Rudolph Technologies Inc, an estimated $22.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 28% of assets, down from 28% a quarter earlier, followed by Technology and Financials.

Against the trend, Royce & Associates opened a new position in DMC Global worth $20.9M.

  • Royce & Associates's largest Q4 2019 buy was DMC Global: 465,599 shares worth $20.9M.
  • Royce & Associates added most to Upbound Group in Q4 2019, an estimated $16.5M increase.
  • Royce & Associates's biggest Q4 2019 reduction was nLIGHT, cutting an estimated $29M.
  • Royce & Associates fully exited Rudolph Technologies Inc in Q4 2019, selling an estimated $22.1M.
  • Royce & Associates's ten largest holdings make up 9.5% of its $11.2B portfolio in Q4 2019.
  • Royce & Associates opened 80 new positions and closed 94 in Q4 2019.
  • Royce & Associates's portfolio value rose 3.6% quarter-over-quarter to $11.2B.

Based on Royce & Associates's 13F filing for Q4 2019, filed 6 Feb 2020.