RA

Royce & Associates Portfolio holdings

AUM $12.4B Turnover 20.64%
1-Year Est. Return 64.17%
This Fund
S&P 500
This Quarter Est. Return
+9.59%
1 Year Est. Return
+64.17%
3 Year Est. Return
+130.04%
5 Year Est. Return
+162.55%
10 Year Est. Return
+785.5%
AUM
$15.2B
AUM Growth
+$54.9M
Cap. Flow
-$1.09B
Cap. Flow %
-7.21%
Top 10 Hldgs %
8.48%
Holding
1,136
New
52
Increased
228
Reduced
526
Closed
58
Avg Time Held
2.4 years
Top 10 Avg Time Held
1.2 years
Top 20 Avg Time Held
1.5 years

Top Buys

Rank Stock Value
1
RHI icon
Robert Half
RHI
+$37.5M
2
MEI icon
Methode Electronics
MEI
+$33.2M
3
ACET icon
Aceto Corp
ACET
+$29.6M
4
JBSS icon
John B. Sanfilippo & Son
JBSS
+$26M
5
AMWD icon
American Woodmark
AMWD
+$24.6M

Top Sells

Rank Stock Value
1
UNF icon
Unifirst Corp
UNF
+$50.1M
2
ENS icon
EnerSys
ENS
+$43.8M
3
NUS icon
Nu Skin
NUS
+$40.7M
4
MKSI icon
MKS Inc
MKSI
+$37.1M
5
DDS icon
Dillards
DDS
+$36.7M

Sector Composition

Rank Sector Weight
1 Industrials 29.09%
2 Technology 18.27%
3 Consumer Discretionary 17.13%
4 Financials 11.74%
5 Materials 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AX icon
401
Axos Financial
AX
$4.91B
$9.3M 0.06%
415,400
+157,100
+61% +$3.05M
2016 Q1
2 quarters
NVEE icon
402
DELISTED
NV5 Global
NVEE
$9.27M 0.06%
1,147,540
-60,000
-5% -$474K
2015 Q1
6 quarters
TAX icon
403
DELISTED
Liberty Tax, Inc. Class A
TAX
$9.27M 0.06%
725,128
– –
2013 Q4
11 quarters
RES icon
404
RPC Inc
RES
$1.32B
$9.24M 0.06%
550,175
– –
2013 Q2
13 quarters
HWCC
405
DELISTED
Houston Wire & Cable Company
HWCC
$9.21M 0.06%
1,487,979
– –
2013 Q2
13 quarters
ORBC
406
DELISTED
ORBCOMM, Inc.
ORBC
$9.15M 0.06%
892,700
-185,000
-17% -$1.89M
2014 Q4
7 quarters
TESS
407
DELISTED
Tessco Technologies Inc
TESS
$9.1M 0.06%
733,255
-32,765
-4% -$429K
2013 Q2
13 quarters
AVTA
408
DELISTED
Avantax, Inc. Common Stock
AVTA
$9.07M 0.06%
810,253
-412,600
-34% -$4.58M
2013 Q2
13 quarters
ANSS icon
409
DELISTED
Ansys
ANSS
$9.04M 0.06%
97,670
-1,030
-1% -$96K
2013 Q2
13 quarters
PSIX icon
410
Power Solutions International
PSIX
$1.07B
$9.02M 0.06%
880,161
+209,255
+31% +$3M
2015 Q1
6 quarters
HMHC
411
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$8.93M 0.06%
665,559
+404,000
+154% +$6.3M
2014 Q4
7 quarters
KEYW
412
DELISTED
The KEYW Holding Corporation
KEYW
$8.88M 0.06%
804,180
-26,817
-3% -$276K
2015 Q4
3 quarters
BEAT icon
413
DELISTED
BioTelemetry, Inc.
BEAT
$8.85M 0.06%
476,700
-60,000
-11% -$1.13M
2015 Q3
4 quarters
UMPQ
414
DELISTED
Umpqua Holdings Corp
UMPQ
$8.83M 0.06%
586,535
-4,000
-0.7% -$62.3K
2013 Q2
13 quarters
DKS icon
415
Dick's Sporting Goods
DKS
$13.5B
$8.78M 0.06%
154,874
-17,626
-10% -$970K
2015 Q3
4 quarters
AOSL icon
416
Alpha and Omega Semiconductor
AOSL
$711M
$8.59M 0.06%
395,353
-150,400
-28% -$2.7M
2013 Q2
13 quarters
AC icon
417
DELISTED
Associated Capital Group
AC
$8.58M 0.06%
243,256
– –
2015 Q4
3 quarters
HCKT icon
418
Hackett Group
HCKT
$281M
$8.57M 0.06%
519,066
-50,000
-9% -$763K
2013 Q2
13 quarters
GES icon
419
DELISTED
Guess Inc
GES
$8.56M 0.06%
585,900
+222,700
+61% +$3.37M
2015 Q2
5 quarters
ASC icon
420
Ardmore Shipping
ASC
$804M
$8.53M 0.06%
1,211,275
-230,038
-16% -$1.68M
2013 Q3
12 quarters
COWN
421
DELISTED
Cowen Inc. Class A Common Stock
COWN
$8.51M 0.06%
586,345
-12,500
-2% -$166K
2013 Q2
13 quarters
ROG icon
422
Rogers Corp
ROG
$2.5B
$8.49M 0.06%
139,055
-31,800
-19% -$1.93M
2013 Q2
13 quarters
OIS icon
423
Oil States International
OIS
$485M
$8.46M 0.06%
268,106
+62,400
+30% +$1.92M
2013 Q2
13 quarters
AFG icon
424
American Financial Group
AFG
$12.1B
$8.44M 0.06%
112,500
– –
2013 Q2
13 quarters
PBT icon
425
Permian Basin Royalty Trust
PBT
$1.61B
$8.42M 0.06%
1,207,778
– –
2014 Q4
7 quarters
15 16
17
18 19

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LC
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AIM
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BAMF
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Royce & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Royce & Associates held 1,136 positions worth $15.2B, up 0.36% from $15.1B the previous quarter. Its ten largest holdings account for 8.5% of the portfolio.

Royce & Associates withdrew a net $1.09B in Q3 2016, closing 58 positions and reducing 526 holdings. Its most notable exit was G-III Apparel Group, an estimated $32.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 29% of assets, down from 29% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Royce & Associates opened a new position in American Woodmark worth $25.4M.

  • Royce & Associates's largest Q3 2016 buy was American Woodmark: 314,660 shares worth $25.4M.
  • Royce & Associates added most to Robert Half in Q3 2016, an estimated $37.5M increase.
  • Royce & Associates's biggest Q3 2016 reduction was Unifirst Corp, cutting an estimated $50.1M.
  • Royce & Associates fully exited G-III Apparel Group in Q3 2016, selling an estimated $32.5M.
  • Royce & Associates's ten largest holdings make up 8.5% of its $15.2B portfolio in Q3 2016.
  • Royce & Associates opened 52 new positions and closed 58 in Q3 2016.
  • Royce & Associates's portfolio value rose 0.36% quarter-over-quarter to $15.2B.

Based on Royce & Associates's 13F filing for Q3 2016, filed 14 Nov 2016.